193 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 15% over the past 30 days

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SEC issued enforcements: $69,991,450.57 over the past 30 days

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78 Final Rules go into effect in the next 30 days

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36 Mortgage Lending docs published in the last 7 days

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173 docs with 2254 extracted obligations from the last 7 days

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53 new Proposed and Final Rules were published in the past 7 days

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2302 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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What is RegTech?

Regulatory Technology commonly referred to as “RegTech” is a subset of FinTech which uses information technology to enhance regulatory monitoring, reporting, and other compliance processes for the financial industry. RegTech concentrates on digitizing the current manual compliance processes, but RegTech has much more to offer the financial services industry.

Who is RegTech for?

Regulatory Technology commonly referred to as “RegTech” is a subset of FinTech which uses information technology to enhance regulatory monitoring, reporting, and other compliance processes for the financial industry. RegTech concentrates on digitizing the current manual compliance processes, but RegTech has much more to offer the financial services industry.

How Technology Helps Compliance Professionals

The use of artificial intelligence (AI) in the regulatory change management process is key to streamlining the process, saving time and controlling expenses.

Firms spend a significant amount of their budget on third-party vendors to research and synthesize regulatory materials, manually compiled by compliance professionals and counsel. Automation can reduce that spend.

Learn more about the benefits of RegTech:

How Technology Helps Compliance Professionals

The use of artificial intelligence (AI) in the regulatory change management process is key to streamlining the process, saving time and controlling expenses.

Firms spend a significant amount of their budget on third-party vendors to research and synthesize regulatory materials, manually compiled by compliance professionals and counsel. Automation can reduce that spend.

Take Action

Replace disjointed, manual processes with one automated tool that allows you to manage team activities, workflows and seamlessly integrates into your existing GRC software.

Workflow automation

Simplify and streamline complex processes – and say goodbye to spreadsheets – with intelligent workflows, shared folders, and automatic task assignments based on new regulatory changes and deadlines.

Collaboration Tools

Monitor updates, delegate tasks, track notes and comments, and manage team activities – no email or spreadsheets required.

Seamless Integration

Connect the dots between compliance activities, risk assessments and policy management with seamless integration into your existing software systems.

To see how a RegTech solution like Compliance.ai can help your team streamline complex compliance activities and workflows to foster collaboration, transparency and trust across all stakeholders, schedule a demo of this award-winning SaaS platform, designed to better manage regulatory change.

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