227 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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26 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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97 new Proposed and Final Rules were published in the past 7 days

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2774 new docs in pro.compliance.ai within the last 7 days

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Join us at the ABA RCC Conference, June 22-24

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Considering RCM Solutions?  Here’s an RFP to get started.

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Conquer Regulatory Overload with the RCM Solution Designed Just for You

The first crowdsourced, supervised learning platform for the BFSI industry.

Chief Compliance Officers

Simplify RCM processes to free up time to work with your lines of business to launch products and services that are compliant.

As a CCO responsible for managing a team and ensuring compliance across jurisdictions, agencies, and topics, your time is limited – and the consequences for noncompliance are high.

How we help

Gain confidence in compliance by deploying a centralized, configurable command center approach to enterprise RCM to monitor compliance status in real time

Ensure full coverage with automatic horizon scanning across all agencies and jurisdictions

Avoid expensive audit findings with instant insight into enforcement actions against peer companies

Use AI-based analysis with expert oversight of regulatory content that automatically identifies how controls, policies, and processes are impacted

Deploy repeatable, sustainable processes using workflow to assign tasks and track to completion to prevent surprises; or integrate RCM processes into any GRC system

Speed up audits and reduce costs as Compliance.ai automatically collects required evidence of compliance and provides reporting for auditors

Simplify budgeting, hiring, and resource allocation with better visibility into team tasks and workload

Leverage Compliance.ai’s proven deployment methodology to ensure success and rapid ROI

Chief Risk Officers

Deploy a configurable RCM command center with expert guidance to mitigate compliance risk.

As a risk officer, it’s imperative to be in-the-know about what’s happening in compliance. But most traditional GRC solutions separate the risk and compliance functions and don’t even include regulatory content.

How we help

Deploy a command center with configurable dashboards to continuously monitor compliance status

Reach out to trusted experts – from within the application – for reliable guidance about compliance issues and the impact of new regulatory documents on your organization

Mitigate risk of non-compliance using workflow to assign change tasks to the lines of business and automatically track to completion

Leverage Compliance.ai’s proven deployment methodology to ensure success and rapid ROI

General Counsel

Use real-time, automated objective analysis and expert oversight to ensure compliance

As General Counsel, you need to be on top of compliance requirements and other legal issues. Sometimes, compliance requirements are vague. Compliance.ai provides the real-time insight and expert guidance you need – all within a central source.

How we help

Gain confidence in compliance by deploying a centralized, configurable command center approach to enterprise RCM to monitor compliance status in real time

Save time and ensure full coverage with automatic horizon scanning across all agencies, and jurisdictions

Use expert guidance and save time with advanced analysis of regulatory documents that identifies impact to controls, policies, and processes

Assign tasks and track to completion using intuitive workflow

Speed up exams and audits and reduce costs as Compliance.ai automatically collects required evidence of compliance and auditors can easily access the information

Regulatory Change Managers

Never miss an update and automatically collect evidence of compliance

Monitoring and processing new regulatory updates and changes is a daunting task for regulatory change managers – especially when you’re stuck using an outdated, manual process or tool.

How we help

Save the many hours it usually takes to manually classify regulatory content – our AI-powered summaries with key document data already extracted will do it for you.

Reduce inefficiencies associated with tracking regulatory changes and updates from individual sources and state agencies with personalized alerts and succinctly summarized emails.

Automatically delegate tasks and streamline collaboration across your team with our intelligent workflow.

AML Officers & Financial Crimes Teams

Keep Up To Date with New Legislation and Protect the Business

The pace and complexity of complying with financial crimes legislation and enforcement activity is keeping too many financial crimes professionals up at night.

How we help

Easily respond and quickly identify trends with automated summaries of key information, such as the penalty amount, respondent and violation on enforcement actions

Rely on our workflow automation for seamless task management and execution of action plans, rather than manually assigning to your team

Reduce email clutter and gain peace of mind with a centralized solution that notifies you of changes and important updates

Regulatory Consultants & Legal Advisors

Real-time updates and expert insight on regulatory changes ensure best possible advisory and competitive edge

When you’re managing multiple clients with different regulatory needs, it’s nearly impossible to monitor regulatory updates, quickly glean key information, and provide the analysis and reporting your constituents need.

How we help

Stay on top of the changes that affect your clients and their varying requirements with real-time updates, summarized weekly emails, and personalized alerts

Get content from hundreds of sources across multiple jurisdictions with one central regulatory dashboard

Streamline reporting and content creation efforts with easy download options and automated synopsis of key document attributes

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