Automatically monitor regulatory updates to map to your internal policies, procesures and controls. Learn More
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1558 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements decreased 55% over the past 30 days

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SEC issued enforcements: $37,812,859 over the past 30 days

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50 Final Rules go into effect in the next 7 days

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49 Mortgage Lending docs published in the last 7 days

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1670 docs with extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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11906 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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Conquer Regulatory Overload with a Regulatory Compliance and Risk Management Solution Designed for the Enterprise

Award-winning platform changes the way highly-regulated organizations address compliance risk

Compliance Office

Simplify RCM processes to free up time to work with your lines of business to launch products and services that are compliant.

Working within the Compliance Office there are many responsibilities to ensure compliance across jurisdictions, agencies, and topics. Your time is limited – and the consequences for noncompliance are high. It’s imperative to be in-the-know about what’s happening.

How we help

Gain confidence in compliance by deploying a centralized, configurable command center approach to enterprise RCM to monitor compliance status in real time

Ensure full coverage with automatic horizon scanning across all agencies and jurisdictions

Avoid expensive audit findings with instant insight into enforcement actions against peer companies

Use AI-based analysis with expert oversight of regulatory content that automatically identifies how controls, policies, and processes are impacted

Deploy repeatable, sustainable processes using workflow to assign tasks and track to completion to prevent surprises; or integrate RCM processes into any GRC system

Speed up audits and reduce costs as Compliance.ai automatically collects required evidence of compliance and provides reporting for auditors

Simplify budgeting, hiring, and resource allocation with better visibility into team tasks and workload

Leverage Compliance.ai’s proven deployment methodology to ensure success and rapid ROI

General Counsel

Use real-time, automated objective analysis and expert oversight to ensure compliance

As General Counsel, you need to be on top of compliance requirements and other legal issues. Sometimes, compliance requirements are vague. Compliance.ai provides the real-time insight and expert guidance you need – all within a central source.

How we help

Gain confidence in compliance by deploying a centralized, configurable command center approach to enterprise RCM to monitor compliance status in real time

Save time and ensure full coverage with automatic horizon scanning across all agencies, and jurisdictions

Use expert guidance and save time with advanced analysis of regulatory documents that identifies impact to controls, policies, and processes

Assign tasks and track to completion using intuitive workflow

Speed up exams and audits and reduce costs as Compliance.ai automatically collects required evidence of compliance and auditors can easily access the information

Human Resources

Avoid infractions and never miss compliance regulations for your organization

Making sure your organization meets legal obligations and stays compliant is critical to avoiding fines. Monitoring and processing new regulatory updates and changes is a daunting task for the HR team – especially when you’re stuck using an outdated, manual process or tool.

How we help

Save the many hours it usually takes to manually classify regulatory content – our AI-powered summaries with key document data already extracted will do it for you.

Reduce inefficiencies associated with tracking regulatory changes and updates from individual sources and state agencies with personalized alerts and succinctly summarized emails.

Automatically delegate tasks and streamline collaboration across your team with our intelligent workflow.

Stay on top of detecting rule violations and ensure you are protecting your organizaiton. Review the varying requirements with real-time updates, summarized weekly emails, and personalized alerts.

Internal Audit

Monitor and evaluate your potential risks.

As a interal auditor it is critical to ensure your business is up to date and following applicable compliance obligations. Compliance.ai creates workflows that automatically extract relevant rules and obligations from agencies that directly impact you and your firm.

How we help

Easily respond and quickly identify trends with automated summaries of key information, such as the penalty amount, respondent and violation on enforcement actions.

Speed up audits and reduce costs as Compliance.ai automatically collects required evidence of compliance and provides reporting for auditors

Avoid expensive audit findings with instant insight into enforcement actions against peer companies

Leverage Compliance.ai’s proven deployment methodology to ensure success and rapid ROI

Get content from hundreds of sources across multiple jurisdictions with one central regulatory dashboard

Streamline reporting and content creation efforts with easy download options and automated synopsis of key document attributes

Regulatory Office

Monitoring and processing new regulatory updates and changes is a daunting task for the regulatory compliance office.

Use Compliance.ai to remain compliant, mitigate compliance risk, and simplify regulatory horizon scanning processes. We create workflows that automatically extract relevant rules and obligations from agencies that directly impact you and your firm.

How we help

Mitigate risk of non-compliance using workflow to assign change tasks to the lines of business and automatically track to completion

Deploy a command center with configurable dashboards to continuously monitor compliance status

Gain confidence in compliance by deploying a centralized, configurable command center approach to enterprise RCM to monitor compliance status in real time

Reach out to trusted experts – from within the application – for reliable guidance about compliance issues and the impact of new regulatory documents on your organization

Get content from hundreds of sources across multiple jurisdictions with one central regulatory dashboard

Use AI-based analysis with expert oversight of regulatory content that automatically identifies how controls, policies, and processes are impacted

Unsure how to select the best regulatory change management solution for your firm? Our RFP Template can point you in the right direction.

Download RFP Template

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