181 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements Increased 59% over the past 30 days

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SEC issued enforcements: $65,449,488.80 over the past 30 days

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128 Final Rules go into effect in the next 30 days

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26 Mortgage Lending docs published in the last 7 days

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7596 docs with 9937 extracted obligations from the last 7 days

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109 new Proposed and Final Rules were published in the past 7 days

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7053 new docs in pro.compliance.ai within the last 7 days

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Events

april

14apr9:00 amGovernance, Risk & Compliance Confex

19apr(apr 19)6:00 am30(apr 30)2:30 pmRIMS Live Annual Conference

27aprallday29Lendit FinTech USA

27apr9:00 amCanadian RegTech Vendor Showcase

28apr4:22 amThe Risk & Compliance for Financial Services Conference

28apr(apr 28)6:00 am30(apr 30)12:00 pmLaw & Compliance Division Conference

29apr12:00 pm1:00 pmWebinar: Enterprise risk management and an alignment between risk and compliance.

may

11may(may 11)4:15 am13(may 13)9:35 amGlobal RegTech Summit

11may(may 11)9:00 am13(may 13)1:20 pm2021 Compliance Week National Conference

20may9:00 amCOMPLY Virtual Summit

25mayallday26FeaturedExpert-In-The-Loop Forum by Compliance.aiThe premium networking event for BFSI's.

june

01jun8:30 am03(jun 3)3:00 pmHighPoint by Galvanize

07jun(jun 7)8:00 am09(jun 9)12:00 pmGRC Summit

22jun(jun 22)9:00 am24(jun 24)3:00 pmRegulatory Compliance Conference

july

20jul11:00 am1:00 pmVirtual Regulatory Interchange Webinar with NASAA

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