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310 Enforcement Actions in the U.S. over past 30 days
FINRA enforcements decreased 70% over the past 30 days
SEC issued enforcements: $289,563,885 over the past 30 days
161 Final Rules go into effect in the next 30 days
123 Mortgage Lending docs published in the last 7 days
1460 docs with 2637 extracted obligations from the last 7 days
964 new Proposed and Final Rules were published in the past 7 days
16728 new docs in pro.compliance.ai within the last 7 days
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Agency activity summarized by document type. All agencies, in one place.This week's report
See the violation, respondent and penalty amount, summarized by agency each week.This week's report
Trending news and upcoming deadlines like comment close, effective and notice dates.This week's report