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New Features Now on Compliance.ai: May 2020

Compliance.ai continuously introduces new content to ensure you can access critical regulatory and compliance documents for your business and delivers new capabilities to help you focus on […]

Regulators Focus Turns to Blockchain in Time of High Uncertainty

With the world’s focus on the deadly coronavirus showing signs of shaking loose, businesses are starting to get back to some form of normal and are tackling […]

MetricStream and Compliance.ai Offer Enhanced Regulatory Change Management Solution for Financial Institutions

As the MetricStream GRC Summit kicks off. Compliance.ai announces our integration with the MetricStream platform. This integration provides financial institutions of all sizes a premier regulatory intelligence […]

How To Navigate Regulatory Change During A Pandemic

The novel coronavirus has disrupted everyday life in countless ways, from social distancing to school and business closures. Yet one change that has been overlooked as we […]

CCPA: Why Taking a Wait-and-See Approach Could Cost You – Big

Consumer privacy may be the name of the game with the newly-enacted California Consumer Privacy Act, but you can’t blame a corporate compliance officer for discovering it’s […]

New Features Now on Compliance.ai: April 2020

Compliance.ai offers a modern solution for legal and compliance professionals who strive to stay ahead of the avalanche of new and changing regulations. We listen to hundreds [...]

Limit your Risk Exposure with Compliance Software Automation

Data automation is all the rage in corporate information technology circles. That goes double for compliance and regulatory practices, which offer a unique set of challenges for […]

Compliance Officers Face Uphill Climb on Audits – Here’s the Way Forward

In the age of the current pandemic, compliance officers have enough on their plates without worrying about audits. Yet that’s exactly where decision-makers stand these days, as […]

CRA Modernization Webinar with ProBank Austin and findCRA

Staying on top of the latest CRA Modernization news and regulations is not easy. Tune in to our recent webinar with Compliance.ai CEO, Kayvan Alikhani, ProBank Austin’s, [...]

How To Use Enforcement Actions To Minimize Compliance Risks

For corporate compliance teams, enforcement patterns can be more important than the underlying laws themselves. Most unenforced or lightly enforced laws aren’t as obvious as the uncaged […]

Regulators Going Easy on Self-Reporters - Here’s How to Handle “Good Faith” Compliance Mistakes

Is self-reporting an effective way of curbing U.S. Security and Exchange Commission fines and penalties? It’s the right thing to do, and it can work in your […]

Compliance.ai Introduces Simplified Regulatory Change Management for Insurance Professionals

Today, we announced our expanded library of Insurance industry content, designed and added for risk and compliance teams in the insurance industry.  Compliance.ai now offers comprehensive coverage […]

How to Stretch Your Compliance Budget in a Slowing Economy

The carnage from the stock market in early March, due primarily to the ongoing coronavirus issue and plummeting prices, is accelerating angst over a slowing U.S. economy. […]

Riskonnect Partners with Compliance.ai to Drive Regulatory Change Management Excellence

New platform integration enables risk and compliance managers to easily monitor, evaluate, and manage regulatory updates relevant to their business  SAN FRANCISCO – February 26, 2020 – [...]

Mythbusters: Separating Facts From Fiction in RegTech

The RegTech market has shifted into overdrive in 2020, but it still suffers from the myths, fallacies, and misperceptions that can stunt the growth of any emerging […]

California's CCPA Triggers A Tsunami Of State-Level Data Privacy Laws

The California Consumer Privacy Act (CCPA) went into effect on January 1, 2020, and while enforcement has been postponed for six months, businesses that squander the grace period could […]

Banking Regulatory Outlook in 2020

Banking industry executives must feel like they’re in for a roller-coaster ride on the regulatory front in 2020. The bar is locked down, the coaster is rolling […]

Expect a Rough Ride for Cryptocurrencies in 2020: 4 Key Challenges

The bull market for cryptocurrencies cooled off last year, as the technology ran into major roadblocks, including regulatory constraints, fallout over illegal ICOs (Initial Coin Offerings) and […]

Now on Forbes: Reshaping the Compliance industry in 2020

The start of a new year always puts pressure on corporate compliance teams. New regulations hit. Personnel at key agencies change, and enforcement strategies shift as well. […]

ABA Financial Crimes Enforcement Podcast

There is an avalanche of new regulations and changes compliance officers are trying to address. We are starting to see automation, AI, NLP replace manual regulatory change […]

New Decade New Strategies: 5 Privacy Regulation Action Steps to Take in 2020

It’s a new year – and a new decade – and major scenarios abound for corporate decision-makers tasked with privacy management going forward. That group includes compliance […]

Getting Ethics Right: Lessons Learned from Alstom’s Long-Term Compliance Woes

It’s been quite a five-year run – but not in a good way – for Alstom, the France-based multinational rail transport giant, which is trying to emerge […]

Now on Forbes: The Hidden Costs -- and Risks -- of Legacy Compliance Management Systems

Getting ready for the New Year may require a critical change in the way you manage your compliance. Compliance.ai’s CEO and Co-Founder, Kayvan Alikhani discusses the Hidden […]

Compliance.ai Adds Key Executives for Sales and Marketing to Further Amplify Growth

Regtech disruptor grows senior team to fuel rapid expansion of regulatory change management solutions San Francisco, CA, December 4, 2019 -- Compliance.ai today announced it has made [...]

Compliance.ai Named in RegTech100 Ranking by FinTech Global

Compliance.ai has been selected as one of the world’s most innovative RegTech companies for 2020, by FinTech Global for its AI-powered RegTech Solution. The REGTECH100 is an [...]

Digital Transformation in the Financial Industry: 7 Keys to Success

Financial executives face a fractured digital landscape As financial institutions pursue digital transformation initiatives, many struggle to balance consumer demands for more personalized, always-on services with regulatory [...]

Now on Forbes: Kayvan Alikhani Addresses "Cloud Washing"

In this timely article, Compliance.ai’s CEO and Co-Founder, Kayvan Alikhani, addresses ‘Tech washing’ and the practice of slapping a trendy, new label on legacy solutions.  Here are [...]

How to Achieve Sky-high RegTech ROI in 3 Steps

Regtech Since the housing crisis of 2008, businesses in highly regulated industries – banking, insurance, securities, etc. – have faced a flood of new, ever-changing compliance mandates. [...]

Compliance.ai’s New Premium Content Solution Enables Financial Institutions to Seamlessly Support Regulatory Updates and Changes

Partnership with ProBank Austin Provides Industry-Leading Content for Organizations Looking to Modernize Regulatory Change Management PHOENIX, AZ September 12, 2019--WesPay 2019 Payments Symposium--Today Compliance.ai announced Premium Content, [...]

Compliance.ai Joins WesPay to Help Standardize and Modernize RCM Solutions in the RegTech Industry

PHOENIX, AZ September 11, 2019 -- WesPay 2019 Payments Symposium -- Today Compliance.ai announced its membership with WesPay. Joining WesPay’s 1,000 financial industry members, Compliance.ai brings it’s [...]

Compliance.ai Announces AI-technology Advancements Within its Modern RCM Solution for Chief Compliance Officers

Company unveils new features and publishes white paper detailing how regtech is improving regulatory compliance for the financial services industry SAN FRANCISCO, June 18, 2019 – Compliance.ai [...]

How RegTech is Tackling Today’s Complex Regulatory Landscape Better, Faster and Cheaper Than Legacy Systems

Background What solutions exist to manage regulatory change and compliance risk?  How does legacy compliance management software measure up against RegTech in the present regulatory environment? Summary [...]

Regulatory Disruption: Is Your Business Ready To Comply With The CCPA?

In his 3rd article for the Forbes Technology Council, Compliance.ai’s CEO and Co-Founder, Kayvan Alikhani, provides a framework for how businesses can apply technology to be better [...]

360factors and Compliance.ai Announce Integration Partnership to Deliver Unparalleled Regulatory Change Management Solutions

GRC Technology Leader and RegTech innovator will integrate real-time regulatory intelligence updates within regulatory change management platform AUSTIN, TX | May 21, 2019 – 360factors and Compliance.ai [...]

Compliance.ai Named SIIA Business Technology Product CODiE Award Finalist for Best Compliance Solution

Compliance.ai’s regulatory change management platform earns prestigious industry recognition San Francisco (May 15, 2019) Compliance.ai, a RegTech pioneer that is transforming the way highly regulated organizations address [...]

Compliance.ai Honored As Silver Stevie Award Winner in 2019 American Business Awards®

San Francisco, CA – May 8, 2019 – Compliance.ai was named the winner of a Silver Stevie® Award in the Governance, Risk & Compliance Solution category in [...]

New eBook How to Reduce Compliance Risk with Enforcement Actions

Background Compliance.ai polled financial compliance, risk and crime professionals at mid-sized to large financial institutions to discover how organizations are tracking enforcement actions and which methods are [...]

Review of Enforcement Actions

Enforcement actions are a useful way for companies to see trends in how regulatory agencies are enforcing existing rules. Enforcement orders cite a violation and depending on [...]

Compliance.ai and LogicManager Partner to Offer Banks and Credit Unions a Modern and Seamless Compliance Management Solution

Compliance.ai functionality now offered as part of LogicManager platform, allowing financial institutions to proactively manage the growing volume and velocity of regulatory changes. SAN FRANCISCO and BOSTON [...]

3 State Regulatory Topics Banking Execs Need to Understand

Introduction to the State of Regulatory Activity Since the Trump Administration came into office, the US has entered a new era of deregulation. There were less financial [...]

Enforcement Action Survey

Earlier this year we launched an industry survey to learn more about how financial compliance, risk, and crime teams are currently tracking and monitoring enforcement actions. Enforcement [...]

Why It's Dangerous For AI To Regulate Itself

In this Forbes Article Compliance.ai’s CEO and Co-Founder, Kayvan Alikhani, explains why it is imperative that companies and regulatory agencies work together to create a framework for [...]

Announcing: Fresh New Look and New Board Adivsor

We are pleased to introduce the new Compliance.ai website and refreshed logo. The updated design represents the natural evolution and maturity of our company, product, and brand, [...]

CCPA: Will Your Business Be Responsible For Your Data Service Provider?

On June 28, 2018, California governor Jerry Brown signed the California Consumer Privacy Act of 2018 (CCPA), which becomes effective on January 1, 2020. The primary objectives [...]

Compliance.ai announces strategic integration to modernize how financial services companies address compliance risk

Blueprint partners with Compliance.ai to provide its banking and financial services customers with real-time regulatory change content and to modernize how financial institutions address compliance risk New [...]

A Look Back at 2018 Digital Asset Enforcement Actions

The regulatory landscape around digital asset securities that was once an open-ended question is now becoming increasingly clear. And by the regulatory landscape, the SEC means the [...]

Why AI Needs Experts

Compliance.ai’s CEO and Co-Founder, Kayvan Alikhani,  discusses the new opportunities that AI will bring and explains why AI requires human expertise, now more than ever in his [...]

Compliance.ai’s Top 6 Industry Predictions for 2019

2018 was an eventful year for RegTech, especially with regard to public and private sector collaboration. Technology companies and government agencies made strides in working together and [...]

Compliance.ai Year in Review 2018

As the new year begins, I’ve been both reflecting on key milestones Compliance.ai achieved last year and looking ahead to where we will be going in 2019. [...]

How Can Banks and Agencies Partner With RegTech?

Regulatory technology, or “RegTech,” is a growing field focused on the use of new technologies to improve the regulatory process. Fostered by the increasing use of technology [...]

How Accurate were our 2018 RegTech Predictions?

The global RegTech market continued to mature in 2018, gaining attention from investors, banks and regulatory bodies alike. The industry is expected to grow at an annual [...]

Regulating Disruption: What are ICOs anyway?

Initial coin offerings (ICOs) seem to find their way into almost any conversation I have nowadays. Most of the people that I’ve talked to regarding this matter [...]

Compliance.ai uses Tibco Cloud Mashery for API Mastery - Tech Target

"Compliance.ai, a compliance and regulatory management platform vendor, uses Tibco Mashery to help manage and compile many different APIs and data sources. Startup Compliance.ai pieces together a [...]

Five Ways Compliance.ai Saves You Money

It’s no secret that there has been a significant rise in regulatory compliance related rules, regulations and enforcements since the 2008 financial crisis. Those new compliance burdens [...]

Automated Workflow | Streamline Compliance Management - Waters Technology

The platform automatically parses regulations to figure out their relevancy to a firm. RegTech provider Compliance.ai has launched a new workflow solution that takes advantage of artificial intelligence [...]

RegTech Innovator Compliance.ai Launches Industry’s First Workflow Automation Solution for Financial Regulatory Change Management

Intuitive Workflow and Collaboration Automation Simplifies Steps Financial Services Institutions Must Take to Stay Compliant and Lower Compliance Risk WASHINGTON, Nov. 07, 2018 (GLOBE NEWSWIRE) -- Today [...]

Compliance Tech Company Brings Together Law Students and AI - Corporate Counsel

Corporate Counsel and Law.com recently interviewed Compliance.ai's Co-Founder and CEO, Kayvan Alikhani, to discuss how Compliance.ai's Contributor Edition program brings together Law Students and AI to help compliance teams [...]

The State of State Regulation

In the realm of financial regulations, federal-level regulations tend to attract the most coverage from the media since federal agency activity can have impact across the entire [...]

What Every Aspiring Legal Professional Should Know About RegTech

The Omnipresence of Regulation Deregulation is a myth. It is a concept we continue to hear over and over, but the reality is that regulation has incrementally [...]

Machine-Readable Regulation - Jo Ann Barefoot Interviews Compliance.ai CEO

Introduction "What if regulations were machine-readable? What if, when regulatory changes come out, financial companies wouldn't have to download hundreds or thousands of pages of rules and [...]

Into the Future of Regtech | Streamlining Regulatory Change Management with Automated Workflow

If we hop in our time machine and travel back to 2008, there were an average of 10 regulatory changes published by federal agencies relating to financial [...]

Blockchain, Regulation, and Privacy

Originally featured on International Banker, authored by Kayvan Alikhani. The Ramifications of using Blockchain and Supporting Crypto-Currencies within Financial Organizations Source: International Banker What is blockchain? Blockchain [...]

Into the Future of Regtech | Reduce Compliance Costs Using Diffing

To streamline regulatory change management, one must have knowledge and understanding of how regulatory rules are written and published.  Various agencies produce regulations for financial institutions. For example, [...]

Into the Future of RegTech | Automatic Summarization

"If you define the problem correctly, you almost have the solution,” - Steve Jobs, a pioneer of technology commented on the use of technology as solutions What [...]

Compliance.ai in the running for "Best Application of AI in Financial Services"

The nominations for the world-renowned AIconics awards have been announced in London, UK. Eleven awards celebrating the most innovating AI companies will be awarded in a prestigious [...]

Artificial Intelligence (AI) with Supervised Learning | RegTech

3 Reasons Why AI Requires an Essential Human Component in RegTech In the best interest of accurate data, enlisting a team of industry or topic-focused experts will [...]

SF Business Times | Following the rules with Ease

The San Francisco Business Times recently met with our Co-Founder and CEO, Kayvan Alikhani, at our office in the Financial District, to discuss the issues that are plaguing compliance [...]

RegTech Universe: "Modernization is no longer optional"

Deloitte recently published an analysis of the RegTech industry along with a directory of RegTech companies and the various solutions they are offering for regulatory compliance.  Deloitte [...]

Fair Lending and the Home Mortgage Disclosure Act

Effective January 1, 2018, the Consumer Financial Protection Bureau (CFPB) has added 84 data fields that must be reported on the Loan Application Register (LAR) as required [...]

Data Privacy, GDPR and Facebook | What you need to know

The Facebook Data Scandal, GDPR & the Financial Industry’s Privacy Measures Recently, the New York Times alleged that Cambridge Analytica collected consumer information deceitfully by breaking Facebook’s [...]

Financial Regulatory Intelligence

Financial Regulatory Intelligence The goal of financial regulatory intelligence is allow us to understand what is changing on a daily basis, unlike our every day lives. The [...]

Part 2 | A Day in the Life | Regulatory Change Management Team

What is a Regulatory Change Management Program? The next part of our “Day in the Life of a Compliance Officer” blog series is going to take a [...]

State of Affairs: Cybersecurity & Privacy Regulations

“A Cyberattack can’t blow up the world, but it can upend geopolitical stability. It can destroy national alliances, and work to undermine the most powerful democracy on [...]

A Day in the Life | Compliance Officer

What does a Compliance Officer do? Being a Compliance Officer (CO) within a financial services organization isn’t for the faint of heart. It’s a tough job with [...]

2018 Predictions from AALS 2018

Last week, Compliance.ai exhibited at the Association of American Law Schools' Annual Meeting in beautiful San Diego.  During the conference, we spoke with Deans, Law Professors, and [...]

The Bank Secrecy Act & Cryptocurrency Regulation in the US

How will the Bank Secrecy Act affect Cryptocurrency Regulation?  If you haven’t heard of cryptocurrency lately, then you might be hiding under a rock because the new [...]

Can AI Predict Risky Behavior?

As we near year-end, Artificial Intelligence is ranked as one of the top business trends for 2018. Leading organizations are investing in AI to enable more automation [...]

A Modern Approach to Regulatory Change Management

Source: AP Images The number of financial regulations currently in existence is staggering and is only predicted to grow. According to JWG, a London-based think tank focusing [...]

2018 Predictions for Regtech | Compliance.ai

Compliance.ai’s 2018 Predictions in RegTech 2017 was a huge year for advancements in the United States RegTech market. We predict that the regulatory uncertainty will continue to [...]

The Trials and Tribulations of a Compliance Professional

What does the role consist of? Traditionally, the compliance professional's role was set up as the enforcement arm within the legal team. Their role was limited to [...]

What is RegTech?

The Evolution of RegTech and the Benefits for the Financial Industry Regulatory Technology commonly referred to as “RegTech” is a subset of FinTech which uses information technology [...]

How Automation Makes Compliance Easier for Banks

Regulatory compliance is both a necessary and costly business expense for banks.  In an era of global trade and ever-changing regulations, the burden of compliance can be [...]

Compliance.ai Recognized at AI Summit: Best Application of AI in Finance

We are excited to share with you that Compliance.ai was shortlisted for Best Application of AI for Financial Services at the AIconics Awards, the world’s only independently-judged awards celebrating Artificial [...]

Embracing Digitization and Automation in Financial Services

Financial Services Firms Need to Embrace Digitization and Automation to Succeed From financial advice to customer onboarding to compliance, the financial services sector is increasingly becoming more [...]

SaaS Solution for Regulatory Change | Modern Solution for Banks

SaaS RegTech - The Modern Answer to Managing Regulations The proliferation of SaaS-based solutions has provided firms with exponential value compared to their traditional software products. The [...]

The Risky Business of Bribery

Bribery isn’t limited to paying public officials to look the other way. In financial services, it can also be an issue of crossing the line of generosity [...]

Seven Years Since Dodd Frank: What's Really Changed?

Since the passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act in 2010, the implementation of this major legislation has been long and winding, with [...]

Do All Banks Need to Look Into RegTech?

From credit unions to investment banks to global custodians, the whole spectrum of financial services organizations is facing significant regulatory change, which requires significant resources to manage. [...]

The Executive Branch vs. the CFPB

In a rare move, the Justice Department reversed course, filing an Amicus Brief in support of a ruling by a panel of the DC Circuit Court declaring [...]

True Financial Industry Reform Will Take an Act of Congress: The Impact of Trump’s Financial Industry Executive Orders

With two releases, Trump made good on his promise to reform regulation of the financial industry.  However, the nature of agencies regulating the sector requires that he […]

The Limited Executive Power and the Financial Industry: The 2 for 1 Rule

During President Donald Trump’s campaign he promised to shake up business by streamlining the regulatory system.  The financial sector, still adapting to the changes imposed by The […]

INFOGRAPHIC: Machine learning can lower compliance costs

Compliance teams have a difficult job. Resources are tight but the amount of new regulations is constantly increasing, which places more and more demands on compliance team […]

Debt Collection in America, Part 1

The rules and practices around debt in the United States have received a lot of attention lately. The biggest stories have come out of the federal government, […]

Just The Facts on the RIA Conflict of Interest Rule

The Department of Labor published a much-discussed conflict of interest (fiduciary) rule on April 8, 2016. With all the conversation about the implications of the changes for [...]