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Financial Regulatory Deadlines & News (Feb 13 to Feb 19)

Why ‘Explainable AI’ is the Next Frontier in Financial Crime Fighting

Source: Banking Exchange

Streamlining Warranty Requirements for Federal Housing Administration (FHA) Single-Family Mortgage Insurance: Removal of the Ten-Year Protection Plan Requirements

HUD | Mortgage Lending | Final Rule

Disclosure of Hedging by Employees, Officers, and Directors

SEC | Securities | Final Rule

Noble of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Relating to the Minimum Trade Size Modifier

NYSE | Securities | Agency Update

Modernization of Property Disclosures for Mining Registrants

SEC | Securities | Final Rule

Proposed Flood Hazard Determinations

FEMA | Mortgage Lending | Notice

Apple, Amazon, Alibaba Are Coming After Banks, Regulators Say
AdvisorHub 02/14/2019
Giant technology companies are moving inexorably into the finance business and could quickly upend the banking industry, according to the financial industry’s global watchdog…
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McKinsey Agrees to Pay $15 Million to End Bankruptcy Probe
Bloomberg 02/19/2019
McKinsey & Co. agreed to pay $15 million to end a probe by the U.S. Trustee into whether the global consulting giant violated disclosure rules designed to prevent conflicts of interest in corporate bankruptcies, a federal judge said in a court filing…
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New Zealand planning new tax for US tech giants
The Hill 02/19/2019
New Zealand’s government is considering a plan to tax multinational tech corporations at a higher rate, citing a disparity between the taxes paid by New Zealanders and large corporations such as Facebook and Google…
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