Category (Document Type)
Category Type allows users to filter based on a particular or specified set of Document Types. Please note, the Document / Category Type in Compliance.ai’s Search API is sensitive to capitalization. Also, the all documents that are categorized as “Manual” will be premium content.
These are the category / document types currently supported by our APIs, along with the Meta-Category they fall under: (last updated 10/18/21)
| Category ID | Category / Document Type | Meta Category Type | Description | Jurisdictions |
| 2450 | Act | Legislation | Document with legislation which has passed both chambers of Congress in identical form, been signed into law by the president, or passed over his veto, thus becoming law. |
{BHS,BRA,BRB,CAN,CAN-NT,CAN-SK,CAN-YT,CHN,CYM,IM,IND,INT,IRL,JP,KNA,MYS,PAN,SCT,UK,UK-VGB,US-CA,US-DC,US-OH,US-VA,ZAF} |
| 70 | Administration Instrument | Guidance | Document issued by an agency to ensure that rules are correct, presented clearly and contain up-to-date references. | {UK} |
| 838 | Administrative Letter | Enforcements | {UK,US-VA} | |
| 2134 | Administrative Order | Guidance | {US-PA,US-VA} | |
| 151 | Advice | Agency Updates | Document issued by an agency to assist in formulating regulations. | {INT} |
| 1934 | Advisory Letter | Guidance |
{CAN-AB,LUX,US,US-GA,US-IN,US-LA,US-WA} |
|
| 2497 | Agency Update | Agency Updates | Documents published by an agency to notify all persons and entities that are regulated by it on matters that concern the agency’s administration. |
{AUS,CAN,CAN-AB,CAN-NT,CH,CHN,CYM,DEU,EU,HKG,INT,ITA,JP,LUX,MYS,SGP,UK,US,US-AZ,US-CA,US-CT,US-DC,US-DE,US-IL,US-MA,US-ME,US-MI,US-MO,US-NC,US-NE,US-NY,US-OH,US-OR,US-PA,US-SC,US-TX,US-WA} |
| 2121 | Amendment | Regulations | {EU,IND,INT} | |
| 1800 | Amicus Brief | Guidance | {US,US-TX} | |
| 2513 | Announcement | News | Document issued by an agency or entity with a public declaration of something related to the industry or important for stakeholders. |
{AUS-NSW,CAN,CAN-NT,CAN-ON,CHN,INT,JP,MYS,SGP,TUR,US,US-AR,US-CO,US-IL,US-LA,US-MS} |
| 2458 | Annual Report | Reports | Document with a comprehensive report on an agency or entity’s activities throughout the preceding year, intended to give interested people information about its activities and financial performance. |
{AUS,CAN,CAN-AB,CAN-MB,CAN-NT,COL,DEU,EU,INT,LUX,SGP,UK,US,US-AL,US-IL,US-MD,US-NE,US-PA} |
| 2266 | Audit | Reports | Document about an independent examination of financial information of any entity. |
{UK,US-MD,US-PA} |
| 1857 | Bill | Legislation | Document with a proposed legislation under consideration by a legislature. |
{CAN,CAN-AB,CAN-BC,CAN-ON,CAN-QC,IM,SGP,UK,US,US-AK,US-AL,US-AR,US-AZ,US-CA,US-CO,US-CT,US-DC,US-DE,US-FL,US-GA,US-HI,US-IA,US-ID,US-IL,US-IN,US-KS,US-KY,US-LA,US-MA,US-MD,US-ME,US-MI,US-MN,US-MO,US-MS,US-MT,US-NC,US-ND,US-NE,US-NH,US-NJ,US-NM,US-NV,US-NY,US-OH,US-OK,US-OR,US-PA,US-RI,US-SC,US-SD,US-TN,US-TX,US-UT,US-VA,US-VT,US-WA,US-WI,US-WV,US-WY} |
| 163 | Bill Analysis | Research & Papers | Document that contains a summary of a bill written in layman’s terms. | {US-FL} |
| 2257 | Blog | News | Document with an extract of information posted by an agency or entity in a blog section of its website. |
{AUS,DEU,HKG,INT,NLD,UK,US} |
| 87 | BSA/AML | Agency Updates | The Bank Secrecy Act / Anti-Money Laundering rules (BSA/AML) requires U.S. financial institutions to assist the U.S. government to detect and prevent money laundering and fraud. | {US} |
| 2340 | Bulletin | News | Document with issued by an agency or entity with a brief public notice issuing usually from an authoritative source |
{CAN,CAN-AB,CAN-BC,CAN-MB,CAN-NL,CAN-NS,CAN-NT,CAN-SK,CAN-YT,EU,INT,NLD,SGP,UK,US,US-AK,US-AL,US-AR,US-AZ,US-CA,US-CO,US-CT,US-DC,US-DE,US-GA,US-IA,US-ID,US-IL,US-IN,US-KS,US-KY,US-LA,US-MA,US-MD,US-ME,US-MO,US-MS,US-NC,US-ND,US-NH,US-NJ,US-NV,US-NY,US-OK,US-OR,US-RI,US-SC,US-SD,US-TN,US-VT,US-WA,US-WI,US-WY} |
| 887 | Business Plan | Agency Updates | Document containing business goals, the methods on how these goals can be attained, and the time frame within which these goals need to be achieved. | {CAN-NT,JP,UK} |
| 2460 | Cease and Desist | Enforcements | Document sent to an individual or entity to stop purportedly illegal activity and not to restart it. |
{US,US-AL,US-AZ,US-CA,US-CO,US-FL,US-IL,US-KY,US-LA,US-MA,US-ME,US-MO,US-MS,US-ND,US-NE,US-SD,US-TN,US-TX,US-WA,US-WV} |
| 77 | CFR | Regulations | Document with the codification of the general and permanent rules and regulations published in the Federal Register by the executive departments and agencies of the federal government of the United States. | {US} |
| 61 | CFR Navigation | Regulations | Document with the codification of the general and permanent rules and regulations published in the Federal Register by the executive departments and agencies of the federal government of the United States. | {US} |
| 2499 | Checklist | Guidance | {US-MA,US-VA} | |
| 2139 | Circular | Guidance | Document with a written statement of government policy that often provide information, guidance, rules, and background information on legislative or procedural matters. |
{CAN,CAN-AB,CAN-NL,CH,COL,HKG,IND,JP,LUX,MYS,US,US-NY} |
| 2477 | Civil Money Penalty | Enforcements | Document related to a fine issued in civil court which penalizes a violator who profited from an illegal or unethical action. |
{US,US-CT,US-IL,US-MD,US-MS,US-ND} |
| 1866 | Comment | Letters & Comments | Document with comments made by stakeholders to any proposed rule, guideline, regulation, etc. |
{CAN,EU,INT,JP,UK,US,US-AZ,US-CT,US-NV,US-NY,US-WA} |
| 2493 | Company Filing | Guidance |
{US-DC,US-MD,US-PA,US-VA,US-WA} |
|
| 2090 | Complaint | Enforcements | Document issued by an agency, entity or individual that sets out the facts and legal reasons that they believe are sufficient to support a claim against the party or parties against whom the claim is brought that entitles them to a remedy. |
{US,US-CA,US-CO,US-DC,US-ME,US-TX} |
| 905 | Conference | Events | Documents related to a conference held by an agency or entity, or the slides with the content of that conference. | {CHN,UK} |
| 2505 | Consent Order | Enforcements | Document that confirms an agreement or settlement that resolves a dispute between two parties without admission of guilt or liability |
{CAN-SK,US,US-AL,US-CA,US-CO,US-DC,US-FL,US-ID,US-IL,US-KY,US-LA,US-MA,US-MD,US-ME,US-MO,US-MS,US-ND,US-NE,US-NH,US-NY,US-PA,US-SD,US-TN,US-TX,US-WA,US-WI,US-WY} |
| 2510 | Consultation | Regulations | Document issued by an agency to start a discussion before making decision. |
{CAN,CHN,EU,HKG,IND,INT,SGP,UK,US} |
| 2096 | Consultation Paper | Regulations | Document that is put out by the Government for public comment and feedback |
{CAN,CAN-BC,EU,INT,MYS,SGP,UK} |
| 178 | Consumer Affairs Letters | Letters & Comments | {US} | |
| 1589 | Consumer Alert | Agency Updates | Documents issued by an agency that are meant to make the public aware of a current scam or fraud being committed. |
{CAN-BC,CAN-MB,US,US-CA,US-ID,US-KS,US-OH,US-WV} |
| 2344 | Corporate Document | Agency Updates | {AUS,UK} | |
| 24 | Corporate Report | Reports | Document that contains a comprehensive report intended to give information to shareholders and other interested people about an entity’s activities and financial performance throughout the preceding year. | {UK} |
| 2065 | Correspondence | Letters & Comments | Documents with letters to and from agencies and entities. |
{CAN,CAN-NT,EU,JP,SGP,UK,US,US-CT} |
| 97 | Cybersecurity | Agency Updates | Documents related to a cybersecurity practices, technologies, or techniques. | {US} |
| 1603 | Decision Notice | Enforcements | Document with a written notice of a decision by an agency regarding an entity or individual’s eligibility. |
{AUS,SGP,UK,US-CT} |
| 2111 | Directive | Regulations |
{EU,INT,US,US-CT} |
|
| 1940 | Disciplinary Action | Enforcements | Document issued by an agency to inform a person or entity of a disciplinary action because they were unable to follow the policies or expectations set by the agency. | {US,US-NE} |
| 2099 | Discussion Paper | Research & Papers | Document that set out initial views as well as technical details on a proposed policy or regulation seeking views on how best to implement it. |
{CAN,CAN-NT,EU,INT,UK} |
| 2299 | Emergency Rule | Regulations | Document with rules promulgated due to an immediate danger to the public health, safety or welfare. |
{US-CO,US-CT,US-DE,US-GA,US-NC,US-NY,US-TX,US-WA,US-WY} |
| 2470 | Enforcement | Enforcements | Documents related to legal disposition taken by an agency against a person or entity for violating a law or regulation that is under the purview of the agency. |
{BHS,CAN,CAN-SK,CYM,INT,LUX,SGP,UK,US,US-AK,US-AZ,US-CA,US-CO,US-CT,US-DC,US-DE,US-FL,US-HI,US-IA,US-ID,US-IL,US-IN,US-KY,US-LA,US-MA,US-MD,US-ME,US-MI,US-MN,US-MO,US-MS,US-MT,US-NC,US-ND,US-NE,US-NH,US-NJ,US-NV,US-NY,US-OR,US-PA,US-RI,US-SC,US-SD,US-TN,US-TX,US-VT,US-WA,US-WI,US-WV,US-WY} |
| 2451 | Enforcement Notice | Enforcements |
{CAN,CAN-AB,CYM,IM,UK,US-DC,US-IL,US-ME,US-NH,US-TX} |
|
| 2517 | Enforcement Order | Enforcements |
{UK,US-AL,US-CA,US-CO,US-CT,US-DC,US-GA,US-ID,US-MD,US-ME,US-ND,US-NH,US-TN,US-WV} |
|
| 2087 | Enforcement Report | Reports |
{CAN,CAN-AB,EU,INT,UK,US,US-DC,US-MD,US-NJ} |
|
| 147 | Enforcement Reports | Reports | Document published by an agency containing summaries of its enforcement rulings. | {CH} |
| 142 | Enrolled Bill | Legislation | Document with the final copy of a bill or joint resolution which has passed both houses of Congress in identical form. | {US-OH} |
| 2095 | Event | Events | Documents describing the details of an event held by an agency. |
{AUS-NSW,DEU,EU,LUX,UK,US,US-DC,US-OR,US-WA} |
| 195 | Examination Manual | Guidance | Document that contains procedures and guidance for examining entities regarding specific subject or issues. | {US} |
| 2491 | Executive Order | Regulations | Document with a means of issuing federal directives in the United States, used by the president of the United States, that manages operations of the federal government. |
{ARE,BHS,IM,JP,US-AL,US-AZ,US-CT,US-NY,US-PA} |
| 476 | Exemptive Letter | Letters & Comments | {US} | |
| 1654 | Exemptive order | Enforcements | {US} | |
| 2313 | Fact Sheet | Agency Updates | {US-IL,US-PA} | |
| 2498 | FAQ | Guidance | Document issued by an entity with Frequently Asked Questions |
{AUS-NSW,CAN,CAN-SK,EU,INT,JP,LUX,MYS,US,US-DC,US-DE,US-IL,US-KS,US-NJ,US-PA,US-WA} |
| 1776 | Feedback Statement | Letters & Comments | Document issued by an agency that responds to the views they received, within the scope of their regulatory responsibilities. | {EU,SGP,UK} |
| 2489 | Final Decision | Enforcements | Document that confirms the agency’s final decisions that arise from proceedings by an agency to enforce its rules. |
{CAN-SK,EU,INT,UK,US,US-CO,US-IA,US-ME,US-MI,US-NH} |
| 1788 | Finalised Guidance | Guidance | Document that sets out the actions that an agency believe entities should consider to comply with the law or regulations. | {UK} |
| 1510 | Final Notice | Enforcements | {UK} | |
| 1983 | Final Order | Enforcements | Document that confirms a court or agency’s final order. |
{US,US-CA,US-CO,US-DC,US-FL,US-IL,US-KY,US-MA,US-MD,US-TN,US-TX,US-WA} |
| 2108 | Final Report | Reports | Document issued by an agency or entity summarizing the outcomes of a study, project or investigation. |
{CAN,CAN-NL,CAN-NT,CAN-QC,CAN-YT,DEU,EU,INT,JP,SGP,UK,US} |
| 273 | Financial Institution Letter | Guidance | {US} | |
| 1854 | Financial Sanction | Enforcements | {US,US-TX} | |
| 2472 | Form | Guidance | Document published by an agency or entity with spaces in which to write or select, for a series of documents with similar contents. |
{CAN-AB,CAN-SK,CYM,IND,INT,LUX,MYS,SGP,UK,US,US-DC,US-DE,US-GA,US-IL,US-KS,US-LA,US-MA,US-MD,US-NC,US-NJ,US-NY,US-PA,US-VA,US-WA} |
| 2518 | Guidance | Guidance | Documents published by agencies that help explain their programs and policies or communicate other important information to regulated entities and the public. |
{BHS,CAN,CAN-AB,CAN-BC,CAN-NT,CHN,CYM,IM,IND,INT,LUX,MYS,SGP,UK,US,US-AZ,US-CT,US-DC,US-DE,US-GA,US-HI,US-IL,US-KS,US-KY,US-LA,US-MA,US-MD,US-NC,US-NY,US-PA,US-WA} |
| 2142 | Guide | Guidance |
{CAN,CAN-SK,IM,UK,US} |
|
| 2290 | Guideline | Guidance | Document issued by an agency that set outs a statement or plan by which to determine a course of action and to streamline particular processes. |
{AUS,CAN,CAN-AB,CAN-BC,CAN-NL,CAN-NT,CAN-YT,EU,HKG,IND,INT,JP,MYS,SGP,US,US-AZ,US-DE,US-IL,US-NJ,US-NY,US-PA} |
| 1000 | Handbook | Regulations | Document issued by an agency that sets out the rules and guidance made by that agency. |
{FRA,IND,UK,US} |
| 1550 | Impact Assessment | Reports | Document with a means of measuring the effectiveness of organizational activities and judging the significance of changes brought about by those activities. |
{CAN-AB,CAN-QC,UK,US} |
| 2446 | Industry Guidance | Guidance |
{CYM,LUX,SGP,UK,US,US-MD,US-NY} |
|
| 213 | Industry Letter | Guidance | Document issued by and agency in connection with the proposal or adoption of particular regulations within an industry. | {US-NY} |
| 1901 | Injunction Order | Enforcements |
{US,US-CA,US-KY,US-LA,US-ND} |
|
| 2253 | Instruction | Guidance |
{CAN,IND,US-MD} |
|
| 152 | Insurance Reports | Reports | Document containing general information on the insurance market in Switzerland; it also sets out balance sheet and profit and loss data for the industry as a whole. | {CH} |
| 2503 | International Treaty | Legislation | Document that is a formal and binding written agreement entered into by actors in international law, usually sovereign states and international organizations | {UK,US} |
| 1671 | Interpretive Letter | Guidance | Documents that provide general guidance on the agency staff’s views as to the application of particular rules under specific circumstance. | {US-LA,US-WA} |
| 1008 | Interpretive Statement | Guidance | Document with a written expression of the opinion of an agency, entitled an interpretive statement by the agency head or its designee, as to the meaning of a statute or other provision of law, of a court decision, or of an agency order. | {JP,US-WA} |
| 2271 | Investor Alert | Agency Updates |
{CAN-NL,CYM,EU,INT,US} |
|
| 2102 | Judgement | Enforcements | Document that confirms a court’s final judgment. |
{US,US-CA,US-CO,US-KY,US-MA,US-TX} |
| 2055 | Law | Legislation | Document with a set of rules and regulations that are indispensable and must be followed because they are the product of the legislative process. |
{ARE,KNA,US,US-NE} |
| 2443 | Lawmaking | Legislation | {US-FL} | |
| 2459 | Legislative Debates | Research & Papers | {EU,UK} | |
| 2521 | Letter | Letters & Comments | Document with a written or printed communication addressed to a person, agency or entity and usually transmitted by mail. |
{CAN,CAN-BC,CAN-SK,EU,IND,INT,JP,SGP,UK,US,US-CT,US-MD,US-NY,US-TX} |
| 1835 | Letters to Credit Unions | Letters & Comments | {US} | |
| 1016 | Mainstream News | News | Document with information from conventional newspapers, television and other news sources that most people in the industry know about and regard as reliable. | {INT,US,US-MS} |
| 2312 | Manual | Guidance | Document issued by an agency that sets out the instructions and steps to fulfill a specific goal. |
{CAN,HKG,JP,US,US-AR,US-AZ,US-CA,US-CO,US-CT,US-DC,US-GA,US-IL,US-IN,US-KS,US-KY,US-MA,US-MD,US-MN,US-MO,US-MS,US-NC,US-NJ,US-NY,US-OH,US-OK,US-OR,US-PA,US-SC,US-TN,US-TX,US-UT,US-VA,US-WA,US-WI,US-WV} |
| 2029 | Market Conduct Examination Report | Enforcements | Document containing the findings of examinations of licensed insurance companies that evaluate insurers’ compliance with the law with respect to rating, underwriting, and claim practices. |
{US-AZ,US-DC,US-DE} |
| 2468 | Meeting Minutes | Events | Document with an official record of a meeting for its participants and a source of information for people who were unable to attend. |
{CAN,DEU,EU,IND,INT,JP,UK,US-DC,US-DE,US-PA} |
| 2441 | Memorandum | Letters & Comments |
{CAN,IND,UK,US,US-AL,US-DC,US-IL,US-LA,US-MD,US-PA,US-SD} |
|
| 1030 | Memorandum of Understanding | Agency Updates | Document that states a nonbinding agreement between two or more agencies outlining the terms and details of an understanding, including each parties’ requirements and responsibilities. | {LUX,UK,US} |
| 1032 | Monetary Penalty | Enforcements | Document related to a monetary payment ordered or imposed by a court or any other entity, whether through a judgment, order, settlement agreement, etc. |
{UK,US-IL,US-LA} |
| 140 | Mortgagee Letter | Guidance | {US} | |
| 107 | Mortgage Lending | Agency Updates | Documents referring to mortgage loan that is a type of secured loan where agencies can avail funds by providing someone asset as collateral to the lender. | {US} |
| 2492 | News | News | Documents that comprise mainstream and industry-specific news updates that are relevant for consumers and regulated entities. |
{ARG,AUS,AUS-NSW,CAN,CAN-AB,CAN-BC,CAN-MB,CAN-NB,CAN-NL,CAN-NS,CAN-NT,CAN-NU,CAN-ON,CAN-PE,CAN-QC,CAN-SK,CAN-YT,CH,CHN,COL,DEU,EAEU,EU,FRA,HKG,INT,ITA,JP,JP-KT,NLD,RUS,SAU,SGP,UK,US,US-AL,US-AR,US-AZ,US-CA,US-DC,US-DE,US-FL,US-GA,US-HI,US-ID,US-IL,US-KS,US-LA,US-MA,US-MD,US-MI,US-MN,US-MO,US-ND,US-NY,US-OH,US-OR,US-PA,US-SD,US-TN,US-TX,US-UT,US-VA,US-WA,US-WV} |
| 2474 | Newsletter | News | Document issued by an agency or entity containing news concerning of its activities that is sent to its members, customers, employees or other subscribers. |
{AUS-NSW,CAN,CAN-AB,CAN-ON,INT,LUX,NLD,UK,US,US-AL,US-DC,US-DE,US-IL,US-KS,US-MA,US-NC,US-NE,US-PA,US-SD} |
| 1881 | No Action Letter | Guidance | Document with a letter written by the staff of an agency, requested by an entity subject to regulation by that agency, indicating that the staff will not recommend that the agency take legal action against the entity, should the entity engage in a course of action proposed by the entity through its request for a no-action letter. | {US,US-WA} |
| 2509 | Notice | Notices | Documents that are published by an agency to notify the public on regulatory updates related to a law or an industry. |
{CAN,CAN-AB,CAN-BC,CAN-NL,CAN-SK,CAN-YT,CYM,EU,IND,JP,MYS,UK,UK-VGB,US,US-AK,US-AL,US-AR,US-AZ,US-CA,US-CT,US-DC,US-DE,US-FL,US-HI,US-IA,US-MA,US-NC,US-NY,US-OK,US-PA,US-UT,US-WA,US-WV} |
| 2527 | Opinion | Guidance | Document issued by an agency on matters that are deemed of general interest to the bar or for general inquiries relating to a particular set of facts. |
{CAN,EU,INT,US,US-TN,US-TX,US-WA} |
| 193 | Opinion Letter | Guidance | Document with a formal expression of a judgment or advice based on an expert’s special knowledge. | {US-CA,US-NY} |
| 1932 | Order | Enforcements | Document outlining a determination made by a court without issuing a legal opinion. |
{JP,US,US-CA,US-FL,US-IL,US-KY,US-MA,US-MO,US-NY,US-TN,US-TX,US-WA,US-WY} |
| 1902 | Ordinance | Regulations | Document with a law passed by a local political subdivision, such as a city, county, village, or town. |
{CYM,JP,MYS,UK-VGB,US-GA} |
| 1375 | Policy Navigation | Regulations | {IND} | |
| 14 | Policy Paper | Research & Papers | Document containing a research piece focusing on a specific policy issue that provides clear recommendations for policy makers. | {UK} |
| 2034 | Policy Statement | Regulations | Document with a declaration of a government’s political activities, plans and intentions relating to a concrete cause or, at the assumption of office, an entire legislative session. |
{CYM,IND,UK,UK-VGB,US,US-AZ,US-PA,US-WA} |
| 11 | Preliminary Report | Reports | Document issued by an agency or entity summarizing the preliminary outcomes of a study, project or investigation. | {INT} |
| 2525 | Press Release | News | Document published by an agency with an official statement delivered to members of the news media for the purpose of providing information, an official statement, or making an announcement. |
{AUS,AUS-NSW,BRA,CAN,CAN-BC,CAN-NS,CAN-NT,CAN-QC,CH,CHN,COL,CYM,DEU,EU,FRA,HKG,IDN,INT,ITA,JP,LUX,MEX,MYS,NLD,RUS,SGP,UK,US,US-AL,US-AZ,US-CA,US-CT,US-DC,US-DE,US-FL,US-GA,US-IA,US-IN,US-KS,US-LA,US-MA,US-MD,US-ME,US-MI,US-MS,US-NC,US-NE,US-NH,US-NJ,US-NM,US-NY,US-OH,US-PA,US-TX,ZAF} |
| 1950 | Proposed Rule | Regulations | Document that announces and explains the agency’s plan to address a problem or accomplish a goal. |
{CAN,CAN-QC,EU,INT,US,US-AK,US-AZ,US-CA,US-CNMI,US-CO,US-CT,US-DE,US-FL,US-GA,US-HI,US-IA,US-IL,US-MI,US-MN,US-NJ,US-NV,US-NY,US-OH,US-TX,US-VT,US-WA,US-WY} |
| 75 | Prudential Regulation | Regulations | Document with a type of financial regulation that requires financial firms to control risks and hold adequate capital as defined by capital requirements, liquidity requirements, by the imposition of concentration risk limits, and by related reporting and public disclosure requirements and supervisory controls and processes. | {UK} |
| 138 | Public Act | Legislation | Document with an act or statute affecting matters of public concern |
{US-IL,US-ME,US-MI} |
| 2440 | Publication | Agency Updates | Document issued by an agency, entity or organization to communicate relevant information to the public. |
{CAN,CAN-AB,EU,INT,JP,UK,US,US-IL,US-KY,US-MD,US-PA} |
| 200 | Public Law | Legislation | {US-GU} | |
| 2453 | Rate Filing | Guidance |
{US-CT,US-DC,US-DE,US-NC,US-PA,US-VA} |
|
| 2315 | Recommendation | Guidance | {EU,INT,US-DC} | |
| 688 | Regulation | Legislation | {INT} | |
| 2103 | Regulatory Agenda | Agency Updates |
{UK,US,US-AZ,US-DC,US-NY,US-PA} |
|
| 2259 | Regulatory Alert | Agency Updates | Documents published in the Federal Register and open for comment that may significantly affect small businesses. |
{CAN-AB,HKG,US,US-IL} |
| 102 | Regulatory Digest | Agency Updates | Document issued by the Prudential Regulation Authority that highlights key regulatory news and publications delivered for the month. | {UK} |
| 2054 | Regulatory Order | Regulations |
{IND,US-AK,US-CT} |
|
| 2465 | Report | Reports | Document issued by an agency or entity that present data and information in an organized format about the agency activities or findings that are relevant for the public and regulated entities. |
{ARG,AUS,CAN,CAN-AB,CAN-BC,CAN-NT,CAN-ON,CAN-SK,CAN-YT,CH,COL,DEU,EU,IM,INT,JP,LUX,NLD,SGP,UK,US,US-AZ,US-CT,US-DC,US-DE,US-GA,US-IL,US-MD,US-NC,US-NJ,US-PA} |
| 109 | Requirement Notice | Notices | Document issued by the Financial Conduct Authority (FCA) requiring a firm to carry out a “skilled person review”. | {UK} |
| 2077 | Research Publication | Research & Papers | Document issued by an agency, entity or organization to communicate relevant research findings. |
{AUS,CAN,EU,IND,INT,JP,LUX,SGP,UK} |
| 1612 | Risk Alert | Agency Updates | {CH,US} | |
| 2520 | Rule | Regulations | Document with government statements that carry out or explain law or policy, or describe an agency’s organization or procedures. |
{BHS,CAN,CAN-NL,CAN-QC,CAN-SK,CAN-YT,CHN,CYM,DEU,EU,IM,IND,INT,IRL,JP,KNA,LUX,MYS,UK-VGB,US,US-AK,US-AL,US-AZ,US-CA,US-CO,US-CT,US-DC,US-DE,US-FL,US-GA,US-IA,US-KS,US-LA,US-MA,US-MD,US-MI,US-MS,US-NC,US-NJ,US-NV,US-NY,US-OR,US-PA,US-PR,US-TX,US-VT,US-WA,US-WY} |
| 2307 | Rulemaking | Regulations |
{IND,US,US-AZ,US-GA,US-NC,US-NJ,US-NY,US-OR} |
|
| 2421 | Ruling | Guidance | {US-AL} | |
| 209 | Servicing Guide | Guidance | Document issued by an entity that guide the servicing policies. | {US} |
| 2500 | Settlement Agreement | Enforcements | Document that confirms a contractual agreement between parties to actual or potential litigation by which each party agrees to a resolution of the underlying dispute. |
{UK,US,US-AL,US-CA,US-CO,US-DC,US-IA,US-IL,US-KY,US-MA,US-MD,US-MS,US-ND,US-NY,US-SD,US-TX,US-WV} |
| 1918 | Speech | Agency Updates | Document presenting a transcription or summary of a speech given by an official or relevant person in the industry. |
{AUS,CAN,CAN-NT,DEU,EU,INT,NLD,RUS,SGP,UK,US} |
| 56 | SR Letter | Guidance | Document that address significant policy and procedural matters related to the Federal Reserve System’s supervisory responsibilities. | {US} |
| 2439 | Standard | Regulations |
{CAN-YT,EU,INT,LUX,UK,US,US-IL} |
|
| 65 | State Code | Regulations | Document with part or the entire official compilation and codification of the general and permanent local statutes of each one of the States of United States. |
{US,US-AL,US-AZ,US-CA,US-CO,US-CT,US-DC,US-DE,US-FL,US-IA,US-ID,US-IL,US-IN,US-KY,US-MA,US-ME,US-MI,US-MN,US-MO,US-MT,US-NC,US-ND,US-NE,US-NH,US-NV,US-NY,US-OH,US-OK,US-OR,US-PA,US-SC,US-SD,US-TN,US-TX,US-UT,US-VA,US-WA,US-WI} |
| 2501 | Statement | Agency Updates | Document published by an agency or entity to communicate a position or provide explanations to current situations. |
{AUS,CAN,CAN-BC,EU,FRA,INT,JP,SGP,UK,US,US-FL,US-IL,US-NY,US-PA,US-VA} |
| 2264 | Statement of Policy | Regulations | Document with a declaration of a government’s political activities, plans and intentions relating to a concrete cause or, at the assumption of office, an entire legislative session. |
{EU,SGP,UK,US} |
| 2448 | Statistical Data Set | Agency Updates | Documents that provide access to data set of statistical information. | {UK,US-CT} |
| 2462 | Statistics | Reports |
{AUS,CAN-AB,DEU,EU,LUX,UK,US-CT,US-DC} |
|
| 2495 | Statute | Legislation | Document with a formal written enactment of a legislative authority that governs the legal entities of a city, state, or country by way of consent. |
{UK-VGB,US,US-AL,US-CA,US-CT,US-DC,US-DE,US-GA,US-IL,US-IN,US-MA,US-MI,US-MN,US-MO,US-NC,US-NY,US-OH,US-OR,US-PA,US-RI,US-TX} |
| 1164 | Supervisory Guidance | Guidance | Document that outlines the agencies’ supervisory expectations, priorities, and general views regarding appropriate practices. |
{CAN,DEU,US,US-IN,US-LA} |
| 1503 | Supervisory Letter | Guidance | Document that address significant policy and procedural matters related to the Federal Reserve System’s supervisory responsibilities. | {US} |
| 1580 | Supervisory Report | Reports | {FRA,UK} | |
| 69 | Supervisory Statement | Guidance | Documents that are aimed at facilitating firm and supervisory judgement in determining whether they meet rules expectations. | {UK} |
| 1878 | Supporting Document | Agency Updates | {INT,US-NJ} | |
| 2480 | Termination Order | Enforcements |
{US,US-AL,US-IL,US-MD,US-MS} |
|
| 2119 | Testimony | Agency Updates | Document presenting a transcription or summary of a expert testimony presented to Congress, or an agency, on public policy issues. | {US,US-DC} |
| 2454 | Transparency Reports | Reports | Document published annually by FINMA that aims to increase transparency of occupational pension schemes and to positively influence the conduct of private insurers. | {CH,UK} |
| 50 | US Code | Regulations | Document with part or the entire official compilation and codification of the general and permanent federal statutes of the United States. | {US} |
| 71 | US Public Law | Legislation | Document with a public bill or joint resolution that has passed both chambers and been enacted into law. | {US} |
| 43 | Waivers And CRR Notice | Notices | Documents issued by the FCA that are variations to Handbook rules and allows regulated entities to comply with a rule amended to fit their circumstances. | {UK} |
| 2083 | Warning Notice | Notices | Document published by the FCA when they propose to take action. | {EU,INT,LUX} |
| 1970 | Whitepaper | Research & Papers | Document containing an authoritative report or guide that informs stakeholders concisely about a complex issue and presents the issuing body’s philosophy on the matter. | {LUX,US} |
| 1176 | Working Paper | Research & Papers | Document published by an agency or entity that shows a pre-publication versions of Papers, reports, research, etc. | {EU,INT,ITA,UK} |
