2018 was an eventful year for RegTech, especially with regard to public and private sector collaboration. Technology companies and government agencies made strides in working together and promoting the use of advanced technology, like AI, to automate and streamline the complexity of the regulatory environment–particularly for the financial sector.
204 Enforcement Actions in the U.S. over past 30 days
FINRA enforcements decreased 20% over the past 30 days
SEC issued enforcements: $257,952,440.51 over the past 30 days
169 Final Rules go into effect in the next 30 days
76 Mortgage Lending docs published in the last 7 days
4349 docs with 7261 extracted obligations from the last 7 days
109 new Proposed and Final Rules were published in the past 7 days
11132 new docs in pro.compliance.ai within the last 7 days
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