Sign up for financial regulatory news & updates straight to your inbox!

Financial Regulatory Deadlines & News (Feb 13 to Feb 19)

Why ‘Explainable AI’ is the Next Frontier in Financial Crime Fighting

Source: Banking Exchange

Streamlining Warranty Requirements for Federal Housing Administration (FHA) Single-Family Mortgage Insurance: Removal of the Ten-Year Protection Plan Requirements

HUD | Mortgage Lending | Final Rule

Disclosure of Hedging by Employees, Officers, and Directors

SEC | Securities | Final Rule

Noble of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Relating to the Minimum Trade Size Modifier

NYSE | Securities | Agency Update

Modernization of Property Disclosures for Mining Registrants

SEC | Securities | Final Rule

Proposed Flood Hazard Determinations

FEMA | Mortgage Lending | Notice

Apple, Amazon, Alibaba Are Coming After Banks, Regulators Say
AdvisorHub 02/14/2019
Giant technology companies are moving inexorably into the finance business and could quickly upend the banking industry, according to the financial industry’s global watchdog…
Read More

McKinsey Agrees to Pay $15 Million to End Bankruptcy Probe
Bloomberg 02/19/2019
McKinsey & Co. agreed to pay $15 million to end a probe by the U.S. Trustee into whether the global consulting giant violated disclosure rules designed to prevent conflicts of interest in corporate bankruptcies, a federal judge said in a court filing…
Read More

New Zealand planning new tax for US tech giants
The Hill 02/19/2019
New Zealand’s government is considering a plan to tax multinational tech corporations at a higher rate, citing a disparity between the taxes paid by New Zealanders and large corporations such as Facebook and Google…