6495 Enforcement Actions in the U.S. over past 30 days

FINRA enforcements decreased 70% over the past 30 days

SEC issued enforcements: $289,563,885 over the past 30 days

161 Final Rules go into effect in the next 30 days

65 Mortgage Lending docs published in the last 7 days

1460 docs with 2637 extracted obligations from the last 7 days

new Proposed and Final Rules were published in the past 7 days

5937 new docs in pro.compliance.ai within the last 7 days

Considering RCM Solutions? Here’s an RFP to get started.

Compliance.ai

About Compliance.ai

Compliance.ai provides a regulatory compliance and risk management solution that applies purpose-built machine learning models to automatically monitor the regulatory environment for relevant changes and maps them to your internal policies, procedures and controls. It ensures you track, react and report on impactful regulations and requirements on a timely basis.

“Every word makes a difference in regulatory compliance ... so how it applies is very specific to your organization. Having Compliance.ai's software definitely makes my job more efficient.”

Kelly Housh
Consultant - Bremer Bank

“Most solutions in the market today are not scalable and still rely on a pull of regulatory content across a multitude of sources, rather than a 'push' of information from a single, reliable source. This is the key value Compliance.ai delivers for banks.”

Richard Dupree
SVP, IHC Group Operational Risk Manager - Bank of the West

“The platform is easy to use and it provides comprehensive coverage of regulatory topics relevant to our bank. It's a pleasure working with Compliance.ai; they provide helpful support and continually enhance the platform to make it easier to use and to increase coverage.”

Charlie Christ
Bank of Marin

“Compliance.ai's platform is incredibly helpful for contextualizing the vast amount of daily regulatory updates into actionable insights, and customizing my content feed, so I have focused and timely information on all the regulatory changes relevant to my business.”

Ileana Falticeni
Chief Legal Officer at Quantcast

Regulatory Reports

Stay Informed with Our Free Weekly Reports

Agency Report

Agency activity summarized by document type. All agencies, in one place.

Enforcement Action Report

See the violation, respondent and penalty amount, summarized by agency each week.

Regulatory News & Deadlines

Trending news and upcoming deadlines like comment close, effective and notice dates.

Review the Latest Enforcement Actions

Download Compliance.ai’s quarterly eBook with a comprehensive review of enforcement actions for the previous quarter.

Download Free eBook

A New Era For Compliance Management

Emerging Technology to Ease the Compliance Burden

Traditional GRC software products have existed for some time, but these applications were not designed to address the challenges associated with Regulatory Change Management. In fact, the required technology to support Regulatory Change Management activities did not exist at the time those applications were developed. Specifically, GRC software does not proactively monitor sources of new regulatory information, provide the ability to automatically analyze and enrich new regulatory content, or enable compliance, risk and legal teams deploy an RCM command center to monitor their compliance status.

The advent of cloud computing, artificial intelligence (AI), and richer analytical capabilities enabled the creation of a new class of applications, referred to as Regulation technology – or “RegTech”. RegTech solutions expand the capabilities of compliance teams by delivering a more flexible and automated approach to how regulatory requirements are understood and addressed. This flexibility and automation helps compliance teams to increase accuracy, improve productivity, and reduce the chance that compliance gaps will be missed.

We orchestrate compliance so you canaccelerateyour business.

Regulatory change management designed for financial service enterprises. We automate the collection, analysis, and presentation of regulatory information to orchestrate all aspects of compliance.

Proprietary APIs

Artificial Intelligence & Machine Learning “Brain”

Compliance.ai Orchestration Center

Regulation Rules Enforcement Actions Policy Changes

The Compliance.ai Difference

Gain Confidence

Establishes an RCM command center for compliance and standardized processes that ensure compliance system management is operating as expected

Delivers instant insight and transparency into compliance status for all lines of business in the enterprise from the regulatory compliance software – reducing the chance of missing an important update

Presents relevant analysis of regulatory changes using unique artificial intelligence paired with expert oversight embedded in the compliance software to better manage compliance

Facilitates change management and risk management for compliance activities by providing best practices and promoting collaboration

Exposes risk and compliance gaps that may be hidden in manual processes, spreadsheets, and email by identifying potential issues in the compliance management software

Mitigate Risks

Ensures a smooth and successful transition with a proven implementation methodology for compliance management systems

Reduces risk for executives responsible for attestation with direct access to regulatory and compliance experts from within the regulatory compliance solution

Protects competitive position and speeds the delivery of new products by facilitating an approach to compliance that emphasizes supporting the lines of business

Automatically scans and analyzes any volume of regulatory and compliance activity, decreasing the chance of missing an obligation or other regulatory requirements with highly effective compliance management

Reduce Costs

Improves the productivity and accuracy of everyone included in the regulatory change and risk management process

Drives consistent, repeatable, and auditable regulatory change management practices and eliminates duplicate work

Accelerates audits and exams by improving audit management and by supplying compelling, easily auditable evidence of compliance

Reduces the probability of incurring enforcement actions and significant fines with near-real-time insight into enforcement actions against other organizations

Transform your process today and get immediate access to your new workflow

Get Started

Features

Gain Insight with a
Modern Command Center

Our regulatory compliance solution deploys configurable, personalized dashboards that highlight potential compliance issues for the entire enterprise. Reduces regulatory compliance risk by helping you to avoid audit and exam findings, enforcement actions, and fines. Helps you to stay up to date before, during, and after the rule-making process for compliance regulations.

Gain Insight with a
Modern Command Center

Never Miss a
Regulatory Obligation

Compliance.ai software for compliance management monitors regulatory updates from any source and filters out content so that you receive only the information relevant to your enterprise. Each compliance specialist configures their own content preferences to stay current with the agencies, topics, and compliance requirements that they focus on.

Never Miss a
Regulatory Obligation

Expert Guidance at
Your Fingertips

Our unique Expert in the Loop methodology embedded in our compliance management software automatically identifies regulatory obligations and helps you quickly pinpoint their impact on your controls, policies, and processes.

Expert Guidance at
Your Fingertips

Repeatable, Auditable Change Management Process

Use intuitive workflow capabilities delivered with the regulatory compliance platform to implement standardized regulatory change management processes. Automate the compliance process and assign compliance activities and tasks to the right personnel across the enterprise. Compliance.ai compliance management software also ensures rapid and effective completion of audit tasks and provides secure, third-party-certified reports to provide assurance about the compliance program. Examiners can easily review history without further preparation by the compliance team.