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Free eBook:Enforcement Actions

In the second quarter of 2022, Securities and Exchange Commission (SEC) issued 130 enforcement actions, including a $500 million penalty given to two companies tied to Chinese billionaire Guo Wengui that engaged in illegal stock and crypto sales, an $84 million fine handed to a company that engaged in a bribery scheme in Latin America, and $15 million fine given to a company that facilitated an international microcap fraud scheme.

Learn more about the latest trends and enforcements around crypto, cybersecurity, fraud and insider trading from the last quarter in 2022. Find out more about the latest enforcement and regulations across agencies. FREE to download now!

In this eBook, we uncover and investigate the latest enforcement actions, trends and what we learned, including:

  • The most recent trends in SEC Enforcements in crypto
  • FINRA’s crackdown on rule 2010, with more than 100 enforcements in Q2
  • Shakedown from all agencies on “fraud” and “deceptive acts”
  • The latest with the FTC, FDIC and CFPB

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