Weekly Regulatory Deadlines | Apr 10 to Apr 16

New Challenges, Competitive Threats Sharking Financial Waters

New Challenges, Competitive Threats Sharking Financial Waters

New Challenges, Competitive Threats Sharking Financial Waters

Source: The Financial Brand

Uniform Mortgage-Backed Security

FHFA | Mortgage Lending, Securities | Final Rule

Segregation of Assets Held as Collateral in Uncleared Swap Transactions

CFTC | Securities | Final Rule

FAST Act Modernization and Simplification of Regulation S-K

SEC | Securities | Final Rule

Loans to Members and Lines of Credit to Members

NCUA | Lending | Final Rule

Applications by Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons To Effect or Be Involved in Effecting Security-Based Swaps

SEC | Broker-Dealer, Securities | Final Rule

New Challenges, Competitive Threats Sharking Financial Waters

New Challenges, Competitive Threats Sharking Financial Waters
The Financial Brand 04/15/2019
In banking, there’s no shortage of competitive threats. Facing intense pressure, traditional institutions are innovating faster than ever…
Read More

Finextra

What’s needed for AI Enterprise Transformation
Finextra Research Headlines 04/16/2019
Artificial intelligence (AI) continues to be one of the most popular technologies among business exe…
Read More

UniCredit to Pay $1.3 Billion to Settle Sanctions Charges

UniCredit to Pay $1.3 Billion to Settle Sanctions Charges
The Wall Street Journal 04/15/2019
Banks owned by UniCredit Group have agreed to pay $1.3 billion to settle claims they processed payments allegedly in violation of multiple U.S. government-sanctions programs…
Read More

GE finalizes $1.5B DOJ settlement over old subprime unit

GE finalizes $1.5B DOJ settlement over old subprime unit
National Mortgage News 04/12/2019
General Electric Co. finalized an agreement to pay $1.5 billion to settle a U.S. investigation into the manufacturer’s defunct subprime mortgage business…
Read More

Intuit CIO Be Strategic About the Bots You Build

Intuit CIO: Be Strategic About the Bots You Build
The Wall Street Journal 04/11/2019
Automation has become a top priority for Atticus Tysen, chief information officer of financial software company Intuit Inc., which is using software robots to automate repetitive tasks in the finance and human resources departments…
Read More

X