188 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 31% over the past 30 days

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SEC issued enforcements: $293,829,552.51 over the past 30 days

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148 Final Rules go into effect in the next 30 days

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84 Mortgage Lending docs published in the last 7 days

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4743 docs with 9164 extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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11951 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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Case Studies

Customers are using Compliance.ai to reduce costs, mitigate risks, and gain confidence in their compliance profile. Learn how you can benefit from regulatory change management designed specifically for BFSI firms.

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