130 Enforcement Actions in the U.S. over past 30 days

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OFAC enforcements increased 50% over the past 30 days

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SEC issued enforcements: $88,633,075.00 over the past 30 days

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123 Final Rules go into effect in the next 30 days

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39 Mortgage Lending docs published in the last 7 days

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149 docs with 7429 extracted obligations from the last 7 days

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58 new Proposed and Final Rules were published in the past 7 days

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6423 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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NAVIGATION

Topic Classification

To filter by topics, you have to use one of the Topic_IDs listed below in the Search Method API. This will filter your results to only include content related to the Topic_ID selected.

These are the topics currently supported by our APIs:

Topic_ID Topic Definition
74 Blockchain / Crypto
Cryptocurrency (digital currency), which is generated and exchanged using blockchain.
72 Broker-Dealer
Person, company, or organization that trades securities.
19 Payday Lending
Small-dollar, short-term loans, generally for $500 or less.
18 Consumer Lending
Lending to an individual for personal expenses.
17 Commercial Lending
Lending for commercial purposes, such as commercial real estate.
16 Debt Collection
Pursuing payments of debt owed by individuals or companies.
14 Cybersecurity
protecting networks, computers, and data from attack, damage or unauthorized access.
13 Payments
Money transfer services or payment instruments, including credit cards and electronic funds transfers.
11 Securities
Financial instruments that can be bought or sold on a public stock exchange or a public bond exchange.
10 Privacy
Information privacy and data protection.
9 Insurance
Life insurance, auto insurance, and other types of insurance.
7 Deposits
Funds placed at depository institutions, including checking and savings accounts.
5 FCPA/ABAC
Foreign Corrupt Practices Act
4 Crowdfunding
Crowdfunding, bitcoin, ICO markets and P2P lending.
3 Mortgage Lending
Loans used to purchase property.
2 BSA/AML
Bank Secrecy Act / Anti-Money Laundering
1 Lending
Lender (bank, credit union, etc.) lends money to a borrower (individual or business).
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