Regulatory Agency Updates | Week of June 17 to June 24

Regulatory Agency Updates | Week of June 17 - June 24 copy

Regulatory Agency Updates | Week of June 17 - June 24

 
 
CA-OPC
 
 
 
 

News: Announcement: Commissioner shares views on legislative reform in keyno… | 06/18/2019

 
 
 
CFPB
 
 
 
 

Notice: Agency Information Collection Activities: Comment Request… | 06/24/2019

News: The Essential Steps to Close on your Home with Confidence… | 06/21/2019

Final Rule: Payday, Vehicle Title, and Certain High-Cost Installment Loans; Delay … | 06/17/2019

 
 
 
CFTC
 
 
 
 

Notice: Agency Information Collection Activities Under OMB Review… | 06/20/2019

Notice: Agency Information Collection Activities Under OMB Review… | 06/20/2019

Notice: Agency Information Collection Activities: Notice of Intent To Revise C… | 06/19/2019

Notice: Agency Information Collection Activities: Notice of Intent To Revise C… | 06/19/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 06/24/2019

Notice: Notice of Extension of Comment Period of Proposed Consent Decree Under… | 06/24/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 06/21/2019

Notice: Notice of Lodging of Proposed Bankruptcy Settlement Agreement Under th… | 06/20/2019

Agency Update: Statement by U.S. Attorney General William P. Barr and Read-Out on Vis… | 06/19/2019

Agency Update: Department of Justice Celebrates 20th Anniversary of the Olmstead Supr… | 06/19/2019

Notice: Agency Information Collection Activities; Proposed eCollection; eComme… | 06/18/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E… | 06/17/2019

Notice: Notice of Extension of Public Comment Period for Consent Decree Under … | 06/17/2019

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 06/19/2019

 
 
 
EBSA
 
 
 
 

Final Rule: Health Reimbursement Arrangements and Other Account-Based Group Health… | 06/20/2019

Final Rule: Electronic Filing of Notices for Apprenticeship and Training Plans and… | 06/17/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Continuation of the National Emergency With Respect to North Korea… | 06/24/2019

Notice: National Research Strategy for the President’s Roadmap To Empower Vete… | 06/21/2019

Presidential Document: Continuation of the National Emergency With Respect to the Western Bal… | 06/20/2019

Presidential Document: Evaluating and Improving the Utility of Federal Advisory Committees… | 06/19/2019

Presidential Document: Father’s Day, 2019… | 06/19/2019

 
 
 
FDIC
 
 
 
 

Final Rule: Reduced Reporting for Covered Depository Institutions… | 06/21/2019

News: Regulatory Relief
Supervisory Practices Regarding Depository Instituti… | 06/17/2019

News: Regulatory Relief
Supervisory Practices Regarding Depository Instituti… | 06/17/2019

 
 
 
FFIEC
 
 
 
 

News: Press Release… | 06/17/2019

 
 
 
FINRA
 
 
 
 

Enforcement: Amanda Justine Sarabia… | 06/21/2019

Enforcement: Adriana Marcela Agha… | 06/21/2019

Enforcement: Citigroup Global Markets Inc…. | 06/20/2019

News: Financial Prosperity Eludes Many Americans Despite Growing Economy and… | 06/20/2019

Enforcement: Michael Allen Kamperman… | 06/20/2019

Enforcement: AWCs (Letters of Acceptance, Waiver, and Consent)… | 06/20/2019

Enforcement: Charles L. Laubach… | 06/20/2019

Enforcement: Crown Capital Securities, L.P…. | 06/20/2019

Enforcement: ANDREW PATRICK YORO… | 06/19/2019

Enforcement: Lindsey Lee Burick… | 06/19/2019

 
 
 
FRS
 
 
 
 
 
 

News: Federal Reserve Board releases results of supervisory bank stress test… | 06/21/2019

Notice: Proposed Agency Information Collection Activities; Comment Request… | 06/21/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 06/21/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 06/21/2019

News: Fed Listens in Cincinnati: How Does Monetary Policy Affect Your Commun… | 06/21/2019

Final Rule: Reduced Reporting for Covered Depository Institutions… | 06/21/2019

News: Attachment (PDF) – Federal Reserve Board announces approval of applica… | 06/20/2019

News: Federal Reserve Board announces approval of applications by Frost Bank… | 06/20/2019

News: Federal Reserve Board and Federal Open Market Committee release econom… | 06/19/2019

News: Federal Reserve issues FOMC statement… | 06/19/2019

 
 
 
FTC
 
 
 
 
 
 

Notice: Information Collection Activities; Proposed Collection; Comment Reques… | 06/24/2019

Enforcement: Grand Teton Professionals LLC… | 06/21/2019

Enforcement: Grand Teton Professionals LLC… | 06/21/2019

Agency Update: Comment of the Federal Trade Commission to the Ad Hoc Committee on Rul… | 06/20/2019

News: Fighting Consumer Fraud and Identity Theft in Southern California… | 06/19/2019

Notice: SecurTest, Inc.; Analysis To Aid Public Comment… | 06/19/2019

Enforcement: UnitedHealth Group/DaVita, In the Matter of… | 06/19/2019

News: Chmn. Simons opening remarks at FTC=E2=80=99s A Health Check on COPAs… | 06/18/2019

News: Weekly Calendar for June 17, 2019… | 06/17/2019

Notice: DealerBuilt/LightYear Dealer Technologies; Analysis To Aid Public Comm… | 06/17/2019

 
 
 
Fannie
 
 
 
 

News: MH Advantage Overview Webinar… | 06/19/2019

 
 
 
INT-BIS
 
 
 
 

News: Big tech in finance: opportunities and risks… | 06/23/2019

Agency Update: Overview of Pillar 2 supervisory review practices and approaches… | 06/21/2019

News: Overview of Pillar 2 supervisory review practices and approaches publi… | 06/21/2019

News: Basel Committee discusses policy and supervisory initiatives and appro… | 06/20/2019

Agency Update: Inflation and deflationary biases in inflation expectations… | 06/18/2019

Agency Update: Do SVARs with sign restrictions not identify unconventional monetary p… | 06/18/2019

 
 
 
INT-EBA
 
 
 
 

News: Opinion on the elements of strong customer authentication under PSD2… | 06/21/2019

News: EBA publishes an Opinion on the elements of strong customer authentica… | 06/21/2019

News: EBA consults on draft Guidelines on loan origination and monitoring… | 06/19/2019

News: EBA updates data on Deposit Guarantee Schemes across the EU… | 06/17/2019

 
 
 
INT-EC
 
 
 
 

News: Statement by the European Commission on the European Banking Authority… | 06/21/2019

News: Sustainable finance: Commission publishes guidelines to improve how fi… | 06/18/2019

 
 
 
INT-FATF
 
 
 
 

Publications: Guidance for a Risk-Based Approach to Virtual Assets and Virtual Asset… | 06/21/2019

Publications: Public Statement – June 2019… | 06/21/2019

Publications: Outcomes FATF Plenary, 16-21 June 2019… | 06/21/2019

Publications: Public Statement on Virtual Assets and Related Providers… | 06/21/2019

Publications: FATF Actions to Identify and Disrupt ISIL, Al-Qaeda and Affiliates=E2=80=99 Fi… | 06/21/2019

Publications: Improving Global AML/CFT Compliance: On-going Process – 21 June 2019… | 06/21/2019

Publications: Statement on Brazil… | 06/21/2019

Publications: RBA for Virtual Assets & Virtual Asset Service Providers (pdf, )… | 06/21/2019

 
 
 
INT-FSB
 
 
 
 

News: FSB publishes compensation progress report… | 06/17/2019

 
 
 
INT-IOSCO
 
 
 
 

Final Rule: FR10/2019 Liquidity in Corporate Bond Markets Under Stressed Condition… | 06/21/2019

Final Rule: FR09/2019 Cyber Task Force… | 06/18/2019

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment… | 06/18/2019

Notice: Submission for OMB Review; Comment Request… | 06/17/2019

Notice: Agency Information Collection Activities: Proposed Collection; Comment… | 06/17/2019

Notice: Sunshine Act: Notice of Agency Meeting… | 06/17/2019

 
 
 
OCC
 
 
 
 
 
 

News: OCC Enforcement Actions and Terminations… | 06/21/2019

Bulletin: Description: Electronic Fingerprinting for Background Checks and Revis… | 06/21/2019

Final Rule: Reduced Reporting for Covered Depository Institutions… | 06/21/2019

Notice: Agency Information Collection Activities: Information Collection Renew… | 06/19/2019

Notice: Agency Information Collection Activities: Information Collection Renew… | 06/19/2019

News: OCC Partners with the District of Columbia to Launch Summer Internship… | 06/19/2019

Bulletin: Description: Risk Management Guidance for Higher-Loan-to-Value Lending… | 06/19/2019

News: OCC Reports First Quarter 2019 Bank Trading Revenue… | 06/18/2019

News: Agencies Release List of Distressed or Underserved Nonmetropolitan Mid… | 06/17/2019

News: Agencies Issue Final Rule to Streamline Regulatory Reporting Requireme… | 06/17/2019

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions… | 06/21/2019

Final Rule: Reporting, Procedures and Penalties Regulations… | 06/21/2019

Notice: Notice of OFAC Sanctions Actions… | 06/18/2019

 
 
 
RHS
 
 
 
 

Final Rule: Single Family Housing Direct and Guaranteed Loan Programs… | 06/21/2019

 
 
 
SEC
 
 
 
 
 
 

Proposed Rule: Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and I… | 06/24/2019

Proposed Rule: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and I… | 06/24/2019

Notice: Submission for OMB Review; Comment Request… | 06/24/2019

Notice: Submission for OMB Review; Comment Request… | 06/24/2019

Proposed Rule: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 06/24/2019

Proposed Rule: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili… | 06/24/2019

Proposed Rule: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and I… | 06/24/2019

Proposed Rule: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Am… | 06/24/2019

Proposed Rule: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and I… | 06/24/2019

News: SEC Adopts Capital, Margin, and Segregation Requirements for Security-… | 06/21/2019

 
 
 
TREAS
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 06/24/2019

Agency Update: U.S. Department of the Treasury… | 06/21/2019

Agency Update: U.S. Department of the Treasury… | 06/21/2019

Agency Update: U.S. Department of the Treasury… | 06/21/2019

Agency Update: U.S. Department of the Treasury… | 06/19/2019

Notice: Agency Information Collection Activities; Proposed Collection; Comment… | 06/17/2019

Agency Update: U.S. Department of the Treasury… | 06/17/2019

 
 
 
UK-BOE
 
 
 
 
 
 
 
 
 
 

Agency Update: Bank funding costs and capital structure… | 06/21/2019

Agency Update: Back to the real economy: the effects of risk perception shocks on the… | 06/21/2019

News: Minutes of the London FXJSC Legal Sub-Committee Meeting – 3 December 2… | 06/21/2019

News: Overcoming macroprudential inertia: an ambush, and the votes that neve… | 06/21/2019

Agency Update: How education can help to build trust and understanding =E2=80=94 a case study… | 06/21/2019

Agency Update: An anniversary exhibition for the Bank of England: 325=C2=A0years, 325=C2=A0obje… | 06/21/2019

Agency Update: Quarterly Bulletin – 2019 Q2… | 06/21/2019

Quarterly Bulletin: Quarterly Bulletin – 2019 Q2… | 06/21/2019

Quarterly Bulletin: Quarterly Bulletin – 2019 Q2 — Sign up to receive email notifications… | 06/21/2019

Working Paper: Bank funding costs and capital structure — Sign up to receive email n… | 06/21/2019

 
 
 
UK-CMA
 
 
 
 

Press Release: Suppliers of antidepressants accused of illegal anti-competitive condu… | 06/18/2019

News Story: Illumina’s takeover of PacBio raises competition concerns… | 06/18/2019

Press Release: New powers to fine firms that exploit consumer loyalty… | 06/18/2019

 
 
 
UK-FCA
 
 
 
 
 
 

Final notices: Final Notice 2019: David John Mills… | 06/21/2019

Final notices: Final Notice 2019: Lynden Gerard Scourfield… | 06/21/2019

Final notices: Final Notice 2019: Bank of Scotland Plc… | 06/21/2019

News: FCA fines Bank of Scotland for failing to report suspicions of fraud a… | 06/21/2019

Final notices: Final Notice 2019: Alison Mary Mills… | 06/21/2019

Final notices: Final Notice 2019: Mark Dobson… | 06/21/2019

News: FCA confirms next event for British Steel Pension Scheme Members… | 06/21/2019

News: Independent reviews of Interest Rate Hedging Products and the Connaugh… | 06/20/2019

News: Bad Credit Site (clone of authorised firm)… | 06/20/2019

News: Capital Finances… | 06/20/2019

 
 
 
UK-HMT
 
 
 
 

News Story: Individuals to be protected from ‘devastating impact’ of problem debt… | 06/18/2019

Press Release: Big wins for British businesses as Vice Premier Hu Chunhua visits… | 06/18/2019

News Story: Tenth Economic and Financial Dialogue held between the UK and China… | 06/17/2019

 
 
 
UK-ICO
 
 
 
 
 
 

News: ICO fines telecoms company EE Limited for sending unlawful text messag… | 06/24/2019

Monetary penalties: EE Limited… | 06/24/2019

Monetary penalties: EE Limited — EE Limited monetary penalty notice… | 06/24/2019

News: Statement on Eurofins Scientific… | 06/21/2019

Audit: Lancashire Police… | 06/21/2019

Audit: Lancashire Police — Lancashire Police audit executive summary… | 06/21/2019

News: Blog: ICO Adtech update report published following industry engagement… | 06/20/2019

News: ICO joins the UK Regulators Network… | 06/19/2019

Advisory visit: The CLD Trust Hereford… | 06/19/2019

Follow up audit: West Midlands Police… | 06/18/2019

 
 
 
UK-LSB
 
 
 
 

News: LSB Business Lending Reception… | 06/19/2019

 
 
 
UK-PRA
 
 
 
 

Letter: Letter from Sid Malik: Observations from recent regulatory reviews… | 06/19/2019

Letter: Letter from Sid Malik: Observations from recent regulatory reviews – L… | 06/19/2019

Letter: Insurance Stress Test 2019 – Letter… | 06/18/2019

Letter: Insurance Stress Test 2019 – Life Insurance Stress Test 2019 – Scenari… | 06/18/2019

Letter: Insurance Stress Test 2019 – General Insurance Stress Test 2019 – Scen… | 06/18/2019

Letter: Insurance Stress Test 2019… | 06/18/2019

Policy statement: Pillar 2 liquidity: Updates to the framework – Appendix 1: PRA RULEBOO… | 06/17/2019

Policy statement: Pillar 2 liquidity: Updates to the framework – Policy Statement 13/19… | 06/17/2019

Policy statement: Pillar 2 liquidity: Updates to the framework… | 06/17/2019

 
 
 
VA
 
 
 
 

Final Rule: VA Acquisition Regulation: Special Contracting Methods… | 06/24/2019

Final Rule: Issuance of Class Deviation From VA Acquisition Regulation (VAAR) Part… | 06/24/2019

Notice: Notice of Intent To Adopt the Final Environmental Impact Statement/Fin… | 06/21/2019

Notice: Agency Information Collection Activity: Department of Veterans Affairs… | 06/21/2019

Notice: Agency Information Collection Activity: Financial Counseling Statement… | 06/19/2019

Notice: Agency Information Collection Activity: Alternate Signer Certification… | 06/19/2019

Notice: Agency Information Collection Activity: VA Fiduciary’s Account, Court … | 06/18/2019

Final Rule: Schedule for Rating Disabilities; Infectious Diseases, Immune Disorder… | 06/18/2019

Notice: Veterans and Community Oversight and Engagement Board, Notice of Meeti… | 06/17/2019

 

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