230 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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SEC issued enforcements: $289,563,885 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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41 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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10059 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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Brian Shaw Headshot

Brian Shaw

Brian Shaw has worked in business process automation targeting risk and compliance for over 25 years, supporting hundreds of fortune 500 and mid-market firms across all industries. Since 2011 Brian has focused on Third-Party Risk, Compliance and Performance Management for the Financial Services Industry, as well as Master Data Management and Know Your Customer (KYC) challenges. At Mirato, Brian serves as Director of Financial Services Sales responsible for sales to Financial Services firms in North America and Europe.

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