187 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 31% over the past 30 days

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SEC issued enforcements: $293,829,552.51 over the past 30 days

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148 Final Rules go into effect in the next 30 days

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84 Mortgage Lending docs published in the last 7 days

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4743 docs with 9164 extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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11951 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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Events

march

03maralldayLendit Europe

16maralldayWespay Fraud SymposiumWespay’s one-day virtual conference for information and solutions to prevent and mitigate payments fraud!

16mar7:00 amWebinar with GalvanizeHow modern risk and compliance operations will determine the winners and losers of the BFSI Industry.

25marallday26Comply 2021 Virtual SummitThe Compliance, Risk, and RegTech Conference.

april

15apr12:30 pm1:30 pmWebinar: Enterprise risk management and an alignment between risk and compliance.

27aprallday29Lendit FinTech USA

may

25mayallday26FeaturedCompliance.ai EITL ForumThe premium networking event for BFSI's.

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