Regulatory Agency Updates | Week of September 30 to October 07

Regulatory Agency Updates | Week of Sep 30 - Oct 07

 
 
CA-BOC
 
 
 
 

Agency Update: A Macroprudential Theory of Foreign Reserve Accumulation… | 10/03/2019

 
 
 
CA-CANLII
 
 
 
 

Agency Update: Newfoundland and Labrador for the Purposes of Section 347.1 of the Cri… | 10/01/2019

Agency Update: Non-mailable Matter Regulations, SOR/90-10 [Modified on Mar 15, 2019]… | 09/30/2019

 
 
 
CFPB
 
 
 
 
 
 

Comment: Home Mortgage Disclosure Data Points and Coverage; Public Submission; … | 10/04/2019

Comment: Home Mortgage Disclosure (Regulation C); Public Submission; Kristen Pr… | 10/03/2019

News: Market Snapshot: Background Screening Reports… | 10/03/2019

News: Applying for a job? It=E2=80=99s important to know what goes into your backgro… | 10/03/2019

News: CFPB Announces Advisory Committee Members… | 10/03/2019

Comment: Home Mortgage Disclosure Data Points and Coverage; Public Submission; … | 10/02/2019

Comment: Debt Collection Practices (Regulation F); Public Submission; Congress … | 10/02/2019

News: Do you speak Spanish? Check out our Spanish-language resources and fin… | 10/02/2019

News: =C2=BFHabla usted espa=C3=B1ol? =C3=89chele un vistazo a nuestros recursos y herramie… | 10/02/2019

Comment: Home Mortgage Disclosure (Regulation C); Public Submission; State Bank… | 10/01/2019

 
 
 
CFTC
 
 
 
 

Notice: Agency Information Collection Activities Under OMB Review… | 09/30/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 10/07/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E… | 10/04/2019

Agency Update: Domestic Violence Awareness Month 2019… | 10/04/2019

Agency Update: New Guidance Issued on Exemption 4 of the FOIA… | 10/04/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E… | 10/04/2019

Notice: Notice of Lodging of Proposed Modified Consent Decree Under the Clean … | 10/02/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Clean Water Act… | 10/01/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E… | 10/01/2019

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 09/30/2019

 
 
 
DOL
 
 
 
 

Notice: Child Labor, Forced Labor, and Forced or Indentured Child Labor in the… | 10/07/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 10/04/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 10/03/2019

Notice: Vacancy Posting for a Member of the Administrative Review Board… | 10/03/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 10/02/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 09/30/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 09/30/2019

Notice: Agency Information Collection Activities; Submission for OMB Review; C… | 09/30/2019

 
 
 
EBSA
 
 
 
 

Notice: Proposed Exemption From Certain Prohibited Transaction Restrictions In… | 09/30/2019

 
 
 
EOP
 
 
 
 

Presidential Document: National Substance Abuse Prevention Month, 2019… | 10/03/2019

Presidential Document: National Breast Cancer Awareness Month, 2019… | 10/03/2019

Presidential Document: National Energy Awareness Month, 2019… | 10/03/2019

Presidential Document: National Cybersecurity Awareness Month, 2019… | 10/03/2019

Presidential Document: National Disability Employment Awareness Month, 2019… | 10/03/2019

Presidential Document: Gold Star Mother’s and Family’s Day, 2019… | 10/02/2019

Presidential Document: National Hunting and Fishing Day, 2019… | 10/02/2019

Presidential Document: National Domestic Violence Awareness Month, 2019… | 10/02/2019

Presidential Document: Continuance of Certain Federal Advisory Committees… | 10/02/2019

Presidential Document: Delegation of Functions and Authorities Under the Better Utilization o… | 10/01/2019

 
 
 
FDIC
 
 
 
 

Notice: Proposed Agency Information Collection Activities; Comment Request… | 10/04/2019

Notice: Notice of Termination of Receiverships… | 10/04/2019

Notice: FDIC Advisory Committee on Economic Inclusion (ComE-IN); Notice of Mee… | 10/04/2019

Proposed Rule: Assessments… | 10/03/2019

Proposed Rule: Removal of Transferred OTS Regulation Regarding Deposits… | 10/03/2019

Proposed Rule: Removal of Transferred OTS Regulations Regarding Accounting Requiremen… | 10/03/2019

Proposed Rule: Removal of Transferred OTS Regulations Regarding Regulatory Reporting … | 10/02/2019

News: Remarks by FDIC Chairman Jelena McWilliams to the National Bankers Ass… | 10/02/2019

News: Keynote Remarks by FDIC Chairman Jelena McWilliams on the “The Future … | 10/01/2019

Notice: Agency Information Collection Activities: Proposed Collection Renewal;… | 09/30/2019

 
 
 
FHA
 
 
 
 

News: FHA Quarterly Loan Review Summary Report October 2019… | 10/03/2019

 
 
 
FINCEN
 
 
 
 

Final Rule: Financial Crimes Enforcement Network; Inflation Adjustment of Civil Mo… | 10/04/2019

Final Rule: Financial Crimes Enforcement Network; Inflation Adjustment of Civil Mo… | 10/01/2019

 
 
 
FINRA
 
 
 
 

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 09/30/2019

 
 
 
FRS
 
 
 
 
 
 

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 10/07/2019

Notice: Proposed Agency Information Collection Activities; Comment Request… | 10/04/2019

News: Opening Remarks – Chair Jerome H. Powell… | 10/04/2019

News: The Financial Stability Board at 10 Years-Looking Back and Looking Ahe… | 10/03/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 10/03/2019

Final Rule: Regulation D: Reserve Requirements of Depository Institutions… | 10/03/2019

Final Rule: Regulation A: Extensions of Credit by Federal Reserve Banks… | 10/03/2019

News: Federal Reserve Board issues enforcement action with former employee o… | 10/03/2019

News: Agencies issue final rule to update management interlock rules… | 10/02/2019

News: Final Rule to Increase the Major Assets Threshold Under the Depository… | 10/02/2019

 
 
 
FTC
 
 
 
 
 
 

Notice: Agency Information Collection Activities; Proposed Collection; Comment… | 10/04/2019

Enforcement: Zurixx, LLC… | 10/04/2019

Enforcement: Zurixx, LLC… | 10/04/2019

Enforcement: AdvoCare International, L.P…. | 10/02/2019

Proposed Rule: Rule Concerning the Use of Prenotification Negative Option Plans… | 10/02/2019

Enforcement: AdvoCare International, L.P…. | 10/02/2019

Notice: DTE Energy Company; Analysis of Agreement Containing Consent Orders To… | 10/01/2019

News: Just because it=E2=80=99s ancillary doesn=E2=80=99t make it legal… | 09/30/2019

Enforcement: Alliance Document Preparation (EZ Doc Preps)… | 09/30/2019

 
 
 
Fannie
 
 
 
 

News: Selling Guide Updates… | 10/02/2019

News: Key Selling Announcement SEL-2019-08 Updates… | 10/02/2019

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2019-20 Selling Updates… | 10/02/2019

 
 
 
INT-BIS
 
 
 
 

Agency Update: Monetary policy hysteresis and the financial cycle… | 10/03/2019

Agency Update: The reaction function channel of monetary policy and the financial cyc… | 10/02/2019

Agency Update: Basel III Monitoring Report… | 10/02/2019

News: Basel III monitoring results based on end-2018 data published by the … | 10/02/2019

Agency Update: Fragmentation in global financial markets: good or bad for financial s… | 10/01/2019

 
 
 
INT-EBA
 
 
 
 

News: Low profits and high costs remain a key challenge for the EU banking s… | 10/04/2019

News: ESAs highlight money laundering and terrorist financing risks in the E… | 10/04/2019

News: ESAs Joint Committee defines its priorities for 2020… | 10/02/2019

News: EBA publishes the regular Basel III capital monitoring report and an u… | 10/02/2019

 
 
 
INT-EC
 
 
 
 

News: September issue of newsletter is out!… | 09/30/2019

 
 
 
INT-FSB
 
 
 
 

News: The Financial Stability Board at 10 Years-Looking Back and Looking Ahe… | 10/03/2019

 
 
 
NCUA
 
 
 
 

Notice: Agency Information Collection Activities: Proposed Collection; Comment… | 10/07/2019

Notice: Agency Information Collection Activities: Proposed Collection; Comment… | 10/07/2019

Final Rule: Supervisory Committee Audits and Verifications… | 10/07/2019

Final Rule: Federal Credit Union Bylaws… | 10/04/2019

Final Rule: Payday Alternative Loans… | 10/01/2019

 
 
 
OCC
 
 
 
 

Notice: Proposed Agency Information Collection Activities; Comment Request… | 10/04/2019

News: Agencies Issue Final Rule to Update Management Interlock Rules… | 10/02/2019

News: OCC Releases CRA Evaluations for 35 National Banks and Federal Savings… | 10/02/2019

News: OCC Issues Final Rule Amending Stress Testing Rule for National Banks … | 10/02/2019

News: OCC Releases Bank Supervision Operating Plan for Fiscal Year 2020… | 10/01/2019

Notice: Agency Information Collection Activities: Revision of an Approved Info… | 10/01/2019

News: OCC Reports Slight Improvement in Mortgage Performance… | 09/30/2019

Notice: Agency Information Collection Activities: Information Collection Revis… | 09/30/2019

Bulletin: Comptroller=E2=80=99s Handbook Examination Process Series: Updated Booklets an… | 09/30/2019

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions… | 10/04/2019

Notice: Notice of OFAC Sanctions Actions… | 10/02/2019

 
 
 
RHS
 
 
 
 

Notice: Community Facilities Guaranteed Loan Program Guarantee Fee Rate, Annua… | 10/03/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a… | 10/07/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a… | 10/07/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a… | 10/07/2019

Notice: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and I… | 10/07/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a… | 10/07/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a… | 10/07/2019

Notice: Mutual of America Life Insurance Company, et al…. | 10/07/2019

Notice: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and … | 10/07/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a… | 10/07/2019

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of … | 10/07/2019

 
 
 
TREAS
 
 
 
 

Proposed Rule: Provisions Pertaining to Certain Investments in the United States by F… | 10/02/2019

News: U.S. Department of the Treasury… | 09/30/2019

News: U.S. Department of the Treasury… | 09/30/2019

News: U.S. Department of the Treasury… | 09/30/2019

 
 
 
UK-BOE
 
 
 
 
 
 

Agency Update: Predicting bank distress in the UK with machine learning… | 10/04/2019

Working Paper: Predicting bank distress in the UK with machine learning… | 10/04/2019

Working Paper: Predicting bank distress in the UK with machine learning — Sign up to… | 10/04/2019

Working Paper: Predicting bank distress in the UK with machine learning — Predicting… | 10/04/2019

Agency Update: Bank of England Weekly Report 02 October 2019… | 10/03/2019

Weekly report: Bank of England Weekly Report 02 October 2019 — Sign up to receive em… | 10/03/2019

Weekly report: Bank of England Weekly Report 02 October 2019… | 10/03/2019

Weekly report: Bank of England Weekly Report 02 October 2019 — Further details about… | 10/03/2019

Weekly report: Bank of England Weekly Report 02 October 2019 — View and download his… | 10/03/2019

Weekly report: Bank of England Weekly Report 02 October 2019 — Changes to the Bank’s… | 10/03/2019

 
 
 
UK-CMA
 
 
 
 

Press Release: 3 drug firms accused of illegal market sharing… | 10/03/2019

 
 
 
UK-FCA
 
 
 
 

News: Guy Waltzer… | 10/04/2019

News: FCA sets out potential remedies to tackle concerns about general insur… | 10/04/2019

News: Information for SIPP operators in light of Berkeley Burke administrati… | 10/04/2019

News: Regulating the pensions and retirement income sector: an FCA perspecti… | 10/03/2019

News: FCA urges victims to come forward after getting confiscation order aga… | 10/03/2019

News: Equidex Finance (clone of authorised firm)… | 10/02/2019

News: Pillar Property Group… | 10/02/2019

News: Link Financial Investments Limited (clone of authorised firm)… | 10/02/2019

News: Financial Direct Limited… | 10/02/2019

News: Broadway Investment Company/ Broadway ICVC (clone of FCA authorised fi… | 10/01/2019

 
 
 
UK-HMT
 
 
 
 
 
 

News Story: New Fintech envoy appointed for Northern Ireland… | 10/04/2019

Policy Paper: Report under section 2 of the Loans to Ireland Act 2010: 1 April 2019 … | 10/03/2019

National Statistics: UK official holdings of international reserves: September 2019… | 10/03/2019

National Statistics: GDP deflators at market prices, and money GDP September 2019 (Quarterl… | 10/01/2019

Correspondence: DAO 04/19 Update to Managing Public Money Annexes… | 10/01/2019

News Story: Chancellor announces support for post-Brexit future… | 09/30/2019

Policy Paper: Treasury Minutes – October 2019… | 09/30/2019

Guidance: Asian Infrastructure Investment Bank (AIIB) Special Fund… | 09/30/2019

 
 
 
UK-ICO
 
 
 
 

Advisory visit: Optimal Living… | 10/07/2019

Audit: Children and Family Court Advisory and Support Service (Cafcass) — Ch… | 10/07/2019

Audit: Children and Family Court Advisory and Support Service (Cafcass)… | 10/07/2019

News: ICO raids business suspected of illegal pension cold calls… | 10/03/2019

Audit: South Wales Police — /media/2615888/south-wales-police-audit-executiv… | 10/01/2019

Audit: South Wales Police — South Wales Police executive summary… | 10/01/2019

Audit: South Wales Police… | 10/01/2019

 
 
 
UK-PRA
 
 
 
 

Consultation paper: Occasional Consultation Paper – Consultation Paper 25/19… | 10/07/2019

Consultation paper: Occasional Consultation Paper… | 10/07/2019

Letter: Letter from Victoria Saporta: Written auditor reporting – thematic fee… | 10/02/2019

Letter: Letter from Victoria Saporta: Written auditor reporting – thematic fee… | 10/02/2019

PRA Regulatory Digest: PRA Regulatory Digest – September 2019… | 10/01/2019

Consultation paper: Asset encumbrance – Consultation Paper 24/19… | 09/30/2019

Consultation paper: Asset encumbrance… | 09/30/2019

 
 
 
VA
 
 
 
 

Notice: Agency Information Collection Activity Under OMB Review: Alternate Sig… | 10/07/2019

Notice: Agency Information Collection Activity Under OMB Review: Expanded Acce… | 10/07/2019

Notice: Agency Information Collection Activity: VA Financial Services Center (… | 10/07/2019

Notice: Rental and Utility Assistance for Certain Low-Income Veteran Families… | 10/04/2019

Notice: Agency Information Collection Activity Under OMB Review: per Diem to S… | 10/04/2019

Notice: VA Standards for Quality… | 10/03/2019

Notice: Agency Information Collection Activity: Submission of School Catalog t… | 10/02/2019

Notice: Advisory Committee on Cemeteries and Memorials, Notice of Meeting Amen… | 10/01/2019

Notice: Cost-Based and Inter-Agency Billing Rates for Medical Care or Services… | 09/30/2019

Notice: Agency Information Collection Activity: HUDVA Addendum to Uniform Resi… | 09/30/2019

 

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