193 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 14% over the past 30 days

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SEC issued enforcements: $225,742,880.78 over the past 30 days

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117 Final Rules go into effect in the next 30 days

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70 Mortgage Lending docs published in the last 7 days

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1836 docs with 3519 extracted obligations from the last 7 days

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117 new Proposed and Final Rules were published in the past 7 days

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5599 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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NAVIGATION

Overview: Compliance.ai’s Developer Platform

Process:

  1. Compliance.ai aggregates content from federal and state regulatory agencies, whitepapers from thought leaders, and news publications, in order to collect all relevant financial regulatory documents.
  2. All the data is normalized, ranked, classified and rated into topic specific categories.
  3. Developers can access this content via our Developer Program.
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