Dec 03 to Dec 10, 2018
Regulatory Agency Activity Weekly Summary
Compliance.ai’s Weekly Regulatory Agency Activity Summary is the only comprehensive resource for financial compliance professionals to
stay up to date on the latest regulatory changes and updates.
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Proposed Rule | Published 12/10/2018 | Comments Close 02/08/2019
The Commodity Futures Trading Commission (“CFTC” or “Commission”) is proposing to revise its regulations requiring covered persons to provide annual privacy notices to customers. The proposed revisions implement the Fixing America’s Surface Trans… Read More
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