How much could
I save with Compliance.ai?
Use our calculator to find out how much you can save with Compliance.ai Regulatory Change Management Solution.
213 Enforcement Actions in the U.S. over past 30 days
FINRA enforcements decreased 70% over the past 30 days
CME issued enforcements: $1,241,754.92 over the past 30 days
161 Final Rules go into effect in the next 30 days
41 Mortgage Lending docs published in the last 7 days
1460 docs with 2637 extracted obligations from the last 7 days
74 new Proposed and Final Rules were published in the past 7 days
5524 new docs in pro.compliance.ai within the last 7 days
Join us at the ABA RCC Conference, June 22-24
Considering RCM Solutions? Here’s an RFP to get started.
Richard (“Rick”) Dupree is a risk, compliance, and operations leader who contributed expertise at regional, national, and global financial services firms and fintechs, including Wells Fargo, Silicon Valley Bank, Bank of the West, and BNP Paribas and is currently engaged in risk management efforts in the startup, fintech space. In addition to his work in the incumbent bank and neobank spaces, Rick advises regtechs and financial services technology solution providers, is a recurring, contributing editor at Finextra.com, and sits on industry panels in the US and the UK speaking on risk and compliance challenges faced by banks and fintechs.