310 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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SEC issued enforcements: $289,563,885 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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123 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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964 new Proposed and Final Rules were published in the past 7 days

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16728 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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James Phillips

James Phillips is an expert on regulatory reporting issues and monitoring them on a global, jurisdictional and sectoral basis. James’s long client-facing experience with VERMEG - market leading solution provider - provides context for strategic input, empowering insight about how market changes drive demand for regulatory reporting solutions and ensures his recommendations always have client operational realities in mind. He has been a close participant throughout the ongoing Digital Regulatory Reporting agenda with UK and other regulators internationally, and across the wider RegTech field, as the paradigm of how reporting is done is reinvented. As a frequent industry speaker and provider, James is active in thought-leadership and collaboration.

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