Automatically monitor regulatory updates to map to your internal policies, procesures and controls. Learn More

1558 Enforcement Actions in the U.S. over past 30 days


FTC enforcements decreased 55% over the past 30 days


SEC issued enforcements: $37,812,859 over the past 30 days


50 Final Rules go into effect in the next 7 days


49 Mortgage Lending docs published in the last 7 days


1670 docs with extracted obligations from the last 7 days


new Proposed and Final Rules were published in the past 7 days


11906 new docs in within the last 7 days


Considering RCM Solutions?  Here’s an RFP to get started.


Regulatory Compliance and Risk Management for Banks

Compliance Management Software for Banks

Mitigate compliance risk by deploying an RCM command center

regulatory compliance software

regulatory compliance management software

For banks, automatically monitors regulatory updates from government agencies

The banking sector is undergoing a radical transformation. Long-standing business practices at banks are constantly challenged and re-shaped by socioeconomic, competitive, and technological shifts; such as new business models, disruptive technologies, emerging FinTechs, and regulatory expansion. Banking executives must now embrace innovation in every aspect of their operations to not only retain existing clients but also to foster business growth.

As information breaches become more frequent and privacy concerns increase, compliance and regulatory obligations have proliferated. Unfortunately, regulatory compliance can also limit bankers’ ability to innovate and launch new products and services.

Ongoing economic volatility and an increasingly complex regulatory environment means that bankers find themselves facing more risk than ever before.

Due to increased competition from innovative and agile companies, rapidly eroding client loyalty is an urgent concern that demands immediate and constant attention. Clients increasingly expect personalized interactions with banks in ways that maximize ease of use, convenience, privacy, and security. Digitization across all business operations and functions is critical to addressing clients’ demands and reducing costs to maintain profitability.

Banks that embrace and prioritize new technologies and find ways to align business operations to meet client demands will emerge stronger from these volatile times.  However, addressing regulatory obligations and aligning risk management to the “new normal” must remain top of mind for executives and line of business managers: clients have little patience for compliance gaps that can be a sign of mismanagement. Strengthening and streamlining these functions will allow risk and compliance experts to better engage with the lines of business to support innovation within regulatory boundaries. delivers the market-leading regulatory change management solution (RCM) designed specifically for BFSI firms.  

Benefits of for Banks

Deliver Transparency and Smooth Your Transition

Mitigate compliance risk by deploying an RCM command center to gain insight into the regulatory change management and compliance functions.  

Leverage the industry’s proven and trusted implementation methodology to move away from manual processes and meetings to adopt standardized and repeatable regulatory change management processes aligned to your specific risk and compliance model.

Scan the Horizon and Filter Out Noise

For banks, automatically monitors regulatory updates from government agencies –but delivers only the content that is relevant to you. The solution monitors a wide array of international, federal and state agencies, including but not limited to: EBA, OFAC, SEC, OCC, CFPB, DOJ, TREAS, and DISB. 

The information also includes guidance on topics important to you such as Payments, Cybersecurity, Broker Dealer, Privacy, and Securities published by ABA, BAI, BISA, and BPI, as well as regional associations and publications.

Analyze Impact and Take Action’s Obligation Analysis and Jurisdiction Analysis tools relieve the burden of line-by-line analysis of every regulatory document from every jurisdiction. Instead, we provide a summarized list of obligations for each regulatory document and identify jurisdictional differences.

Initiate Workflows and Break Down Silos

Our intuitive workflow technology promotes collaboration and ensures that all activities are monitored and completed. improves budgeting and resource planning by helping managers get an accurate read of workloads and important deadlines. 

Collect Evidence and Speed Audits

Audits and exams are a fact of life, but findings and enforcement actions don’t have to be.  Our solution automatically collects evidence that obligations have been met and delivers accurate, third-party-certified reports to provide auditors with the assurance they need.

It’s time for a world-class regulatory change management.

Get the AI-powered, expert-managed regtech solution designed for financial services enterprises.

Schedule a Demo