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187 Enforcement Actions in the U.S. over past 30 days
FINRA enforcements decreased 31% over the past 30 days
SEC issued enforcements: $293,829,552.51 over the past 30 days
148 Final Rules go into effect in the next 30 days
84 Mortgage Lending docs published in the last 7 days
4743 docs with 9164 extracted obligations from the last 7 days
new Proposed and Final Rules were published in the past 7 days
11951 new docs in pro.compliance.ai within the last 7 days
Download the Q3 Enforcement eBook now!
Join us Feb 4th at Comply 2021
In 2021, LendIt Fintech will host a series of thematic one-day virtual events for our European community. Events are free to attend and will include a limited number of exclusive
How modern risk and compliance operations will determine the winners and losers of the BFSI Industry. Banks and financial services firms (BFSIs) are contending with the pressure to deliver
How modern risk and compliance operations will determine the winners and losers of the BFSI Industry.
Banks and financial services firms (BFSIs) are contending with the pressure to deliver greater levels of assurance over a complex set of emerging risks and business challenges; from COVID-19, remote working models, Brexit, FCA fines, and increased competition from challenger banks and FinTech firms. What’s more, the teams responsible for managing risk and compliance often are being asked to respond to these demands without additional resources.
(Tuesday) 7:00 am
Virtual - Zoom App
LendIt Fintech USA will be virtual in 2021 with a possible in-person component. Visit the registration page to learn more about the possibility of joining an intimate in-person VIP event in New
Compliance.ai created the EITL Forum to create a comprehensive opportunity to make new connections, share best practices, and discuss regulatory directions and trends in BFSI. Attendees
Compliance.ai created the EITL Forum to create a comprehensive opportunity to make new connections, share best practices, and discuss regulatory directions and trends in BFSI. Attendees will also get a front-row look at the future of RegTech.
may 25 (Tuesday) - 26 (Wednesday)
Virtual - Zoom App
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