187 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements increased 4% over the past 30 days

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SEC issued enforcements: $45,971,340.93 over the past 30 days

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62 Final Rules go into effect in the next 30 days

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26 Mortgage Lending docs published in the last 7 days

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427 docs with 4647 extracted obligations from the last 7 days

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56 new Proposed and Final Rules were published in the past 7 days

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1427 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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Modern Regulatory Change Management for the Financial Services Enterprise

Compliance.ai is the only regulatory change management software that is designed for the BFSI industry. Our customers rely on Compliance.ai to automatically enforce regulatory change management policy; thereby mitigating risk, reducing costs, and gaining confidence in their compliance status.

Our customers use the Compliance.ai solution to establish a centralized regulatory change management command center and to automate and manage standardized processes for the entire enterprise.

Deliver Transparency and Smooth Your Transition

Implement a centralized regulatory change management command center for all lines of business so you always know your compliance status. The RCM command center delivers instant insight into the status of policies and procedures to reduce the risk of audit and exam findings, enforcement actions, and fines. Share relevant insights with stakeholders to improve alignment across the enterprise and speed the delivery of new products and services.

Configurable, personalized regulatory change management command centers highlight potential compliance issues for the entire enterprise.

Deliver Personalized Insights

Leverage insights – tailored to the specific requirements and needs of your enterprise – of recent regulatory changes and trend analysis. Use advanced search and filters to find exactly what you need quickly.

Highlight Potential Issues

Set email alerts that automatically monitor issues identified in the central platform to ensure continuous change management compliance. Alerts help you focus on upcoming deadlines and developments to keep your regulatory change management process running smoothly.

Adopt Best Practices Safely and Easily

Manage regulatory changes the moment you subscribe: The compliance team can immediately use the solution to monitor regulatory changes. To complete the implementation – such as creating standardized RCM processes – Compliance.ai provides a proven implementation methodology that ensures that your regulatory change management strategy operates effectively. We tailor your RCM processes and seamlessly integrate into your existing governance, compliance, risk, and document management systems.

Scan the Horizon and
Filter Out Noise

Monitor and manage changes in the regulatory environment with a real-time, personalized stream of enriched regulatory content from any source and across all jurisdictions. All regulatory content is filtered using advanced algorithms tuned to your requirements. This means that you deliver only relevant regulatory changes and updates to the lines of business, and provide them with the key attributes that help them make decisions more effectively to prevent missed obligations and exam findings.

Every compliance specialist configures their own stream preferences to stay up-to-date with the agencies and topics that they monitor.

Ensure Completeness

Monitor all regulatory changes and content – but automatically filter out updates that are not needed for your lines of business – to remain compliant. Advanced filtering capabilities ensure that the risk and compliance team reviews and manages only required changes, rather than wasting time on reviewing documents that are not applicable to your business.

Deliver Intelligence

Deliver concise summaries, interactive trend analyses, and enriched document information for all regulatory content to speed and improve decisions. Compliance.ai delivers extensive enrichment of regulatory documents to provide additional context and guidance for decision-making. Enrichment capabilities include adding topic classifications and links to related or similar regulations.

Compare Regulatory Documents

Instantly identify key differences between regulatory documents – including updates and revisions – and quickly determine whether there are impacts on your lines of business and jurisdictions.

Analyze Across Jurisdictions

Compliance.ai's regulatory change management tool automatically compares regulations and obligations across all of the jurisdictions in which the enterprise operates.

Testimonial

What our clients say

Analyze Impact
and Take Action

Use Compliance.ai’s unique Expert-in-the-Loop methodology to assess regulations, identify requirements, and highlight only those obligations relevant to your enterprise. Evaluate the impact on specific controls, policies, and business processes. The always-on, always-live Compliance.ai Timeline determines upcoming deadlines and due dates to help you set priorities, assess resource requirements, and determine the next steps.

Compliance.ai automatically identifies regulatory obligations and pinpoints the impact to your controls, policies, and processes.

Identify Impacts

Replace costly manual processes by automatically comparing how various regulatory obligations differ across lines of business and jurisdictions.

Analyze Obligations

Compliance.ai’s obligation analysis technology eliminates manual line-by-line analysis of regulatory documents and related content. The regulatory change management solution automatically evaluates whether actions are required by delivering a summarized list of obligations for each regulatory document.

Use Embedded Expert Guidance

Engage subject matter experts from the Compliance.ai alliance of partners – directly from the solution. Our expert partners help compliance teams to ensure the appropriate changes to controls, policies, and processes.

Initiate Workflows and
Break Down Silos

Promote collaboration between the compliance teams and the lines of business with standardized and repeatable regulatory change management processes deployed in a single RCM platform. Automatically assign tasks and alert managers to overdue activities related to risk and compliance.

By implementing standardized and repeatable regulatory change management processes and assigning tasks, Compliance.ai ensures completion of required updates

Deploy Standardized Processes

Simplify and streamline manual regulatory change management processes throughout the organization with intelligent workflow technology, shared folders, and automatic task assignments. Take advantage of workflow templates to speed up the creation and repeated use of your automated workflow processes.

Facilitate Collaboration

Eliminate the need to track regulatory changes using email and spreadsheets that can easily be lost, misplaced or forgotten. Start by delegating tasks, annotating documents, and managing activities between the compliance team and the lines of business. Our unified solution maintains compliance and risk management changes in a central location that is accessible from anywhere for the entire organization – reducing the chance of compliance gaps and audit findings.

Track Completion

Standardize and automate the regulatory change management process and alert managers to incomplete and overdue tasks to ensure all obligations are met, reducing the risk of compliance gaps and audit findings.

Manage Resources

Gain visibility into tasks, priorities, and workload across the organization for more effective management of resources and budgets.

Collect Evidence and
Speed Audits

Improve the results of audits and exams by automatically recording regulatory change activities and alerting users to findings against other financial services enterprises. Cleaner audits and improved transparency across the business ultimately boosts the confidence of executives responsible for attestation. Rely on certified audit reports that provide assurance of the validity and authenticity of compliance evidence for auditors and other stakeholders.

Certified audit reports provide assurance of the validity and authenticity of compliance evidence for auditors and examiners.

Automate Preparation for Audits and Exams

Monitor the entire regulatory change management process, record audit trails, and generate audit reports in minutes to improve productivity and reduce the time required to prepare for audits and exams.

Track Enforcement Actions

Keep current with automated and recurring enforcement action violations, respondents, and penalties issued by regulators and topics relevant to your business. Use enforcement action insights to gain a competitive advantage by enabling more intelligent decisions when planning new products, acquisitions, or expansions.

Eliminate Silos

Boost confidence in compliance and risk management by sharing informative and relevant reports, summaries, news, and regulatory updates with key internal stakeholders. Improving knowledge of regulations and obligations helps to reduce silos and ease the compliance burden.

It’s time for a world-class regulatory change management process.

Get the only AI-powered, expert-managed regulatory change management software designed for financial services enterprises.

SCHEDULE DEMO

The Right Regtech Helps You Get Regulations Under Control

Financial services enterprises are overwhelmed with increasing volumes of financial regulatory information. The lack of automation for regulatory change management adversely affects the ability to be sure your are managing your compliance appropriately.

Learn how you can more easily achieve compliance by adopting the market-leading regulatory change management software. Only the Compliance.ai solution helps financial services enterprises mitigate risks, reduce costs, and gain confidence in their compliance status.

Compare Editions

Basic START NOW Pro SCHEDULE DEMO Team SCHEDULE DEMO
Get Transparency
RCM Command Center
Personalized Dashboards
Custom Alerts
Weekly Summaries
Filter Out Noise
Monitor Regulatory Changes
Real-time Content
Enriched Documents
AI-Powered Filtering
Analyze Impact
Personalized Insights
AI-Powered Intelligence
Jurisdiction Analysis
Obligation Analysis
Third-Party Expert Guidance
Resource Planning
Automate Processes
Repeatable Processes
Annotation
Collaboration Tools
Seamless Integration
Speed Audits
Custom Enforcement Tracker
Certified Audit Reports
Distribute Reports
Proven Implementation
1:1 Training
Team Training
Workflow Customization
Email and Chat Support
Phone Support
Basic START
NOW
Pro SCHEDULE DEMO Team SCHEDULE DEMO
Get Transparency
RCM Command Center
Personalized Dashboards
Custom Alerts
Weekly Summaries
Filter Out Noise
Monitor Regulatory Changes
Real-time Content
Enriched Documents
AI-Powered Filtering
Proven Implementation
Personalized Insights
AI-Powered Intelligence
Jurisdiction Analysis
Obligation Analysis
Third-Party Expert Guidance
Resource Planning
Automate Processes
Repeatable Processes
Annotation
Collaboration Tools
Seamless Integration
Speed Audits
Custom Enforcement Tracker
Certified Audit Reports
Distribute Reports
Proven Implementation
1:1 Training
Team Training
Workflow Customization
Email and Chat Support
Phone Support

Unsure how to select the best regulatory change management solution for your firm? Our RFP Template can point you in the right direction.

Download RFP Template

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