163 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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38 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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60 new Proposed and Final Rules were published in the past 7 days

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2790 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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Getting Regulations Under Control with Compliance.ai

“Increasing regulation is here to stay— much like a permanent rise in sea level as opposed to an incoming tide that will ebb.”

– Global Risk 2017: Staying the Course in Banking Report, The Boston Consulting Group

The financial industry is dealing with an unprecedented tidal wave of regulatory change. Not only is there an increasing volume of new or amended regulations being published, the speed at which regulatory change is happening is increasing as well.

This whitepaper examines the important challenges and pressures that financial services’ compliance departments face in regards to regulatory change management, and why they should take advantage of new regulation change management technology solutions to automate resource-intensive compliance tasks.

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