196 Enforcement Actions in the U.S. over past 30 days

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SEC enforcements Increased 15% over the past 30 days

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SEC issued enforcements: $304,504,552.51 over the past 30 days

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257 Final Rules go into effect in the next 30 days

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65 Mortgage Lending docs published in the last 7 days

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3957 docs with 8216 extracted obligations from the last 7 days

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169 new Proposed and Final Rules were published in the past 7 days

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9274 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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The regulatory change management company that is changing the game.

Our Mission

Compliance.ai’s mission is to transform the way highly regulated organizations address compliance risk and to modernize compliance processes for both regulators and regulated entities.

Compliance.ai delivers regulatory change management (RCM) solutions designed specifically for firms in the banking, financial services, and insurance industry (BFSI).  Our unique Expert-In-The-Loop methodology ensures expert oversight of advanced machine learning technologies simplify and streamline complex RCM and compliance activities for our clients.  

Our clients include a wide range of BFSI firms, including those with global operations to recently-established FinTech innovators.  We empower compliance teams proactively manage the growing volume and velocity of regulatory changes in real-time and ensure that the affected lines of business implement appropriate steps to address obligations.  They use our solution to mitigate compliance risk, reduce costs and boost confidence in compliance status for the entire enterprise.

Leadership

Kayvan Alikhani
Co-Founder & CEO

With more than 25 years of experience in hi-tech, Kayvan leads operations, strategy, sales, and marketing for Compliance.ai.

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Bobby Yazdani
Co-Founder & Board Member

Bobby Yazdani is Founder and Managing Partner of Cota Capital, a firm investing in private and public technology companies.

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Pete Williams
Board Member

Pete Williams is a Partner and the Chief Operating Officer of Cota Capital, an investment firm focused on public and private modern software technology companies.

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Compliance.ai is headquartered in San Francisco, CA

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