Regulatory Agency Updates | Week of March 16 to March 23

Agency Report Mar 16 - Mar 23

Agency Report Mar 16 - Mar 23

 
 
CA-OPC
 
 
 
 

Agency Update: Commissioner issues guidance on privacy and the COVID-19 outbreak… | 03/20/2020

News: Announcement: Commissioner issues guidance on privacy and the COVID-19… | 03/20/2020

 
 
 
CFPB
 
 
 
 
 
 

News: Agencies Provide Additional Information to Encourage Financial Institu… | 03/22/2020

Press release: Agencies Provide Additional Information to Encourage Financial Institu… | 03/22/2020

News: Consumer Financial Protection Bureau Releases Report on 2019 Administr… | 03/20/2020

News: Tips for financial caregivers during the coronavirus pandemic… | 03/20/2020

Blog: Tips for financial caregivers during the coronavirus pandemic… | 03/20/2020

Final Rule: Responsible Business Conduct: Self-Assessing, Self-Reporting, Remediat… | 03/20/2020

Blog: Coronavirus and dealing with debt: Tips to help ease the impact… | 03/20/2020

Press release: Consumer Financial Protection Bureau Releases Report on 2019 Administr… | 03/20/2020

Report: Fair Debt Collection Practices Act Annual Report 2020… | 03/20/2020

News: Fair Debt Collection Practices Act Annual Report 2020… | 03/20/2020

 
 
 
CFTC
 
 
 
 

Notice: Sunshine Act Meetings… | 03/19/2020

Notice: Agency Information Collection Activities: Notice of Intent To Extend C… | 03/18/2020

Final Rule: Foreign Futures and Options Transactions… | 03/18/2020

Agency Update: 20-06… | 03/17/2020

Agency Update: 20-05… | 03/17/2020

Agency Update: 20-08… | 03/17/2020

Agency Update: 20-02… | 03/17/2020

Agency Update: 20-03… | 03/17/2020

Agency Update: 20-04… | 03/17/2020

Notice: Sunshine Act Meetings… | 03/17/2020

 
 
 
DOJ
 
 
 
 

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Water Act… | 03/19/2020

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Water Act… | 03/19/2020

Notice: Notice of Proposed Settlement Agreement and Draft Restoration Plan Und… | 03/18/2020

Notice: Privacy Act of 1974; Systems of Records… | 03/17/2020

Agency Update: 2019 FOIA Litigation and Compliance Report Now Available… | 03/17/2020

 
 
 
DOL
 
 
 
 

Notice: Vacancy Posting: Chair of the Administrative Review Board… | 03/19/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 03/18/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 03/18/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 03/18/2020

 
 
 
EBSA
 
 
 
 

News: U.S. Department of Labor… | 03/19/2020

News: U.S. Department of Labor… | 03/19/2020

News: U.S. Department of Labor… | 03/18/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Expanding State-Approved Diagnostic Tests… | 03/18/2020

Presidential Document: Suspension of Entry as Immigrants and Nonimmigrants of Certain Additio… | 03/18/2020

Presidential Document: Declaring a National Emergency Concerning the Novel Coronavirus Diseas… | 03/18/2020

Presidential Document: National Poison Prevention Week, 2020… | 03/18/2020

Presidential Document: National Day of Prayer for All Americans Affected by the Coronavirus P… | 03/18/2020

Presidential Document: Suspension of Entry as Immigrants and Nonimmigrants of Certain Additio… | 03/16/2020

Presidential Document: Making General Use Respirators Available… | 03/16/2020

 
 
 
FDIC
 
 
 
 

News: Interagency Statement on Loan Modifications by Financial Institutions … | 03/22/2020

Final Rule: Regulatory Capital Rule: Eligible Retained Income… | 03/20/2020

Final Rule: Regulatory Capital Rule: Capital Simplification for Qualifying Communi… | 03/20/2020

News: Regulatory Capital Rule: Clarification on the Use of Buffers… | 03/19/2020

News: Regulatory Capital Rule: Eligible Retained Income… | 03/19/2020

Notice: Sunshine Act Meeting; Notice of Cancellation of Agency Meeting… | 03/19/2020

News: Joint Statement on CRA Consideration for Activities in Response to the… | 03/19/2020

News: Frequently Asked Questions… | 03/19/2020

News: Statement by FDIC Chairman Jelena McWilliams on Nelnet Bank… | 03/18/2020

Notice: Guidance for Resolution Plan Submissions of Certain Foreign-Based Cove… | 03/18/2020

 
 
 
FINCEN
 
 
 
 

News: The Financial Crimes Enforcement Network (FinCEN) Encourages Financial… | 03/16/2020

 
 
 
FINRA
 
 
 
 
 
 

Agency Update: Stock Up on Information Before Buying Stock… | 03/20/2020

AWCs (Letters of Acceptance, Waiver, and Consent): MML Investors Services, LLC AWCs (Letters of Acceptance, Waiver, and C… | 03/20/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Sofia T. Gonzalez AWCs (Letters of Acceptance, Waiver, and Consent)… | 03/19/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Citigroup Global Markets Inc. AWCs (Letters of Acceptance, Waiver, and… | 03/19/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Bay Crest Partners, LLC AWCs (Letters of Acceptance, Waiver, and Conse… | 03/18/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Rodney Welsh AWCs (Letters of Acceptance, Waiver, and Consent)… | 03/18/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Taylor C. Hoskins AWCs (Letters of Acceptance, Waiver, and Consent)… | 03/18/2020

AWCs (Letters of Acceptance, Waiver, and Consent): James Blake Daughtry AWCs (Letters of Acceptance, Waiver, and Consent)… | 03/18/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Scott Patrick Kozak AWCs (Letters of Acceptance, Waiver, and Consent)… | 03/18/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Pluris Capital Group, Inc. John Fletcher AWCs (Letters of Acceptance, … | 03/17/2020

 
 
 
FRS
 
 
 
 
 
 

News: Federal Reserve Board expands its program of support for flow of credi… | 03/20/2020

Final Rule: Regulatory Capital Rule: Eligible Retained Income… | 03/20/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 03/20/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 03/20/2020

News: Coordinated central bank action to further enhance the provision of U…. | 03/20/2020

News: Term Sheet – Money Market Mutual Fund Liquidity Facility (PDF) – Feder… | 03/20/2020

News: Federal bank regulatory agencies issue interim final rule for Money Ma… | 03/19/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 03/19/2020

News: Federal Register notice: Regulatory Capital Rule: Money Market Mutual … | 03/19/2020

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 03/19/2020

 
 
 
FTC
 
 
 
 

News: Weekly Calendar for March 23, 2020… | 03/23/2020

News: FTC Staff Provides Annual Letter to CFPB On Fair Debt Collection Pract… | 03/20/2020

News: FTC Imposes Conditions on Danaher Corporation’s Acquisition of GE Biop… | 03/19/2020

Enforcement: Health Care
[Proposed] Stipulated Order for Permanent Injunction and M… | 03/19/2020

Enforcement: Manufacturing
Agreement Containing Consent Orders (34.36 KB)
Complaint… | 03/19/2020

News: Health Center, Inc. Settles FTC Allegations That It Targeted Older Con… | 03/19/2020

News: FTC Outlines Agency’s Response to Coronavirus Challenges… | 03/17/2020

News: Weekly Calendar for March 16, 2020… | 03/16/2020

News: Weekly Calendar for March 16, 2020… | 03/16/2020

Notice: Agency Information Collection Activities; Proposed Collection; Comment… | 03/16/2020

 
 
 
INT-BIS
 
 
 
 

News: Basel Committee coordinates policy and supervisory response to Covid-1… | 03/20/2020

News: Basel Committee coordinates policy and supervisory response to Covid-1… | 03/20/2020

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of Base… | 03/19/2020

News: Basel Committee assesses members’ implementation of the Net Stable Fun… | 03/19/2020

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of the … | 03/19/2020

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of the … | 03/19/2020

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of Base… | 03/19/2020

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of the … | 03/19/2020

News: Basel Committee assesses members’ implementation of the Net Stable Fun… | 03/19/2020

Agency Update: Regulatory Consistency Assessment Programme (RCAP): Assessment of Base… | 03/19/2020

 
 
 
INT-FSB
 
 
 
 

News: FSB coordinates financial sector work to buttress the economy in respo… | 03/20/2020

Agency Update: Peer Review of Mexico… | 03/19/2020

Agency Update: Peer Review of Mexico — PDF… | 03/19/2020

News: FSB publishes peer review on implementation of over-the-counter deriva… | 03/19/2020

News: FSB publishes peer review on implementation of bank resolution and dep… | 03/16/2020

Agency Update: Peer Review of South Africa — PDF… | 03/16/2020

Agency Update: Peer Review of South Africa… | 03/16/2020

 
 
 
NCUA
 
 
 
 

Notice: Sunshine Act Meeting… | 03/16/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 03/18/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 03/18/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 03/18/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 03/17/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 03/17/2020

 
 
 
OCC
 
 
 
 
 
 

News Release: News Release 2020-38… | 03/22/2020

News Release: News Release 2020-39… | 03/22/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Anonymous A… | 03/20/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Jackie Anon… | 03/20/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Sugar Creek… | 03/20/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Paterson Ha… | 03/20/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Center for … | 03/20/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Hawaii Home… | 03/20/2020

Comment: Community Reinvestment Act Regulations; Public Submission; Homes on th… | 03/20/2020

Final Rule: Regulatory Capital Rule: Eligible Retained Income… | 03/20/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Issuance of Amended Ukraine-related General Licenses… | 03/20/2020

Notice: Notice of OFAC Sanctions Actions… | 03/20/2020

Notice: Notice of OFAC Sanctions Actions… | 03/20/2020

Notice: Notice of OFAC Sanctions Actions… | 03/20/2020

Financial Sanction: Iran-related Designations… | 03/19/2020

Financial Sanction: Counter Terrorism Designation; Iran-related Designations… | 03/18/2020

Financial Sanction: Syria-related Designation; Syria Designations Removals; Global Magnits… | 03/17/2020

Notice: Notice of OFAC Sanctions Actions… | 03/16/2020

Notice: Notice of OFAC Sanctions Actions… | 03/16/2020

 
 
 
RHS
 
 
 
 

Notice: Notice of Solicitation of Applications (NOSA) for the Strategic Econom… | 03/19/2020

 
 
 
SEC
 
 
 
 
 
 

Enforcement: Hologram USA Networks Inc. and Alkiviades (“Alki”) David… | 03/20/2020

Notice: Order Granting Conditional Exemptive Relief, Pursuant to Section 36 an… | 03/20/2020

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Fili… | 03/20/2020

Notice: AIP Private Equity Opportunities Fund I A LP, et al…. | 03/20/2020

Notice: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and… | 03/20/2020

Enforcement: SEC Complaint – Meta 1 Coin Trust, et al…. | 03/20/2020

Notice: Sunshine Act Meetings… | 03/20/2020

Notice: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and I… | 03/20/2020

Enforcement: Meta 1 Coin Trust, et al…. | 03/20/2020

Notice: Sunshine Act Meeting; Cancellation… | 03/20/2020

 
 
 
TREAS
 
 
 
 
 
 

Agency Update: Treasury and IRS Delay Federal Tax Day from April 15 to July 15 Due to… | 03/21/2020

Agency Update: U.S. Department of the Treasury… | 03/20/2020

News: U.S. Department of the Treasury… | 03/19/2020

Notice: Multiemployer Pension Plan Application To Reduce Benefits… | 03/19/2020

News: U.S. Department of the Treasury… | 03/18/2020

Agency Update: Statement from Secretary Steven T. Mnuchin on the Establishment of the… | 03/18/2020

Final Rule: Extension of Import Restrictions on Archaeological Material and Imposi… | 03/18/2020

Final Rule: Assessment of Fees on Certain Bank Holding Companies and Nonbank Finan… | 03/18/2020

News: U.S. Department of the Treasury… | 03/17/2020

News: U.S. Department of the Treasury… | 03/17/2020

 
 
 
UK-BOE
 
 
 
 
 
 
 
 

News: Guidance for schools, colleges and local authorities on maintaining ed… | 03/20/2020

News: Covid Corporate Financing Facility =E2=80=93 what steps does my company need t… | 03/20/2020

News: Further enhancements to the provision of US dollar repo operations – M… | 03/20/2020

Agency Update: High water, no marks? Biased lending after extreme weather… | 03/20/2020

News: Coordinated central bank action to further enhance the provision of gl… | 03/20/2020

Agency Update: Bank of England/TNS Inflation Attitudes Survey – February 2020… | 03/20/2020

News: Bank of England announces supervisory and prudential policy measures t… | 03/20/2020

Agency Update: Bank of England announces supervisory and prudential policy measures t… | 03/20/2020

News Release: Coordinated central bank action to further enhance the provision of gl… | 03/20/2020

Agency Update: Bank of England announces supervisory and prudential policy measures t… | 03/20/2020

 
 
 
UK-CMA
 
 
 
 

News Story: CMA launches COVID-19 taskforce… | 03/20/2020

Correspondence: COVID-19: CMA open letter to pharmaceutical and food and drink industr… | 03/20/2020

News Story: COVID-19: CMA approach to essential business cooperation… | 03/19/2020

News Story: CMA COVID-19 update… | 03/18/2020

 
 
 
UK-FCA
 
 
 
 
 
 

News: FCA requests a delay to the forthcoming announcement of preliminary fi… | 03/21/2020

Correspondence: FCA requests a delay to the forthcoming announcement of preliminary fi… | 03/21/2020

News: Compare ISAs… | 03/20/2020

News: FSA/FCA Interest Rate Hedging Products Lessons Learned Review deadline… | 03/20/2020

News: Luxstar Asset Management (clone firm)… | 03/20/2020

News: LP Wealth Management / Leonia Private Wealth Management (clone of EEA … | 03/20/2020

News: Financial Loan Service… | 03/20/2020

News: Trafalgar Group… | 03/20/2020

News: Connaught Fund Independent Reviewer announces update on delivery of hi… | 03/20/2020

Supervisory notices: First Supervisory Notice 2020: Triton Insurance Brokers Ltd… | 03/20/2020

 
 
 
UK-HMT
 
 
 
 
 
 
 
 

News Story: Coronavirus – Business support to launch from today… | 03/23/2020

Official Statistics: OSCAR – publishing data from the database: December 2019… | 03/23/2020

News Story: COVID-19 Guidance: Information for NI Businesses & Employers… | 03/21/2020

Speech: The Chancellor Rishi Sunak provides an updated statement on coronaviru… | 03/20/2020

News Story: Chancellor announces workers’ support package… | 03/20/2020

Correspondence: Contingent liability arising from the Covid-19 Corporate Financing Fac… | 03/19/2020

Closed Consultation: Preventing abuse of the R&D tax relief for SMEs… | 03/19/2020

Correspondence: Asset purchase facility (APF) ceiling, March 2020… | 03/19/2020

Open Consultation: Preventing abuse of the R&D tax relief for SMEs: second consultation… | 03/19/2020

News Story: Chancellor hosts business groups and the unions roundtable… | 03/19/2020

 
 
 
UK-ICO
 
 
 
 

Audit: The University of Warwick… | 03/18/2020

Audit: The University of Warwick — Executive summary of The University of Wa… | 03/18/2020

 
 
 
UK-PRA
 
 
 
 

Policy statement: Solvency II: Adjusting for the reduction of loss absorbency where own … | 03/16/2020

Policy statement: Solvency II: Adjusting for the reduction of loss absorbency where own … | 03/16/2020

 
 
 
VA
 
 
 
 
 
 

News: This announcement provides information on the system deployment occurr… | 03/20/2020

News: This announcement provides information on the new AccessVA home page e… | 03/20/2020

Notice: Geriatric and Gerontology Advisory Committee, AMENDED, Notice of Meeti… | 03/18/2020

Notice: Veterans Rural Health Advisory Committee; Notice of Meeting-Cancellati… | 03/18/2020

Notice: Veterans’ Family, Caregiver, and Survivor Advisory Committee, Notice o… | 03/18/2020

Notice: Solicitation of Nominations for Appointment to the Advisory Committee … | 03/17/2020

Circular: Circular 26-20-7 – Special Relief for those Potentially Impacted by CO… | 03/17/2020

Notice: Solicitation of Nomination for Appointment to the Veterans’ Advisory C… | 03/16/2020

Notice: Special Medical Advisory Group, Amended Notice of Meeting… | 03/16/2020

Notice: Advisory Committee on the Readjustment of Veterans; Notice of Meeting … | 03/16/2020

 

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