Weekly Regulatory Deadlines | July 29 to Aug 04

State regulator group, others back lawsuit against OCC fintech charter

Margin and Capital Requirements for Covered Swap Entities

FCA OCC FHFA FDIC FRS | Securities | Final Rule

Federal Home Loan Bank Housing Goals Amendments

FHFA | Mortgage Lending | Final Rule

Federal Interest Rate Authority

FDIC | Lending, Securities, Debt Collection | Final Rule

Exemption From the Swap Clearing Requirement for Certain Affiliated Entities-Alternative Compliance Frameworks for Anti-Evasionary Measures

CFTC | Securities | Final Rule

Employment Contracts, Mutual to Stock Conversions

OCC | Debt Collection | Final Rule

State regulator group, others back lawsuit against OCC fintech charter

State regulator group, others back lawsuit against OCC fintech charter
American Banker 07/31/2020
State regulators, academics, and consumer advocates filed separate amicus briefs in a lawsuit against the Office of the Comptroller of the Currency this week, arguing the national bank regulator lacks the authority to grant a special-purpose fintech charter...
Read More

Consumer Finance Monitor

Federal and State Banking Regulators Issue New Examination Procedures on Sampling Methodologies, UDAP/UDAAP, and CARES Act
Consumer Finance Monitor 08/04/2020
Recently, the federal banking regulators issued four new sets of examination procedures. The OCC issued two significant examination booklets on sampling methodologies and UDAP/UDAAP, and the federal banking regulators, together with state financial regulators, issued interagency exam guidance for assessing safety and soundness of financial institutions in light of the ongoing impact of the COVID-19 pandemic...
Read More

Stocks flat as stimulus talks drag on

Stocks flat as stimulus talks drag on
The Hill 08/04/2020
Stock markets opened relatively flat on Tuesday morning as Democrats and Republicans appeared to have made little progress on an emergency economic and health bill to address the COVID-19 pandemic...
Read More

BankThink Banks, fintechs must reframe data privacy debate

BankThink Banks, fintechs must reframe data privacy debate
American Banker 08/04/2020
Financial services innovators are at risk of losing access to data that’s critical to their businesses if Congress passes a proposed data privacy bill or one of several like it...
Read More

FATF webinars on COVID-19 and money laundering
BankersOnline.com 08/03/2020
The Financial Action Task Force has made two webinars on money laundering, terrorist financing and COVID-19 available for viewing...
Read More

X