181 Enforcement Actions in the U.S. over past 30 days

-

FINRA enforcements Increased 59% over the past 30 days

-

SEC issued enforcements: $65,449,488.80 over the past 30 days

-

128 Final Rules go into effect in the next 30 days

-

29 Mortgage Lending docs published in the last 7 days

-

7596 docs with 9937 extracted obligations from the last 7 days

-

109 new Proposed and Final Rules were published in the past 7 days

-

7053 new docs in pro.compliance.ai within the last 7 days

-

Considering RCM Solutions?  Here’s an RFP to get started.

-

Regulatory Intelligence for free.

All of the sources you monitor, summarized in one place. Sign up to receive our Regulatory Activity Reports direct to your inbox, each week.

Sign Me Up

Agency Report

Agency activity summarized by document type. All agencies, in one place.

This week's report

Enforcement Action Report

See the violation, respondent and penalty amount, summarized by agency each week.

This week's report

Regulatory News & Deadlines

Trending news and upcoming deadlines like comment close, effective and notice dates.

This week's report
X