Compliance.ai

Category (Document Type)

Category Type allows users to filter based on a particular or specified set of Document Types. Please note, the Document / Category Type in Compliance.ai’s Search API is sensitive to capitalization. Also, the all documents that are categorized as “Manual” will be premium content.

These are the category / document types currently supported by our APIs, along with the Meta-Category they fall under:

Category Type	Meta Category Type	Jurisdictions	Description
Act	Legislation	{US-VA,US-CA,MYS,JP,CAN-YT,IRL,BRA,UK,CAN-SK,BHS,US-DC,UK-VGB,BRB,PAN,CAN,IM}	Document with legislation which has passed both chambers of Congress in identical form, been signed into law by the president, or passed over his veto, thus becoming law.
Administration Instrument	Agency Updates	{UK}	Document issued by an agency to ensure that rules are correct, presented clearly and contain up-to-date references.
Administration Notice		{INT,IM,CAN,PAN}
Administrative Letter	Enforcements	{US-VA,UK}
Administrative Order	Enforcements	{US-NY,US-WI,US-CA,US-AZ,US-IA,US-VT,US-CT}	Document issued by an agency such directing an individual, business, or other entity to take corrective action or refrain from an activity.
Advice	Agency Updates	{INT}	Document issued by an agency to assist in formulating regulations.
Advisory Letter	Guidance	{CAN-AB,US-LA,LUX,US,US-GA,US-IN}
Advisory Visit	Agency Updates	{UK}	Document published by an agency informing that it has carried out an advisory visit, that are a one day informal visit to look at how an organization handles personal information.
Agency Update	Agency Updates	{US-WA,US-ME,US-NY,US-PA,US-AZ,INT,SGP,MYS,US-OR,JP,US,ITA,US-OH,US-CA,CAN,UK,US-CT,US-MI,CYM,US-NE}	Documents published by an agency to notify all persons and entities that are regulated by it on matters that concern the agency’s administration.
Amendment Order	Enforcements	{US-IL}
Announcement	News	{INT,SGP,TUR,JP,CAN-ON,US-MS,US,US-IL,CAN}	Document issued by an agency or entity with a public declaration of something related to the industry or important for stakeholders.
Annual Competition Report	Reports	{UK}	Document issued by the Prudential Regulations Authority with an annual report setting out how it is delivering against its secondary competition objective and the steps it is taking to drive more competition and innovation in financial services markets and to help ensure that the right incentives exist for new banks to enter the market.
Annual Report	Reports	{CAN-AB,CAN-MB,INT,SGP,DEU,LUX,CAN,UK,EU,US-NE}	Document with a comprehensive report on an agency or entity’s activities throughout the preceding year, intended to give interested people information about its activities and financial performance.
Approach Document	Agency Updates	{UK}	Document issued by an Agency that sets out how to pursue specific agency objectives.
Audit	Agency Updates	{UK}	Document about an independent examination of financial information of any entity.
Bill	Legislation	{US-VA,US-PA,US-TN,US-ID,US-NV,CAN-ON,US-NJ,US-NH,US-NY,US-HI,US-VT,US-NM,US-NC,US-ND,CAN-AB,US-LA,SGP,US-SD,US-DC,US-DE,US-SC,US-CT,US-WA,US-KS,US-WI,US-OR,US-KY,US-CO,CAN-QC,US-OK,US-WV,US-WY,US-UT,US-IN,US-IL,US-AK,US-TX,US-ME,US-MD,US-MA,US-AL,US-MO,US-MN,US-IA,US,US-GA,US-AZ,US-OH,US-MT,US-MS,US-FL,US-RI,US-AR,CAN}	Document with a proposed legislation under consideration by a legislature.
Bill Analysis	Agency Updates	{US-FL}	Document that contains a summary of a bill written in layman’s terms.
Blog	News	{INT,AUS,US,UK}	Document with an extract of information posted by an agency or entity in a blog section of its website.
BSA/AML	Agency Updates	{US}	The Bank Secrecy Act / Anti-Money Laundering rules (BSA/AML) requires U.S. financial institutions to assist the U.S. government to detect and prevent money laundering and fraud.
Bulletin	News	{CAN-MB,US-NV,US-WY,US-NH,CAN,US-VT,CAN-AB,US-LA,US-AZ,CAN-YT,NLD,US-SD,US-SC,US-WA,US-WI,US-OR,US-KY,US-ME,US-OK,US-ID,EU,CAN-NS,US-IN,US-AK,US-CO,US-MD,US-MA,US-AL,INT,US-CA,US-IA,US,US-GA,CAN-BC,US-MS,UK,US-RI,US-AR}	Document with issued by an agency or entity with a brief public notice issuing usually from an authoritative source
Business Plan	Agency Updates	{UK}	Document containing business goals, the methods on how these goals can be attained, and the time frame within which these goals need to be achieved.
Calls for Input	Letters & Comments	{UK}
Cancellation Notice	Notices	{UK}	Document with a written notice of the forthcoming cancellation of a contract or agreement.
Cease and Desist	Enforcements	{US-MA,US-MO,US-KY,US-CA,US,US-TX,US-AZ,US-MS,US-ND,US,US-MA}	Document sent to an individual or entity to stop purportedly illegal activity and not to restart it.
CFR	Regulations	{US}	Document with the codification of the general and permanent rules and regulations published in the Federal Register by the executive departments and agencies of the federal government of the United States.
CFR Navigation	Regulations	{US}	Document with the codification of the general and permanent rules and regulations published in the Federal Register by the executive departments and agencies of the federal government of the United States.
Circular	Regulations	{CAN-AB,CH,MYS,US,CAN,HKG,US-NY}	Document with a written statement of government policy that often provide information, guidance, rules, and background information on legislative or procedural matters.
Civil Money Penalty	Enforcements	{US-MS,US-ND,US}	Document related to a fine issued in civil court which penalizes a violator who profited from an illegal or unethical action.
Closed Consultation	Agency Updates	{SGP,UK}	Document that was issued by an agency to start a discussion before making decision but that is now closed to more opinions.
Comment	Letters & Comments	{US-WA,US-NY,JP,US-NV,US,CAN,INT,UK,US-CO,US-CA}	Document with comments made by stakeholders to any proposed rule, guideline, regulation, etc.
Conference	Events	{UK,CHN}	Documents related to a conference held by an agency or entity, or the slides with the content of that conference.
Consent Agreement	Enforcements	{US-MA}
Consent Order	Enforcements	{US-WA,US-NY,US-MA,US-WI,US-KY,US-CA,US,US-TX,US-MO,US-MS,US-ND,CAN-SK,US-WY,US-FL,US-IL}	Document that confirms an agreement or settlement that resolves a dispute between two parties without admission of guilt or liability
Consultation	Agency Updates	{INT,UK,CHN}	Document issued by an agency to start a discussion before making decision.
Consultation Outcome	Agency Updates	{UK}	Document issued by an agency that sets out the conclusions of a consultation.
Consultation Paper	Regulations	{INT,SGP,MYS,CAN,CAN-BC,UK}	Document that is put out by the Government for public comment and feedback
Consultation Report	Reports	{INT,CAN,UK}	Document published periodically to solicit the views and comments from the stakeholders’ community.
Consultation Response	Agency Updates	{UK}	Document issued by an agency answering or commenting the opinions given in consultation.
Consultative Document	Agency Updates	{INT,SGP}	Document issued by an agency answering or commenting on the opinions given in consultation.
Consumer Affairs Letters	Letters & Comments	{US}
Consumer Alert	Agency Updates	{CAN-MB,US-KS,CAN-BC,US-WV,US-CA,US,US-OH,US-ID}	Documents issued by an agency that are meant to make the public aware of a current scam or fraud being committed.
Consumer Financial Protection Update	Agency Updates	{US}	Documents issued by the Consumer Financial Protection Bureau
Corporate Document	Agency Updates	{UK}	Documents of an entity filed with the relevant agency and other internal documents of that entity.
Corporate Report	Reports	{UK}	Document that contains a comprehensive report intended to give information to shareholders and other interested people about an entity’s activities and financial performance throughout the preceding year.
Correspondence	Letters & Comments	{US,UK}	Documents with letters to and from agencies and entities.
Cybersecurity	Agency Updates	{US}	Documents related to a cybersecurity practices, technologies, or techniques.
Decision	Enforcements	{INT,US-IA,UK,CAN-SKMUS}	Document that confirms the agency’s decisions that arise from proceedings by an agency to enforce its rules.
Decision Notice	Notices	{SGP,AUS,UK}	Document with a written notice of a decision by an agency regarding an entity or individual’s eligibility.
Disciplinary Action	Enforcements	{US}	Document issued by an agency to inform a person or entity of a disciplinary action because they were unable to follow the policies or expectations set by the agency.
Discussion Paper	Research & Papers	{INT,CAN,UK}	Document that set out initial views as well as technical details on a proposed policy or regulation seeking views on how best to implement it.
Emergency Rule	Regulations	{US-TX,US-CO,US-NY,US-GA,US-WY,US-CT}	Document with rules promulgated due to an immediate danger to the public health, safety or welfare.
Enforcement	Enforcements	{US-NY,US-PA,US-TN,US-ID,US-NV,US-TX,US-NH,CAN,US-VT,US-NC,US-ND,US-NE,US-DC,US-DE,US-FL,US-WA,US-WI,US-OR,US-KY,US-CO,US-MI,US-WV,US-IN,US-IL,US-AK,US-ME,US-MD,US-MA,US-MO,US-MN,US-CA,US,US-AZ,US-MT,US-MS,CYM,US-RI,US-CT,US-HI,UK}	Documents related to legal disposition taken by an agency against a person or entity for violating a law or regulation that is under the purview of the agency.
Enforcement reports	Reports	{CH}	Document published by an agency containing summaries of its enforcement rulings.
Enrolled Bill	Legislation	{US-OH}	Document with the final copy of a bill or joint resolution which has passed both houses of Congress in identical form.
Event	Events	{EU,LUX,UK,US}	Documents describing the details of an event held by an agency.
Examination Manual	Guidance	{US}	Document that contains procedures and guidance for examining entities regarding specific subject or issues.
Executive Order	Regulations	{US-AZ,BHS,US-NY}	Document with a means of issuing federal directives in the United States, used by the president of the United States, that manages operations of the federal government.
Exemptive Order	Enforcements	{US}
FAQ	Agency Updates	{INT,MYS,JP,US,CAN-SK}	Document issued by an entity with Frequently Asked Questions
Feedback Statement	Letters & Comments	{UK}	Document issued by an agency that responds to the views they received, within the scope of their regulatory responsibilities.
Final Decision	Enforcements	{UK,US-MI}	Document that confirms the agency’s final decisions that arise from proceedings by an agency to enforce its rules.
Finalised Guidance	Guidance	{UK}	Document that sets out the actions that an agency believe entities should consider to comply with the law or regulations.
Final Judgement	Enforcements	{US-CA}	Document that confirms the final decision of a court regarding the rights and liabilities of parties in a legal action or proceeding.
Final Notice	Enforcements	{UK}	Document issued by the agency as a final warning that if an obligation is not met by a specific date legal action will be taken
Final Order	Enforcements	{US-WA,US-TN,US-KY,US-CA,US,US-TX,US-FL}	Document that confirms a court or agency’s final order.
Final Report	Reports	{CAN-NL,INT,SGP,JP,DEU,CAN-YT,CAN-QC,US,UK,EU,CAN}	Document issued by an agency or entity summarizing the outcomes of a study, project or investigation.
Financial Institution Letter	Guidance	{US}
Financial Report	Reports	{CAN-AB,JP,DEU,US,CAN,UK,EU}	Document containing formal records of the financial activities and position of an agency or entity.
Financial Sanction	Enforcements	{US}
Financial Stability	Agency Updates	{UK}	Document published periodically that review the nature, magnitude and implications of risks on the macroeconomic environment, financial institutions, markets and infrastructure.
Fine Order	Enforcements	{US-IL}
FOI Release	Agency Updates	{UK}	Document issued by an agency in response to a freedom of information request.
Form	Agency Updates	{CAN-AB,US-LA,US-NY,LUX,SGP,MYS,US-GA,UK,CAN-SK}	Document published by an agency or entity with spaces in which to write or select, for a series of documents with similar contents.
Guidance	Guidance	{CAN-AB,US-NY,CAN-BC,INT,SGP,MYS,US-KY,US,US-GA,LUX,CAN,UK}	Documents published by agencies that help explain their programs and policies or communicate other important information to regulated entities and the public.
Guidance Consultation	Guidance	{UK}	Document issued by an agency to start a discussion about a guidance document before making decision.
Guidance Notice	Guidance	{CAN-BC,BHS,CHN}
Guideline	Guidance	{CAN-AB,CAN-NL,INT,SGP,MYS,JP,US,CAN-BC,AUS,CAN-YT,EU,HKG,CAN}	Document issued by an agency that set outs a statement or plan by which to determine a course of action and to streamline particular processes.
Handbook	Guidance	{FRA,US,UK}	Document issued by an agency that sets out the rules and guidance made by that agency.
Impact Assessment	Reports	{CAN-AB,CAN-QC,UK}	Document with a means of measuring the effectiveness of organizational activities and judging the significance of changes brought about by those activities.
Incoming Letter	Letters & Comments	{US}
Independent Report	Reports	{UK}	Documents that present an independent analysis of data and information in an organized format about an agency activities or findings that are relevant for the public and regulated entities.
Industry Guidance	Guidance	{LUX,US-NY,US,UK,CYM}
Industry Letter	Guidance	{US-NY}	Document issued by and agency in connection with the proposal or adoption of particular regulations within an industry.
Inflation Report	Reports	{UK}	Document that sets out the detailed economic analysis and inflation projections upon which the bank’s Monetary Policy Committee bases its interest rate decisions and presents an assessment of the prospects for U.K. inflation over the following two years.
Injunction Order	Enforcements	{US-KY,US}
Insurance reports	Reports	{CH}	Document containing general information on the insurance market in Switzerland; it also sets out balance sheet and profit and loss data for the industry as a whole.
Inter-Agency Agreement	Agency Updates	{US-NY}	Document, generally between government agencies and departments, that defines cooperative work between them.
Interim Final Rule	Regulations	{US}
Internal Document	Agency Updates	{US}	Document is used to support the processes of an agency.
International Treaty	Agency Updates	{UK}	Document that is a formal and binding written agreement entered into by actors in international law, usually sovereign states and international organizations
Interpretive Letter	Letters & Comments	{US-WA}	Documents that provide general guidance on the agency staff’s views as to the application of particular rules under specific circumstance.
Interpretive Statement	Guidance	{US-WA,JP}	Document with a written expression of the opinion of an agency, entitled an interpretive statement by the agency head or its designee, as to the meaning of a statute or other provision of law, of a court decision, or of an agency order.
Investor Alert	Agency Updates	{INT,CYM,US}
Judgement	Enforcements	{US-CA,US}	Document that confirms a court’s final judgment.
Law	Legislation	{KNA,US,US-NE}	Document with a set of rules and regulations that are indispensable and must be followed because they are the product of the legislative process.
Letter	Letters & Comments	{INT,JP,US,CAN-BC,CAN,UK}	Document with a written or printed communication addressed to a person, agency or entity and usually transmitted by mail.
Letters to Credit Unions	Letters & Comments	{US}
Letters to Federal Credit Unions	Letters & Comments	{US}	Documents that provide guidance on specific policies and procedures, compliance, governance, and other timely issues that affect only credit unions with a federal charter.
Letter to Federal Credit Unions	Letters & Comments	{US}
Mainstream News	News	{INT,US-MS,US}	Document with information from conventional newspapers, television and other news sources that most people in the industry know about and regard as reliable.
Manual	Guidance	{US-VA,US-PA,US-TN,JP,US-TX,US-NY,US-NC,US-SC,US-WA,US-KS,US-WI,US-OR,US-KY,US-OH,US-OK,US-WV,US-UT,US-IN,US-IL,US-NJ,US-CO,US-MD,US-AR,US-MA,US-MO,US-MN,US-CA,US,US-GA,US-AZ,US-MS,US-CT}	Document issued by an agency that sets out the instructions and steps to fulfill a specific goal.
Market Conduct Examination Report	Reports	{US-DE,US-AZ}	Document containing the findings of examinations of licensed insurance companies that evaluate insurers’ compliance with the law with respect to rating, underwriting, and claim practices.
Media Advisory	News	{CAN-BC,SGP,US-NY,CAN,CYM}
Media Release	News	{INT,SGP,CHN,ZAF,AUS,CAN-NS,HKG}	Document published by an agency with an official statement delivered to members of the news media for the purpose of providing information, an official statement, or making an announcement.
Media Schedule	Events	{US}
Meeting Minutes	Events	{UK}	Document with an official record of a meeting for its participants and a source of information for people who were unable to attend.
Memorandum	Agency Updates	{US-LA,UK,CAN,US,US-SD}
Memorandum of Understanding	Agency Updates	{UK}	Document that states a nonbinding agreement between two or more agencies outlining the terms and details of an understanding, including each parties’ requirements and responsibilities.
Monetary Penalty	Enforcements	{UK}	Document related to a monetary payment ordered or imposed by a court or any other entity, whether through a judgment, order, settlement agreement, etc.
Monetary Policy Committee	Agency Updates	{UK}	Documents that refers to the actions undertaken by a nation’s central bank to control money supply to achieve macroeconomic goals that promote sustainable economic growth.
Mortgagee Letter	Letters & Comments	{US}
Mortgage Lending	Agency Updates	{US}	Documents referring to mortgage loan that is a type of secured loan where agencies can avail funds by providing someone asset as collateral to the lender.
National Statistics	Research & Papers	{UK}	Document that present analyses of public spending against budgeting and expenditure on services frameworks.
News	News	{US-VA,CAN-MB,JP-KT,JP,CAN-ON,US-TX,US-NY,CAN,COL,US-ND,RUS,CAN-AB,SGP,CAN-YT,NLD,US-DE,US-FL,US-WA,FRA,CH,US-KS,CAN-NB,CHN,CAN-QC,AUS,US-ID,EU,CAN-NU,US-UT,CAN-NS,US-IL,US-MA,US-AL,CAN-BC,US-MN,US-CA,US,ITA,US-GA,US-MO,US-OH,SAU,UK,ARG,US-AR,INT,US-HI}	Documents that comprise mainstream and industry-specific news updates that are relevant for consumers and regulated entities.
Newsletter	News	{CAN-AB,INT,CAN-ON,LUX,NLD,US-SD,CAN,US-NE}	Document issued by an agency or entity containing news concerning of its activities that is sent to its members, customers, employees or other subscribers.
News Release	News	{CAN-AB,CAN-NL,CAN-BC,US,US-MD,CAN-PE,CAN,UK,CAN-SK,US-SD,CHN}	Document published by an agency with an official statement delivered to members of the news media for the purpose of providing information, an official statement, or making an announcement.
No Action Letter	Letters & Comments	{US-WA,US}	Document with a letter written by the staff of an agency, requested by an entity subject to regulation by that agency, indicating that the staff will not recommend that the agency take legal action against the entity, should the entity engage in a course of action proposed by the entity through its request for a no-action letter.
Note	Agency Updates	{AUS,UK}	Documents with information for entities or persons.
Notice	Notices	{US-AK,CAN-AB,US-NY,US-PA,US-WA,CYM,CAN-BC,US-CA,JP,US,US-AZ,CAN,UK,CAN-SK,EU,US-CT,UK-VGB,US-FL,US-HI,PAN,INT,IM,US}	Documents that are published by an agency to notify the public on regulatory updates related to a law or an industry.
Notice of Intent	Enforcements	{US}	Document outlining the understanding between two or more parties which understanding they intend to formalize in a legally binding agreement.
Official Statistics	Agency Updates	{CAN-AB,LUX,DEU,UK}
Op-ed	Agency Updates	{CAN-AB,US-NY,US,CAN}	Document typically published by a newspaper or magazine which expresses the opinion of an author usually not affiliated with the publication’s editorial board.
Open Consultation	Agency Updates	{SGP,UK}	Document that was issued by an agency to start a discussion before making decision and that is open to comments.
Opinion	Agency Updates	{EU,INT,CAN,US-WA}	Document issued by an agency on matters that are deemed of general interest to the bar or for general inquiries relating to a particular set of facts.
Opinion Letter	Guidance	{US-NY,US-CA}	Document with a formal expression of a judgment or advice based on an expert’s special knowledge.
Order	Enforcements	{US-MA,US-MO,US-CA,US-KY,US,US-MS,US-FL,US-WY,US-ND,US-IL}	Document outlining a determination made by a court without issuing a legal opinion.
Orders Accepting Offers of Settlement	Enforcements	{US}
Ordinance	Regulations	{UK-VGB,MYS,JP}	Document with a law passed by a local political subdivision, such as a city, county, village, or town.
Overview Report	Agency Updates	{SGP,DEU,CAN-YT,AUS,CAN,UK,CAN-SK}
Policy and Guidance	Guidance	{UK}	Document issued by the agency with reference materials, and answers to technical questions relating to the agency
Policy Paper	Research & Papers	{UK}	Document containing a research piece focusing on a specific policy issue that provides clear recommendations for policy makers.
Policy Statement	Regulations	{US-WA,UK-VGB,US,UK}	Document with a declaration of a government’s political activities, plans and intentions relating to a concrete cause or, at the assumption of office, an entire legislative session.
PPI Corporate Document	Agency Updates	{UK}	Documents related to payment protection insurance that is a kind of coverage that pays out a sum of money to help the consumer to cover monthly repayments on mortgages, loans, credit/store cards, or catalog payments if unable to work.
PRA Regulatory Digest	Agency Updates	{UK}	Document issued by the Prudential Regulation Authority that highlights key regulatory news and publications delivered for the month.
Preliminary Report	Reports	{INT}	Document issued by an agency or entity summarizing the preliminary outcomes of a study, project or investigation.
Presidential Document	Agency Updates	{US}	Presidential documents include Executive Orders and proclamations, as well as other documents such as determinations, letters, memorandums, and reorganization plans issued by the President of the United States of America.
Press Release	News	{US-NY,US-PA,LUX,JP,DEU,IDN,CAN,US-NM,US-NC,US-NE,US-LA,SGP,MYS,NLD,HKG,US-FL,FRA,CH,US-OH,US-IA,EU,US-TX,US-ME,CAN-QC,INT,US-CA,US,ITA,US-GA,UK,RUS,MEX,BRA}	Document published by an agency with an official statement delivered to members of the news media for the purpose of providing information, an official statement, or making an announcement.
Principles	Agency Updates	{INT}	Documents explaining a non‐binding set of best practice guidelines governing a specific agency or industry.
Prohibition from Banking	Enforcements	{US}	Document related to a severe type of enforcement action issued when an individual affiliated with a bank violates a law, C&D, or condition imposed in writing or engages in unsafe or unsound banking practices.
Prohibition Order	Enforcements	{US}
Promotional	Agency Updates	{UK}	Document published by an agency or company relating to the publicizing of a product, organization, or venture so as to increase sales or public awareness.
Proposal	Agency Updates	{EU,SGP,INT}	Document that announces and explains the agency’s plan to address a problem or accomplish a goal.
Proposed Rule	Regulations	{US-AK,US-WA,US-CO,US-NY,US-OH,US-CA,US-NV,US,US-TX,US-AZ,US-IA,US-CNMI,US-HI,US-VT,US-MN,US-WY,US-GA,US-MI,US-DE,US-FL,US-IL}	Document that announces and explains the agency’s plan to address a problem or accomplish a goal.
Prudential Regulation	Regulations	{UK}	Document with a type of financial regulation that requires financial firms to control risks and hold adequate capital as defined by capital requirements, liquidity requirements, by the imposition of concentration risk limits, and by related reporting and public disclosure requirements and supervisory controls and processes.
Public Act	Legislation	{US-ME,US-MI,US-IL}	Document with an act or statute affecting matters of public concern
Publication	Agency Updates	{CAN-AB,INT,JP,US-KY,US,CAN,UK}	Document issued by an agency, entity or organization to communicate relevant information to the public.
Public Consultation	Regulations	{INT}	Document related to a regulatory process by which the public’s input on matters affecting them is sought.
Quick Compliance Guides		{US}
Reference	Agency Updates	{INT}
Refusal Order	Enforcements	{US-IL}
Regulatory Agenda Item	Regulations	{US,UK}	Document issued by an agency with a report describing regulations currently under development or recently completed.
Regulatory Alert	Agency Updates	{US}	Documents published in the Federal Register and open for comment that may significantly affect small businesses.
Regulatory Digest	Agency Updates	{UK}	Document issued by the Prudential Regulation Authority that highlights key regulatory news and publications delivered for the month.
Regulatory Statement	Agency Updates	{INT}	Documents issued by an agency about its regulatory framework.
Report	Reports	{CAN-AB,US-AZ,CAN-BC,LUX,JP,CAN-ON,INT,US,UK,EU,CAN}	Document issued by an agency or entity that present data and information in an organized format about the agency activities or findings that are relevant for the public and regulated entities.
Requirement Notice	Notices	{UK}	Document issued by the Financial Conduct Authority (FCA) requiring a firm to carry out a “skilled person review”.
Research	Research & Papers	{EU,LUX,AUS,UK}	Documents published by an agency, entity or organization with an aim to provide a systematic investigation into and study of materials and sources in order to establish facts and reach new conclusions.
Research Publication	Research & Papers	{INT}	Document issued by an agency, entity or organization to communicate relevant research findings.
Response	Letters & Comments	{EU,SGP,JP,CAN,UK}
Revocation Order	Enforcements	{US-WI,US-CA,US-MS,US-FL,UK,US-ND,US-IL}
Risk Alert	Agency Updates	{US}	Document alerting about risk impacting a industry or activity.
Rule	Regulations	{US-NY,US-PA,JP,DEU,US-NJ,US-MI,US-PR,UK-VGB,US-LA,MYS,CAN-YT,US-DE,US-WA,CAN-NL,US-KS,US-NV,CHN,KNA,CAN-QC,US-IA,IRL,CAN-SK,US-WY,US-VT,US-AK,US-TX,US-MA,INT,US-CA,US,US-GA,US-MS,BHS,CAN}	Document with government statements that carry out or explain law or policy, or describe an agency’s organization or procedures.
Seminar	Events	{UK}	Documents related to a seminar held by an agency or entity, or the slides with the content of that conference.
Servicing Guide	Guidance	{US}	Document issued by an entity that guide the servicing policies.
Settlement Agreement	Enforcements	{US-NY,US-MA,US-KY,US-CA,US,US-IA,US-MS,UK,US-ND,US-IL}	Document that confirms a contractual agreement between parties to actual or potential litigation by which each party agrees to a resolution of the underlying dispute.
Speech	Agency Updates	{INT,SGP,US,AUS,CAN,UK,RUS,NLD}	Document presenting a transcription or summary of a speech given by an official or relevant person in the industry.
Sponsor Notice	Agency Updates	{UK}	Document issued as a part of the sponsor supervisory process of the FCPA.
SR Letter	Letters & Comments	{US}	Document that address significant policy and procedural matters related to the Federal Reserve System’s supervisory responsibilities.
Standard	Regulations	{INT}
Standards	Regulations	{INT}	Document issued by agencies or entities with a common set of principles, standards, and procedures that define the basis of policies and practices.
State Code	Regulations	{US-VA,US-PA,US-TN,US-NV,US-TX,US-NH,US-NY,US,US-NC,US-ND,US-NE,US-SD,US-DC,US-DE,US-FL,US-WA,US-WI,US-OR,US-KY,US-ME,US-OH,US-IA,US-ID,US-UT,US-IN,US-IL,US-CO,US-MA,US-AL,US-MO,US-MN,US-CA,US-OK,US-MI,US-AZ,US-MT,US-SC,US-CT}	Document with part or the entire official compilation and codification of the general and permanent local statutes of each one of the States of United States.
State Code Navigation		{US-VA,US-PA,US-TN,US-NV,US-TX,US-NH,US-NY,US,US-NC,US-ND,US-NE,US-SD,US-DC,US-DE,US-FL,US-WA,US-WI,US-OR,US-KY,US-ME,US-OH,US-OK,US-ID,US-UT,US-IN,US-IL,US-CO,US-MA,US-MO,US-MN,US-CA,US-IA,US-MI,US-AZ,US-MT,US-SC,US-CT}
Statement	Agency Updates	{FRA,US-NY,INT,SGP,JP,US,CAN-BC,CAN,UK}	Document published by an agency or entity to communicate a position or provide explanations to current situations.
Statement of Policy	Regulations	{UK}	Document with a declaration of a government’s political activities, plans and intentions relating to a concrete cause or, at the assumption of office, an entire legislative session.
Statistical Data Set	Agency Updates	{UK}	Documents that provide access to data set of statistical information.
Statute	Legislation	{US-GA,US-NY,US-PA,US-MA,US-AL,US-MO,US-MN,US-CA,US-MI,US-DE,US-TX,US-OH,US,US-CT,US-IN,US-IL}	Document with a formal written enactment of a legislative authority that governs the legal entities of a city, state, or country by way of consent.
Statute Navigation		{US-GA,US-NY,US-PA,US-MA,US-AL,US-MO,US-MN,US-CA,US-MI,US-IN,US-TX,US-OH,US,US-CT,US-DE,US-IL}
Statutory Guidance	Guidance	{UK,CAN-SK}	Document issued by an agency that sets out what entities or individuals must do to comply with the law.
Summary of Conclusions	Agency Updates	{INT,UK}
Supervisory Guidance	Guidance	{US-LA,US-IN,US,DEU}	Document that outlines the agencies’ supervisory expectations, priorities, and general views regarding appropriate practices.
Supervisory Letter	Letters & Comments	{US}	Document that address significant policy and procedural matters related to the Federal Reserve System’s supervisory responsibilities.
Supervisory Notice	Notices	{UK}	Document with a notice given by the appropriate regulator in accordance with the Financial Services and Markets Act 2000.
Supervisory Policy Manual	Guidance	{HKG}
Supervisory reports	Reports	{CH}	Document that contains extensive qualitative and quantitative data, excerpts from which are published by FINMA partly in an aggregated form in its annual Report on the insurance market.
Supervisory Statement	Agency Updates	{UK}	Documents that are aimed at facilitating firm and supervisory judgement in determining whether they meet rules expectations.
Termination Order	Enforcements	{US-MS,US,US-IL}
Testimony	Agency Updates	{US}	Document presenting a transcription or summary of a expert testimony presented to Congress, or an agency, on public policy issues.
Transparency reports	Reports	{CH}	Document published annually by FINMA that aims to increase transparency of occupational pension schemes and to positively influence the conduct of private insurers.
Undertaking	Agency Updates	{UK}	Document that present an assurance by one party to another party that they will fulfill the obligation that had been previously agreed on, but not written into a contract.
Unified Regulatory Agenda	Regulations	{US-NY,US}	Document that contains the collection of all agencies’ agendas with an introduction prepared by the Regulatory Information Service Center facilitated by the General Service Administration.
US Code	Legislation	{US}	Document with part or the entire official compilation and codification of the general and permanent federal statutes of the United States.
US Code Navigation		{US}
US Public Law	Legislation	{US}	Document with a public bill or joint resolution that has passed both chambers and been enacted into law.
Waivers and CRR Notice	Notices	{UK}	Documents issued by the FCA that are variations to Handbook rules and allows regulated entities to comply with a rule amended to fit their circumstances.
Warning Notice	Notices	{UK}	Document published by the FCA when they propose to take action.
Weekly Report	Reports	{UK}	Document published by the Bank of England every Thursday and shows positions as at the close of Wednesday, typically disclosing over 90% of its balance sheet by value.
Whitepaper	Research & Papers	{US}	Document containing an authoritative report or guide that informs stakeholders concisely about a complex issue and presents the issuing body’s philosophy on the matter.
Working Paper	Research & Papers	{EU,INT,UK,ITA}	Document published by an agency or entity that shows a pre-publication versions of Papers, reports, research, etc.
Workshop	Events	{UK}	Documents related to a workshop held by an agency or entity, or the slides with the content of that conference.