Regulatory Agency Updates | Week of Oct 12 to Oct 19

Agency Report Oct 12 - 19

 
 
CFTC
 
 
 
 

Notice: Sunshine Act Meetings... | 10/14/2020

Notice: Public Availability of Fiscal Year 2018 Service Contract Inventory... | 10/14/2020

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 10/15/2020

Notice: Agency Information Collection Activities; Proposed eCollection eCommen... | 10/15/2020

 
 
 
DOL
 
 
 
 

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 10/16/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 10/16/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 10/16/2020

Notice: Vacancy Posting: Member of the Administrative Review Board... | 10/15/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 10/15/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 10/15/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 10/15/2020

 
 
 
EBSA
 
 
 
 

Notice: 203rd Meeting of the Advisory Council on Employee Welfare and Pension ... | 10/15/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Blind Americans Equality Day, 2020... | 10/19/2020

Presidential Document: Modernizing America's Water Resource Management and Water Infrastructu... | 10/16/2020

Presidential Document: Establishing the One Trillion Trees Interagency Council... | 10/16/2020

Presidential Document: General Pulaski Memorial Day, 2020... | 10/16/2020

Presidential Document: Columbus Day, 2020... | 10/16/2020

Presidential Document: National School Lunch Week, 2020... | 10/16/2020

Presidential Document: To Further Facilitate Positive Adjustment to Competition From Imports ... | 10/16/2020

Presidential Document: Delegation of Authority Under 15 U.S.C. 634c(b)(3)(B)... | 10/15/2020

Presidential Document: Leif Erikson Day, 2020... | 10/14/2020

Presidential Document: Birthday of Founding Father Caesar Rodney... | 10/14/2020

 
 
 
FDIC
 
 
 
 
 
 

Final Rule: Real Estate Appraisals... | 10/16/2020

Press Release: FDIC Publishes Resource Guide to Promote Investment Partnerships With ... | 10/16/2020

Notice: Sunshine Act Meeting... | 10/16/2020

Press Release: FDIC Advisory Committee to Discuss Results of 2019 Survey of Household... | 10/16/2020

Press Release: United Fidelity Bank, fsb, Evansville, Indiana, Assumes All of the Dep... | 10/16/2020

Press Release: FDIC Selects 14 Companies in Tech Sprint to Modernize Bank Financial R... | 10/15/2020

Proposed Rule: Removal of Transferred OTS Regulations Regarding Application Processin... | 10/15/2020

Notice: FDIC Advisory Committee on Community Banking; Notice of Meeting... | 10/14/2020

Financial Institution Letter: FIL-97-2020 - Consolidated Reports of Condition and Income for Third Q... | 10/14/2020

 
 
 
FINRA
 
 
 
 

Notices: Regulatory Notice 20-36 FINRA Requests Comment on a Concept Proposal R... | 10/15/2020

Notices: Information Notice - 10/15/20 Cybersecurity Background: Authentication... | 10/15/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 10/14/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 10/14/2020

 
 
 
FRS
 
 
 
 
 
 

Proposed Rule: Community Reinvestment Act... | 10/19/2020

Final Rule: Real Estate Appraisals... | 10/16/2020

Press Release: Federal Reserve Board issues enforcement action with M&T Bank... | 10/15/2020

Proposed Rule: Rules Regarding Availability of Information... | 10/15/2020

Press Release: Federal Reserve Board issues enforcement action with M&T Bank... | 10/15/2020

Notice: Notice of Proposals To Engage in or To Acquire Companies Engaged in Pe... | 10/14/2020

Notice: Proposed Agency Information Collection Activities; Comment Request... | 10/14/2020

Civil Money Penalty: M&T Bank, Buffalo, NY... | 10/14/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies... | 10/14/2020

Press Release: Federal Register notice: Rules Regarding Availability of Information (... | 10/14/2020

 
 
 
FTC
 
 
 
 
 
 

Complaint: Complaint for Permanent Injunction and Other Equitable Relief [Seal Li... | 10/16/2020

Enforcement Order: Ex Parte Temporary Restraining Order With Asset Freeze and Other Equit... | 10/16/2020

News: FTC Halts Scheme that Falsely Claimed to Offer Unlimited Inmate Callin... | 10/16/2020

Notice: Granting of Requests for Early Termination of the Waiting Period Under... | 10/16/2020

Motion: Memorandum of Points and Authorities in Support of Plaintiff's Ex Part... | 10/16/2020

Notice: Granting of Requests for Early Termination of the Waiting Period Under... | 10/16/2020

Complaint: Commission's Order Dismissing Complaint (29.57 KB) Peabody Energy/Arch... | 10/16/2020

Notice: Granting of Requests for Early Termination of the Waiting Period Under... | 10/16/2020

Complaint: Joint Motion to Dismiss Complaint (1.65 MB) Peabody Energy/Arch Coal, ... | 10/15/2020

Enforcement Order: Ex Parte Temporary Restraining Order with Asset Freeze, Immediate Acce... | 10/15/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-39 Servicing... | 10/14/2020

 
 
 
INT-IOSCO
 
 
 
 

Media Release: World Investor Week spurs investor protection and education during COV... | 10/13/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 10/19/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 10/15/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 10/14/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 10/14/2020

 
 
 
OCC
 
 
 
 

Final Rule: Real Estate Appraisals... | 10/16/2020

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions... | 10/14/2020

Notice: Notice of OFAC Sanctions Actions... | 10/14/2020

 
 
 
SEC
 
 
 
 

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and I... | 10/19/2020

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 10/19/2020

Notice: Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediat... | 10/19/2020

Notice: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and... | 10/19/2020

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 10/19/2020

Notice: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing a... | 10/19/2020

Notice: Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filin... | 10/19/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 10/19/2020

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 10/19/2020

Notice: Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing an... | 10/19/2020

 
 
 
TREAS
 
 
 
 
 
 

Final Rule: Business Loan Program Temporary Changes; Paycheck Protection Program-A... | 10/19/2020

Press Release: Mnuchin And Vought Release Joint Statement On Budget Results For Fisca... | 10/16/2020

Press Release: Secretary Steven T. Mnuchin To Lead U.S. Delegation to Israel, Bahrain... | 10/16/2020

Notice: Departmental Offices; Debt Management Advisory Committee Meeting... | 10/16/2020

Notice: Senior Executive Service; Performance Review Boards... | 10/15/2020

Notice: Agency Information Collection Activities; Continuing Collections; Comm... | 10/14/2020

Statements: Joint IMFC and Development Committee Statement by Secretary Steven T. ... | 10/14/2020

Readout: Readout from a Treasury Spokesperson on Secretary Mnuchin's Video Conf... | 10/13/2020

Notice: List of Countries Requiring Cooperation With an International Boycott... | 10/13/2020

Statement: G7 Finance Ministers and Central Bank Governors' Statement on Digital ... | 10/13/2020

 
 
 
UK-FCA
 
 
 
 

News: Safe Assurance (Clone of EEA Authorised firm)... | 10/19/2020

News: Hillwood (Clone of EEA Authorised firm)... | 10/19/2020

News: Remington Securities LLC... | 10/19/2020

News: Quilter Cheviot Investment Management / Quilter plc / Quilter Private ... | 10/16/2020

News: Information for customers of AFX Markets Limited... | 10/16/2020

News: UK Bonds Institution... | 10/16/2020

News: Chris Woolard discusses emergency regulation and learning from the cor... | 10/16/2020

News: FCA proposes additional measures to help insurance customers in financ... | 10/16/2020

News: UK Bonds Directory... | 10/16/2020

News: Clara Currency Analyst / Clara Forex Analyst... | 10/15/2020

 
 
 
VA
 
 
 
 

Notice: Corporate Senior Executive Management Office; Notice of Performance Re... | 10/19/2020

Notice: Advisory Committee on Cemeteries and Memorials, Notice of Meeting, Ame... | 10/16/2020

Notice: Agency Information Collection Activity: Request for Restoration of Edu... | 10/16/2020

Notice: Notice of Rescission of Record of Decision (ROD)... | 10/13/2020

 

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