Compliance.ai is the only regulatory change management software that is designed to mitigate risk, reduce costs, and increase confidence in compliance status for the entire enterprise in the banking, financial services, and insurance industry.
Our customers use Compliance.ai to automatically monitor regulatory updates, identify obligations, and ensure required changes are completed.
Regulatory Change Management by Compliance.ai mitigates the risk of non-compliance by automatically monitoring the regulatory environment for updates, organizing and interpreting regulatory content, ensuring change tasks are completed, and providing real-time insight on compliance status.
Monitor changes in the regulatory landscape with real-time dashboards that automatically collect and analyze new regulatory content from the sources and jurisdictions that matter to you.
LEARN MORE
Automatically highlight differences in regulatory content and identify obligations across jurisdictions and document versions. Map required updates to specific controls, policies, and business processes to understand the changes needed to ensure compliance.
LEARN MORE
Manage required changes by automatically assigning tasks to achieve compliance and mitigate risks. Monitor tasks, priorities, and workload across the organization and alert managers to overdue activities.
LEARN MORE
Speed audit and exam preparation and improve results by using certified audit reports that automatically collect evidence of compliance as the team completes regulatory change activities.
LEARN MORE
Receive immediate notifications when new enforcement actions and decisions are issued. Alerts include complete information such as respondents and penalties issued by regulators.
LEARN MOREFinancial services enterprises are overwhelmed with increasing volumes of financial regulatory information. The lack of automation for regulatory change management adversely affects your ability to be sure you are managing legal, risk, and compliance activities appropriately.
Legal, risk, and compliance teams can more easily achieve compliance by adopting regulatory change management software and automating regulatory change processes. Compliance.ai helps financial services enterprises mitigate risks, reduce costs, and gain confidence in their compliance status.
Common approaches used by legal, risk, and compliance teams to identify and track changes — internet searches, spreadsheets, emails, and endless meetings — often fall short.
| Basic START NOW | Pro SCHEDULE DEMO | Team SCHEDULE DEMO |
|---|
| Basic START NOW | Pro SCHEDULE DEMO | Team SCHEDULE DEMO | |
|---|---|---|---|
| Regulatory Intelligence | |||
| RCM Command Center | 1 | 1 | |
| Personalized Dashboards | 1 | 1 | |
| Custom Alerts | 1 | 1 | |
| Weekly Summaries | 1 | 1 | 1 |
| Monitor Regulatory Changes | 1 | 1 | 1 |
| Real-time Content | 1 | 1 | 1 |
| Auto-Translation | 1 | 1 | |
| Global Regulatory Content | 1 | 1 | |
| Enriched Documents | 1 | 1 | |
| AI-Powered Filtering | 1 | 1 | 1 |
| Regulatory Impact Analysis | |||
| Personalized Insights | 1 | 1 | |
| Jurisdiction Analysis | 1 | 1 | |
| Automatically Identify Obligations | 1 | 1 | |
| Third-Party Expert Guidance | 1 | 1 | |
| Annotation | 1 | 1 | |
| Manage Changes | |||
| Automatically Assign Tasks | 1 | ||
| Repeatable Processes | 1 | ||
| Automatically Track Task Completion | 1 | ||
| Manage Workflows | 1 | ||
| Share Team Folders | 1 | ||
| Seamless Integration with GRC | 1 | ||
| Resource Planning | 1 | ||
| Certified Audit Reports | |||
| X.509 Certified Audit Reports | 1 | ||
| Configurable Reports | 1 | ||
| Export Data to Spreadsheets | 1 | 1 | |
| Automatic Summarization and Pivot Tables in Spreadsheets | 1 | ||
| Distribute Reports | 1 | ||
| Enforcement Actions | |||
| Personalized Enforcement Tracker | 1 | 1 | |
| Filter Enforcements by Meta Data | 1 | 1 | |
| Enforcement Action Alerts | 1 | 1 | |
| Include Enforcement Actions in Workflow | 1 | ||
| Proven Implementation | |||
| Business Profiling to Automate Configuration | 1 | 1 | |
| Seamless GRC Integration | 1 | ||
| 1:1 Training | 1 | 1 | |
| Team Training | 1 | 1 | |
| Basic START NOW |
Pro SCHEDULE DEMO | Team SCHEDULE DEMO |
|---|
| Basic START NOW |
Pro SCHEDULE DEMO | Team SCHEDULE DEMO |
|---|---|---|
| Regulatory Intelligence | ||
| RCM Command Center | ||
| 1 | 1 | |
| Personalized Dashboards | ||
| 1 | 1 | |
| Custom Alerts | ||
| 1 | 1 | |
| Weekly Summaries | ||
| 1 | 1 | 1 |
| Monitor Regulatory Changes | ||
| 1 | 1 | 1 |
| Real-time Content | ||
| 1 | 1 | 1 |
| Enriched Documents | ||
| 1 | 1 | |
| AI-Powered Filtering | ||
| 1 | 1 | 1 |
| Regulatory Impact Analysis | ||
| Personalized Insights | ||
| 1 | 1 | |
| Jurisdiction Analysis | ||
| 1 | 1 | |
| Automatically Identify Obligations | ||
| 1 | 1 | |
| Third-Party Expert Guidance | ||
| 1 | 1 | |
| Annotation | ||
| 1 | 1 | |
| Manage Changes | ||
| Automatically Assign Tasks | ||
| 1 | ||
| Repeatable Processes | ||
| 1 | ||
| Automatically Track Task Completion | ||
| 1 | ||
| Manage Workflows | ||
| 1 | ||
| Share Team Folders | ||
| 1 | ||
| Seamless Integration with GRC | ||
| 1 | ||
| Resource Planning | ||
| 1 | ||
| Certified Audit Reports | ||
| X.509 Certified Audit Reports | ||
| 1 | ||
| Configurable Reports | ||
| 1 | ||
| Export Data to Spreadsheets | ||
| 1 | 1 | |
| Automatic Summarization and Pivot Tables in Spreadsheets | ||
| 1 | ||
| Distribute Reports | ||
| 1 | ||
| Enforcements & Decisions | ||
| Personalized Enforcement Tracker | ||
| 1 | 1 | |
| Filter Enforcements by Meta Data | ||
| 1 | 1 | |
| Enforcement Action Alerts | ||
| 1 | 1 | |
| Include Enforcement Actions in Workflow | ||
| 1 | ||
| Proven Implementation | ||
| Business Profiling to Automate Configuration | ||
| 1 | 1 | |
| Seamless GRC Integration | ||
| 1 | ||
| 1:1 Training | ||
| 1 | 1 | |
| Team Training | ||
| 1 | 1 | |
Unsure how to select the best regulatory change management solution for your firm? Our RFP Template can point you in the right direction.
CEO & Board Member
Asif Alam is the Chief Executive Officer at Compliance.ai. A leader in shaping disruptive technology, his experience includes building products using AI and natural language processing for GRC, payments, lending, risk, trading, and new solutions, from Fortune 500 companies to startups.
In his most recent role, he served as the Chief Strategy Officer of ThoughtTrace, unlocking new revenue streams and markets, and reignite portfolio growth. ThoughTrace was then acquired by Thomson Reuters in 2021.
He brings more than 20 years of management and business experience; increasing profitability, unlocking new revenue streams and markets, and reignite portfolio growth for companies like Thomson Reuters, Crux Informatics, and Finastra. Asif is a forward-thinking expert driving engagement via client forums, public presentations, and white papers.
You can find more about Asif Alam at http://www.linkedin.com/in/asifalam
