Automatically monitor regulatory updates to map to your internal policies, procesures and controls. Learn More
Automatically monitor regulatory updates to map to your internal policies, procesures and controls. Learn More


Automation that keeps you in compliance

compliance artificial intelligence

artificial intelligence regulatory compliance

financial regulatory compliance software

Automation that keeps you in compliance

For fintech companies, automatically monitors regulatory updates from government agencies

FinTech companies have taken advantage of advances in technologies such as mobile, blockchain, and machine learning and rising consumer demands about the speed and ease with which they can access financial resources. New apps and services from FinTech start-ups are re-shaping entire markets — from digital loans and mobile stock services to e–commerce payment platforms and digital currency exchanges. But, just like their traditional counterparts, FinTechs must build trust with consumers of emerging solutions while they also wrestle with intense regulatory scrutiny.

User retention is a significant challenge for new FinTech companies. For example, while consumers appreciate the intuitive and fast nature of new apps and services, they have no patience for privacy and security issues that those apps may introduce.

Investors in FinTech expect management to stay on top of evolving regulatory obligations to protect their investment.

FinTech executives can promote business growth and user retention by incorporating RegTech into business operations.  The right Regtech technology helps the company to stay current with constant regulatory change while protecting the privacy and security needs of users. delivers the market-leading regulatory change management solution (RCM) designed specifically for BFSI firms.  

Benefits of for FinTechs

Deliver Transparency and Smooth Your Transition

Mitigate compliance risk by deploying an RCM command center to gain insight into the regulatory change management and compliance functions.

Leverage the industry’s proven and trusted implementation methodology to move away from manual processes and meetings to adopt standardized and repeatable regulatory change management processes aligned to your specific risk and compliance model.

Scan the Horizon and Filter Out Noise

For FinTech companies, automatically monitors regulatory updates from agencies such as the SEC, FINRA, UK-FCA, HK-MA, and EU-ESMA — but delivers only the content that is relevant to you.

The information also includes guidance on topics important to you — such as Broker-Dealer, BSA/AML, Cybersecurity, Privacy, and Securities — published by CFA, CFTC, FIA, NAAIM, NAIC, and SIFMA.

Analyze Impact and Take Action’s Requirement & Obligation Analysis feature relieves the burden of line-by-line analysis. Instead, we automatically identify a summarized list of relevant obligations for regulatory changes. The capability automatically highlights differences in regulatory content across jurisdictions and identifies obligations and requirements. Bring Your Own Content helps automatically map regulatory requirements to your internal controls, policies, and business processes to identify and analyze the changes needed to ensure compliance.

Initiate Workflows and Break Down Silos

Our intuitive workflow technology promotes collaboration and ensures that all activities are monitored and completed. improves budgeting and resource planning by helping managers get an accurate read of workloads and important deadlines.

Collect Evidence and Speed Audits

SEC and FINRA audits and exams are a fact of life, but findings and enforcement actions don’t have to be. Our solution automatically collects evidence that obligations have been met and delivers accurate, third-party-certified reports to provide auditors with the assurance they need.

It’s time for a world-class regulatory change management.

Get the AI-powered, expert-managed regtech solution designed for financial services enterprises.

Schedule a Demo