Regulatory Agency Updates | Week of August 12 to August 19

Regulatory Agency Updates | Week of Aug 12 - Aug 19 copy

Regulatory Agency Updates | Week of Aug 12 - Aug 19

 
 
CA-BOC
 
 
 
 

Agency Update: Flight from Safety: How a Change to the Deposit Insurance Limit Affect… | 08/15/2019

 
 
 
CFPB
 
 
 
 

News: CFPB Appoints Private Education Loan Ombudsman… | 08/16/2019

News: Estafas de cierre de hipotecas: c=C3=B3mo protegerse usted y resguardar su … | 08/16/2019

News: CFPB, Arkansas State AG Settle with Brokers of High-Interest Credit Of… | 08/15/2019

News: Datos que debe saber sobre el acuerdo con Equifax… | 08/15/2019

News: Facts you can use about the Equifax settlement… | 08/15/2019

Enforcement Document: Andrew Gamber, Voyager Financial Group, LLC, BAIC, Inc., SoBell Corp C… | 08/14/2019

News: Los pasos que debe tomar para cerrar el trato de su vivienda con confi… | 08/14/2019

Enforcement Document: Andrew Gamber, Voyager Financial Group, LLC, BAIC, Inc., SoBell Corp P… | 08/14/2019

Enforcement Action: Andrew Gamber, Voyager Financial Group, LLC, BAIC, Inc., SoBell Corp… | 08/14/2019

News: Today=E2=80=99s Money as You Grow Bookshelf pick: “Jingle Dancer”… | 08/13/2019

 
 
 
CFTC
 
 
 
 

News: Kraft and Mondel=C4=93z Global to Pay $16 Million in Wheat Manipulation Cas… | 08/15/2019

News: CFTC Charges International Enterprise with Operating a $103 Million Fr… | 08/12/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 08/19/2019

Notice: Office on Violence Against Women; Notice of Request for Nominations fo… | 08/19/2019

Notice: Agency Information Collection Activities; Proposed eCollection; eComme… | 08/19/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 08/13/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Oil Pollution A… | 08/12/2019

Notice: Agency Information Collection Activities: Proposed New Information Col… | 08/12/2019

 
 
 
EBSA
 
 
 
 

Notice: 197th Meeting of the Advisory Council on Employee Welfare and Pension … | 08/13/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Designation of the Federative Republic of Brazil as a Major Non-NATO A… | 08/19/2019

Presidential Document: Continuation of the National Emergency With Respect to Export Control … | 08/15/2019

 
 
 
FDIC
 
 
 
 

Notice: Sunshine Act Meeting… | 08/19/2019

 
 
 
FFIEC
 
 
 
 

Notice: Appraisal Subcommittee Notice of Meeting… | 08/19/2019

 
 
 
FINCEN
 
 
 
 

News: Prepared Remarks of FinCEN Director Kenneth A. Blanco, delivered at th… | 08/13/2019

 
 
 
FINRA
 
 
 
 

Enforcement: Gregory T. Dean… | 08/16/2019

Enforcement: Lime Brokerage LLC… | 08/15/2019

Enforcement: Summit Brokerage Services, Inc…. | 08/15/2019

Enforcement: Brenda M. Kochel… | 08/14/2019

Enforcement: Roger L. Owens… | 08/14/2019

Enforcement: Daniel G. Maughan… | 08/14/2019

Enforcement: Stephen Allen Kelbick… | 08/13/2019

Enforcement: Leonard J. Kuczynski… | 08/13/2019

Enforcement: Seven Points Capital, LLC… | 08/12/2019

Enforcement: Bryan Joseph Clark… | 08/12/2019

 
 
 
FRS
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 08/19/2019

News: Federal Reserve to offer seven-day term deposits on August 22… | 08/15/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 08/15/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv… | 08/13/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv… | 08/13/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv… | 08/13/2019

Notice: Agency Information Collection Activities: Announcement of Board Approv… | 08/13/2019

Notice: Formations of, Acquisitions by, and Mergers of Savings and Loan Holdin… | 08/13/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 08/13/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 08/13/2019

 
 
 
FTC
 
 
 
 

Enforcement: LeanSpa Refunds… | 08/16/2019

Enforcement: LeanSpa Refunds… | 08/16/2019

News: BCP Director Daniel Kaufman opening remarks at Green Lights & Red Flag… | 08/13/2019

News: Updating best practices for data submissions… | 08/12/2019

News: Weekly Calendar for August 12, 2019… | 08/12/2019

 
 
 
Fannie
 
 
 
 

News: Lender Letter LL-2019-07: Advance Notice of Fannie Mae-Initiated Princ… | 08/14/2019

News: Validation and Approval of Credit Score Models… | 08/13/2019

News: There’s more to mortgages than credit scores… | 08/13/2019

 
 
 
INT-BIS
 
 
 
 

Agency Update: Frequently asked questions on the Basel III standardised approach for … | 08/14/2019

 
 
 
INT-EBA
 
 
 
 

News: EBA publishes clarifications to the fifth set of issues raised by its … | 08/14/2019

 
 
 
INT-EC
 
 
 
 

News: The Commission signed a memorandum of understanding (MoU) with the Sin… | 08/13/2019

 
 
 
NYSE
 
 
 
 

Enforcement: Seven Points Capital, LLC… | 08/12/2019

 
 
 
OCC
 
 
 
 

News: Bank Accounting Advisory Series Updated… | 08/15/2019

News: OCC Enforcement Actions and Terminations… | 08/15/2019

News: Comptroller of the Currency Visits Baltimore Affordable Housing Event… | 08/14/2019

News: OCC to Host Innovation Office Hours in Washington, D.C…. | 08/12/2019

 
 
 
OFAC
 
 
 
 

Financial Sanction: Settlement Agreement between the U.S. Department of the Treasury’s Off… | 08/16/2019

Financial Sanction: 2019 OFAC Symposium Save the Date and Registration Open… | 08/14/2019

 
 
 
RHS
 
 
 
 

Final Rule: Single Family Housing Guaranteed Loan Program; Correction… | 08/19/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 08/19/2019

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of … | 08/19/2019

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation … | 08/19/2019

Notice: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Fil… | 08/19/2019

Enforcement: BMO Capital Markets Corporation… | 08/16/2019

Enforcement: Carl Ruderman… | 08/16/2019

Agency Update: [Release No. 34-86387; File No. SR-CBOE-2019-034]… | 08/16/2019

Enforcement: Thomas Gillons… | 08/16/2019

Enforcement: Samuel Brown, et al…. | 08/16/2019

Enforcement: SEC Complaint – Bill Tsai… | 08/16/2019

 
 
 
TREAS
 
 
 
 

News: Public Engagements Schedule for the Week of August 19 =E2=80=93 August 25… | 08/16/2019

Agency Update: U.S. Department of the Treasury… | 08/15/2019

 
 
 
UK-BOE
 
 
 
 
 
 

Agency Update: Bank of England Weekly Report 14 August 2019… | 08/15/2019

Weekly report: Bank of England Weekly Report 14 August 2019 — View and download hist… | 08/15/2019

Weekly report: Bank of England Weekly Report 14 August 2019 — Weekly Report… | 08/15/2019

Weekly report: Bank of England Weekly Report 14 August 2019… | 08/15/2019

Weekly report: Bank of England Weekly Report 14 August 2019 — Sign up to receive ema… | 08/15/2019

Weekly report: Bank of England Weekly Report 14 August 2019 — Changes to the Bank’s … | 08/15/2019

Weekly report: Bank of England Weekly Report 14 August 2019 — Further details about … | 08/15/2019

News: Second meeting of the PRA and FCA=E2=80=99s joint Climate Financial Risk Forum… | 08/12/2019

Minutes: Second meeting of the PRA and FCA’s joint Climate Financial Risk Forum… | 08/12/2019

 
 
 
UK-CMA
 
 
 
 

News Story: How does your bank compare? Summer results published… | 08/15/2019

Press Release: CMA pharma probe secures =C2=A38m for the NHS… | 08/14/2019

News Story: CMA completes move to Canary Wharf… | 08/12/2019

 
 
 
UK-FCA
 
 
 
 
 
 

News: Rothschild Financial (clone of authorised firm)… | 08/19/2019

News: Gerhard Moser Investment Capital Holdings (clone of EEA authorised fir… | 08/19/2019

Final notices: Final Notice 2019: Andrew James Tinney… | 08/16/2019

Final notices: Final Notice 2019: ODA Life Textile and Furniture Limited… | 08/16/2019

News: Upper Tribunal publishes decision on Andrew Tinney, the former COO of … | 08/16/2019

News: Retirement Planning / Retirement Planning (UK) Limited (clone of FCA a… | 08/16/2019

News: Asset Recovery Group… | 08/16/2019

News: London Capital and Finance plc… | 08/15/2019

Final notices: Final Notice 2019: Samuel Baker (trading as Clarity Document & Informa… | 08/15/2019

News: Global Reclaim (clone of FCA authorised firm)… | 08/15/2019

 
 
 
UK-HMT
 
 
 
 
 
 

News Story: =C2=A3600 million boost for housing… | 08/17/2019

News Story: Treasury renews support for Northern Powerhouse… | 08/15/2019

Policy Paper: The Economics of Biodiversity: Terms of Reference… | 08/14/2019

Policy Paper: The Economics of Biodiversity: Call for Evidence… | 08/14/2019

Independent Report: The Economics of Biodiversity: Terms of Reference… | 08/14/2019

Independent Report: The Economics of Biodiversity: Call for Evidence… | 08/14/2019

Speech: The Economics of Biodiversity: Exchequer Secretary’s speech… | 08/14/2019

Policy Paper: Report into the public health effects of gambling duty provisions in F… | 08/13/2019

 
 
 
UK-ICO
 
 
 
 
 
 

Follow up audit: Surrey and Borders Partnership NHS Foundation Trust… | 08/16/2019

Audit: North Yorkshire Police — North Yorkshire Police audit report, executi… | 08/16/2019

Audit: North Yorkshire Police… | 08/16/2019

News: Statement: Live facial recognition technology in King’s Cross… | 08/15/2019

News: Blog: Three top issues for town and parish councils… | 08/14/2019

Follow up audit: Dartford and Gravesham NHS Trust – follow up… | 08/12/2019

Enforcement notices: Hudson Bay Finance Ltd — Hudson Bay Finance Ltd enforcement notice… | 08/12/2019

Agency Update: Hudson Bay Finance Ltd… | 08/12/2019

Follow up audit: Dartford and Gravesham NHS Trust… | 08/12/2019

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity Under OMB Review: VA Health Pro… | 08/19/2019

Notice: Agency Information Collection Activity: Environmental Hazards Registry… | 08/19/2019

Notice: Advisory Committee: National Academic Affiliations Council, Notice of … | 08/19/2019

Notice: Agency Information Collection Activity Under OMB Review: Joint Applica… | 08/15/2019

Notice: Agency Information Collection Activity: Application for Pre-Need Deter… | 08/12/2019

Notice: Agency Information Collection Activity: Application for VA Education B… | 08/12/2019

Notice: Agency Information Collection Activity: Dependent’s Request for Change… | 08/12/2019

 

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