Regulatory Agency Updates | Week of Aug 04 to Aug 10

Agency Report Aug 03 - 10 feat image

Agency Report Aug 03 - 10

 
 
CFPB
 
 
 
 

Comment: Qualified Mortgage Definition under the Truth in Lending Act (Regulati... | 08/07/2020

Comment: Debt Collection Practices (Regulation F); Public Submission; THE STURD... | 08/07/2020

Comment: Debt Collection Practices (Regulation F); Public Submission; THE STURD... | 08/07/2020

Comment: Qualified Mortgage Definition under the Truth in Lending Act (Regulati... | 08/07/2020

Comment: Qualified Mortgage Definition under the Truth in Lending Act (Regulati... | 08/06/2020

Comment: Debt Collection Practices (Regulation F); Public Submission; Consumer ... | 08/05/2020

Comment: Facilitating the LIBOR Transition (Regulation Z); Public Submission; S... | 08/05/2020

Comment: Debt Collection Practices (Regulation F); Public Submission; Americans... | 08/05/2020

Comment: Facilitating the LIBOR Transition (Regulation Z); Public Submission; N... | 08/05/2020

Comment: Debt Collection Practices (Regulation F); Public Submission; David McM... | 08/05/2020

 
 
 
CFTC
 
 
 
 

Notice: Agency Information Collection Activities: Notice of Intent To Revise C... | 08/05/2020

News: NYMEX and Two Former Employees to Pay $4 Million for Disclosing Materi... | 08/04/2020

Enforcement: Consent Order: William Byrnes, et al.... | 08/04/2020

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection, eComme... | 08/10/2020

Notice: Agency Information Collection Activities; Proposed eCollection, eComme... | 08/10/2020

Notice: Agency Information Collection Activities; Proposed eCollection, eComme... | 08/10/2020

Notice: Agency Information Collection Activities; Proposed eCollection, eComme... | 08/10/2020

Notice: Agency Information Collection Activities; Proposed eCollection, eComme... | 08/10/2020

Agency Update: OPDAT Counterterrorism Malaysia Hosts Virtual Webinar on Seizing and M... | 08/06/2020

Proposed Rule: Manner of Federal Executions... | 08/05/2020

Agency Update: Bosnia-Herzegovina: ICITAP-Supported Police Academy Achieves Internati... | 08/04/2020

 
 
 
DOL
 
 
 
 

Notice: Meeting of the Labor Advisory Committee for Trade Negotiations and Tra... | 08/10/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/10/2020

Notice: Agency Information Collection Activities; Submission for OMB Review; C... | 08/10/2020

Notice: Request for Comments for Dominican Republic-Central America-United Sta... | 08/04/2020

 
 
 
EOP
 
 
 
 

Presidential Document: Extension of the Use of the National Guard To Respond to COVID-19 and ... | 08/06/2020

Presidential Document: Extension of the Use of the National Guard To Respond to COVID-19 and ... | 08/06/2020

Presidential Document: Aligning Federal Contracting and Hiring Practices With the Interests o... | 08/06/2020

Presidential Document: Improving Rural Health and Telehealth Access... | 08/06/2020

Presidential Document: Extension of the Use of the National Guard To Respond to COVID-19 and ... | 08/06/2020

 
 
 
FDIC
 
 
 
 

Notice: Agency Information Collection Activities: Submission for OMB Review; C... | 08/07/2020

Notice: Notice of Termination of Receiverships... | 08/06/2020

Notice: Notice of the FDIC's Response to Exception Requests Pursuant To Record... | 08/04/2020

 
 
 
FFIEC
 
 
 
 

News: Federal Financial Institutions Examination Council Issues Statement on... | 08/03/2020

 
 
 
FINCEN
 
 
 
 

Final Rule: Financial Crimes Enforcement Network; Repeal of Special Measure Involv... | 08/10/2020

Notice: Agency Information Collection Activities; Proposed Renewal; Comment Re... | 08/10/2020

Final Rule: Financial Crimes Enforcement Network; Withdrawal of the Notice of Find... | 08/10/2020

 
 
 
FINRA
 
 
 
 
 
 

AWCs (Letters of Acceptance, Waiver, and Consent): Steven Michael Voce AWCs (Letters of Acceptance, Waiver, and Consent)... | 08/07/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Sylvester Knox AWCs (Letters of Acceptance, Waiver, and Consent)... | 08/06/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 08/06/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Serge Parakhnevich AWCs (Letters of Acceptance, Waiver, and Consent)... | 08/06/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Corecap Investments, LLC AWCs (Letters of Acceptance, Waiver, and Cons... | 08/06/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Omar Waleed Hammad-Randolph AWCs (Letters of Acceptance, Waiver, and C... | 08/06/2020

AWCs (Letters of Acceptance, Waiver, and Consent): AWCs (Letters of Acceptance, Waiver, and Consent)... | 08/05/2020

AWCs (Letters of Acceptance, Waiver, and Consent): Shaun C. Simmons AWCs (Letters of Acceptance, Waiver, and Consent)... | 08/05/2020

Notices: Regulatory Notice 20-26 FINRA Shares Practices Firms Implemented to Pr... | 08/05/2020

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority... | 08/04/2020

 
 
 
FRS
 
 
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 08/10/2020

Press Release: Federal Reserve Board issues enforcement action with Capital One Finan... | 08/06/2020

Speech: The Future of Retail Payments in the United States - Governor Lael Bra... | 08/06/2020

Press Release: Federal Reserve announces details of new 24x7x365 interbank settlement... | 08/06/2020

Press Release: Federal Register notice: Service Details on Federal Reserve Actions to... | 08/06/2020

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba... | 08/05/2020

Press Release: Attachment (PDF) - Federal Reserve Board announces approval of the app... | 08/04/2020

Press Release: Federal Reserve Board announces approval of the application by Apex Ba... | 08/04/2020

SR Letter: SR 20-18 / CA 20-13 Joint Statement on Additional Loan Accommodations ... | 08/03/2020

Consumer Affairs Letters: SR 20-18 / CA 20-13 Joint Statement on Additional Loan Accommodations ... | 08/03/2020

 
 
 
FTC
 
 
 
 
 
 

Blog: Real deadlines and real consequences... | 08/06/2020

Complaint: Complaint for Permanent Injunction and Other Equitable Relief (230.26 ... | 08/05/2020

Agency Update: Competition
FTC Testifies At an Oversight Hearing before the Senate Co... | 08/05/2020

Complaint: Complaint for Permanent Injunction and Other Equitable Relief (650.72 ... | 08/05/2020

Complaint: Complaint for Permanent Injunction and Other Equitable Relief (554.37 ... | 08/05/2020

News: FTC Acts Against Online Sellers That Falsely Promised Fast Delivery of... | 08/05/2020

News: FTC Testifies At an Oversight Hearing before the Senate Commerce Commi... | 08/05/2020

News: FTC Testimony Before the U.S. Senate Committee on Commerce, Science, a... | 08/05/2020

Event: FTC Testimony Before the U.S. Senate Committee on Commerce, Science, a... | 08/05/2020

Event: Working Together to Serve Diverse Communities: A Virtual Resource Fair... | 08/04/2020

 
 
 
Fannie
 
 
 
 

Industry Guidance: Announcement SEL-2020-04 - Selling Guide Updates... | 08/05/2020

 
 
 
Freddie
 
 
 
 

Bulletin: Bulletin 2020-31 Selling... | 08/05/2020

 
 
 
INT-FSB
 
 
 
 

Agency Update: Public responses to consultation on Effective Practices for Cyber Inci... | 08/04/2020

Agency Update: Public responses to consultation on Effective Practices for Cyber Inci... | 08/04/2020

Agency Update: Public responses to consultation on Effective Practices for Cyber Inci... | 08/04/2020

Agency Update: Public responses to consultation on Effective Practices for Cyber Inci... | 08/04/2020

Agency Update: Public responses to consultation on Effective Practices for Cyber Inci... | 08/04/2020

Agency Update: Public responses to consultation on Effective Practices for Cyber Inci... | 08/04/2020

Agency Update: Public responses to consultation on Effective Practices for Cyber Inci... | 08/04/2020

Agency Update: Public responses to consultation on Effective Practices for Cyber Inci... | 08/04/2020

Agency Update: Public responses to consultation on Effective Practices for Cyber Inci... | 08/04/2020

Agency Update: Public responses to consultation on Effective Practices for Cyber Inci... | 08/04/2020

 
 
 
INT-TWG
 
 
 
 

News: Publication of Source of Wealth and Source of Funds (Private Banking/W... | 08/07/2020

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 08/07/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 08/07/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 08/05/2020

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of ... | 08/05/2020

 
 
 
OCC
 
 
 
 

News Release: NR 2020-102 OCC Reduces September 2020 Assessments in Response to COVI... | 08/07/2020

News Release: News Release 2020-102... | 08/07/2020

News Release: NR 2020-103 OCC Releases CRA Evaluations for 30 National Banks and Fed... | 08/07/2020

Bulletin: OCC 2020-73 Office of the Comptroller of the Currency Fees and Assessm... | 08/07/2020

News Release: NR 2020-101 OCC Assesses $80 Million Civil Money Penalty Against Capit... | 08/06/2020

News Release: News Release 2020-101... | 08/06/2020

Comment: Activities and Operations of National Banks and Federal Savings Associ... | 08/05/2020

Comment: National Bank and Federal Savings
Association Digital Activities; Publ... | 08/05/2020

Comment: Loans in Areas Having Special Flood Hazards; Interagency Questions and... | 08/05/2020

Comment: Loans in Areas Having Special Flood Hazards; Interagency Questions and... | 08/05/2020

 
 
 
OFAC
 
 
 
 

Financial Sanction: Hong Kong-related Designations; Central African Republic Designation... | 08/07/2020

Notice: Notice of OFAC Sanctions Actions... | 08/06/2020

Financial Sanction: Libya Designations... | 08/06/2020

Notice: Notice of OFAC Sanctions Actions... | 08/06/2020

Notice: Notice of OFAC Sanctions Action... | 08/04/2020

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of ... | 08/10/2020

Notice: Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Ru... | 08/10/2020

Notice: Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing an... | 08/10/2020

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a... | 08/10/2020

Notice: Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and I... | 08/10/2020

Notice: Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filin... | 08/10/2020

Notice: Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Institut... | 08/10/2020

Notice: Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filin... | 08/10/2020

Enforcement: Rialto Capital Management, LLC... | 08/07/2020

Notice: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Fili... | 08/07/2020

 
 
 
TREAS
 
 
 
 

News: U.S. Department of the Treasury... | 08/09/2020

News: U.S. Department of the Treasury... | 08/07/2020

News: U.S. Department of the Treasury... | 08/07/2020

News: U.S. Department of the Treasury... | 08/06/2020

News: U.S. Department of the Treasury... | 08/06/2020

News: U.S. Department of the Treasury... | 08/06/2020

News: U.S. Department of the Treasury... | 08/05/2020

News: U.S. Department of the Treasury... | 08/05/2020

News: U.S. Department of the Treasury... | 08/05/2020

News: U.S. Department of the Treasury... | 08/05/2020

 
 
 
UK-BOE
 
 
 
 
 
 

Agency Update: Statistical Notice 2020/08... | 08/10/2020

Agency Update: Agency Network briefing event - August 2020... | 08/10/2020

Financial Stability: Technical annex: Updated estimates of the cash-flow deficit of UK comp... | 08/07/2020

Financial Stability: Technical annex: Updated estimates of the cash-flow deficit of UK comp... | 08/07/2020

Working Paper: Capital flows-at-risk: push, pull and the role of policy... | 08/07/2020

Agency Update: Monetary Policy Report and Financial Stability Report - August 2020 --... | 08/06/2020

Agency Update: Monetary Policy Report and Financial Stability Report - August 2020 --... | 08/06/2020

Agency Update: Monetary Policy Report and Financial Stability Report - August 2020 --... | 08/06/2020

Agency Update: Monetary Policy Report and Financial Stability Report - August 2020 --... | 08/06/2020

Agency Update: Monetary Policy Report and Financial Stability Report - August 2020 --... | 08/06/2020

 
 
 
UK-CMA
 
 
 
 

Press Release: Competition concerns in retail investment software merger... | 08/05/2020

Press Release: CMA clears Amazon's 16% investment in Deliveroo... | 08/04/2020

 
 
 
UK-FCA
 
 
 
 
 
 

Publication: Reporting obligations for audit firms... | 08/10/2020

News: Bleaxmond a trading style of AlephLink Solutions Ltd... | 08/07/2020

News: Ellison Partners (claims to be trading name of Amsterdams Effectenkant... | 08/07/2020

News: Claims Advice Bureau (Clone of an FCA authorised firm)... | 08/07/2020

News: Advance Credit Union (Clone of FCA authorised firm)... | 08/07/2020

News: ForexGrowths (clone of authorised firm)... | 08/07/2020

News: Navifx (clone of authorised firm)... | 08/07/2020

News: Capital market regulation and coronavirus... | 08/07/2020

News: Financial & Risk Organisation Limited (clone of UK registered company)... | 08/07/2020

News: Remaxima... | 08/06/2020

 
 
 
UK-HMT
 
 
 
 
 
 

Press Release: Coronavirus support measures help 65,000 businesses in Scotland... | 08/07/2020

Research: Anti-money laundering and counter-terrorist financing: supervision rep... | 08/06/2020

Guidance: Public sector annual reports: sustainability reporting guidance 2020 t... | 08/06/2020

News Story: Coronavirus support measures help every region and nation in the UK... | 08/06/2020

News Story: Joint Statement on the U.S. - UK Financial Innovation Partnership meet... | 08/06/2020

Research: UK official holdings of international reserves: December 2011... | 08/05/2020

Research: UK official holdings of international reserves: July 2020... | 08/05/2020

Research: UK official holdings of international reserves: September 2010... | 08/05/2020

 
 
 
UK-ICO
 
 
 
 

Agency Update: Rain Trading Ltd... | 08/03/2020

 
 
 
UK-LSB
 
 
 
 

News: FCA confirms recognition for the LSB's update to Standards for CBILS a... | 08/05/2020

News: FCA confirms recognition for the LSB's update to Standards for CBILS a... | 08/05/2020

News: FCA confirms recognition for the LSB's update to Standards for CBILS a... | 08/05/2020

News: FCA confirms recognition for the LSB's update to Standards for CBILS a... | 08/05/2020

 
 
 
UK-PRA
 
 
 
 

Policy statement: Financial Services Compensation Scheme - Temporary High Balance Covera... | 08/04/2020

Policy statement: Financial Services Compensation Scheme - Temporary High Balance Covera... | 08/04/2020

Policy statement: Financial Services Compensation Scheme - Temporary High Balance Covera... | 08/04/2020

PRA Regulatory Digest: PRA Regulatory Digest - July 2020... | 08/03/2020

 
 
 
VA
 
 
 
 

Notice: Health Services Research and Development Service Scientific Merit Revi... | 08/05/2020

 

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