196 Enforcement Actions in the U.S. over past 30 days

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FRS enforcements decreased 100% over the past 30 days

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SEC issued enforcements: $59,971,440.07 over the past 30 days

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78 Final Rules go into effect in the next 30 days

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22 Mortgage Lending docs published in the last 7 days

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103 docs with 1146 extracted obligations from the last 7 days

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48 new Proposed and Final Rules were published in the past 7 days

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1735 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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Free eBook: Enforcement Actions

Learn how the SEC modernized its efforts with Q3-2020 ending with another unusual fiscal quarter due to the continuing effects of COVID-19 pandemic.

How are financial compliance, risk and crime professionals tracking and monitoring enforcement actions?

Enforcement trends continued to rush ahead in 2020 alongside the lasting impact that coronavirus has had across the industry. In the latest enforcement ebook you’ll discover:

  • Insights on the mixed regulatory picture of 2020.
  • SEC enforcement activities and what agency did to modernize processes
  • The Proliferation of Fraud in the post-COVID era.
  • CFPB positioning targeting military service members and veterans
  • Moving forward with RegTech as the resource to standardize.

Find out how RegTech improves efficiencies across your organization.

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