193 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements decreased 14% over the past 30 days


SEC issued enforcements: $225,742,880.78 over the past 30 days


117 Final Rules go into effect in the next 30 days


91 Mortgage Lending docs published in the last 7 days


1836 docs with 3519 extracted obligations from the last 7 days


99 new Proposed and Final Rules were published in the past 7 days


4940 new docs in pro.compliance.ai within the last 7 days


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july, 2020

16jul11:00 am1:00 pmNavigating Regulatory Change Emerging from a Pandemic


Event Details

As the pandemic drags the economy into recession, multiple federal agencies have pledged to help businesses survive the downturn. The regulators are also urging banks to do their part during this global crisis.

Join this virtual discussion to learn:

  • How banks can proactively navigate and advise around regulatory changes as we emerge from the “stay at home” period
  • How to minimize the negative effects it will have on the industry as we move forward in 2020
  • Why the COVID-19 crisis will drive compliance modernization

Register: https://www.compliance.ai/webinars/navigating-regulatory-change/#register



(Thursday) 11:00 am - 1:00 pm