Regulatory Agency Updates | Week of Apr 26 to May 03
193 Enforcement Actions in the U.S. over past 30 days
FINRA enforcements decreased 14% over the past 30 days
SEC issued enforcements: $225,742,880.78 over the past 30 days
117 Final Rules go into effect in the next 30 days
70 Mortgage Lending docs published in the last 7 days
1836 docs with 3519 extracted obligations from the last 7 days
117 new Proposed and Final Rules were published in the past 7 days
5599 new docs in pro.compliance.ai within the last 7 days
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