232 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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38 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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84 new Proposed and Final Rules were published in the past 7 days

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4161 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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Manage Changes

Often compliance gaps develop when required updates are not completed. Compliance.ai helps you manage changes and ensure that your firm complies with new obligations.

Standardized Processes Protect Your Firm

The large volume and complexity of regulatory change faced by firms in the banks, financial services, and insurance Industry requires near-constant updates to risk and control frameworks and policies, control tests, employee compliance training, and business processes. Unfortunately, most legal, risk, and compliance teams haven’t had access to reliable task automation and management systems to mitigate the risk of incomplete tasks that may result in audit and exam findings.

At Compliance.ai our professional services team and partners provide intuitive workflow templates and work with clients to simplify and automate change tasks.

Facilitate Collaboration

Eliminate email and spreadsheets that can easily be lost or forgotten. With Compliance.ai, you can delegate tasks, annotate documents, and oversee activities between the compliance team and the lines of business.

Our unified solution stores compliance and risk management changes in a central location that is accessible from anywhere for the entire organization – reducing the chance of compliance gaps and audit findings.

Ensure Task Completion and Compliance

Standardize and automate tasks associated with managing change and alert managers to incomplete and overdue tasks to ensure all obligations are met, reducing the risk of compliance gaps and audit findings.

Improve Prioritization and Streamline Compliance Budgets

Gain visibility into tasks, priorities, and workload across the organization for more effective management of resources and budgets.

Regulatory impact analysis doesn't have to be so tedious. Learn how RegTech can help you.

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