194 Enforcement Actions in the U.S. over past 30 days

-

SEC enforcements Increased 15% over the past 30 days

-

SEC issued enforcements: $304,504,552.51 over the past 30 days

-

257 Final Rules go into effect in the next 30 days

-

60 Mortgage Lending docs published in the last 7 days

-

3957 docs with 8216 extracted obligations from the last 7 days

-

146 new Proposed and Final Rules were published in the past 7 days

-

8909 new docs in pro.compliance.ai within the last 7 days

-

Download the Q3 Enforcement eBook now!

-

Join us Feb 4th at Comply 2021

-

Getting Regulations Under Control with Compliance.ai

“Increasing regulation is here to stay— much like a permanent rise in sea level as opposed to an incoming tide that will ebb.”

– Global Risk 2017: Staying the Course in Banking Report, The Boston Consulting Group

The financial industry is dealing with an unprecedented tidal wave of regulatory change. Not only is there an increasing volume of new or amended regulations being published, the speed at which regulatory change is happening is increasing as well.

This whitepaper examines the important challenges and pressures that financial services’ compliance departments face in regards to regulatory change management, and why they should take advantage of new regulation change management technology solutions to automate resource-intensive compliance tasks.

X