config_location

Name of the Archer Evolv SC instance configuration file for the environment (on AWS S3).

Managed by Archer Evolv

String

operational_mode

Archer Evolv SC instance operational mode: Each SC instance has a unique operational mode. Possible values for Operational Mode:

• Publish to Archer, SAI 360, etc. Published to SFTP, CSV format: SFTP_CSV

• Publish to 360 Factors, MetricStream, etc. Published to SFTP, JSON format: SFTP

• Publish to LogicGate using LogicGate API: LG

• Publish to LogicManager using LogicManager API: LM

• Publish to AuditBoard Cross Comply, using AuditBoard API: AB

• Publish to Microsoft Azure using MS-API: MS_API

• Publish annotated/labeled Archer Evolv content: PUBLISH_NEW_LABELS

• Publish new versions of annotated/labeled Archer Evolv content: UPDATE_LABEL_VERSION

• Bulk process/import pre-existing, pre-mapped content in Archer Evolv: Associate_Label_To_Doc

• Perform instructions outlined in a user defined workflow update: SC_Operations

UPDATE_LABEL_VERSION

String

api_key

Archer Evolv provided API key for accessing Archer Evolv SC functionality
(generated during API access activation)

Managed by Archer Evolv

String

doc_limit_count

Maximum number of documents to process as part of each Archer Evolv API run.

200

String

how_long_to_postpone_enforcements

Number of days to postpone enforcement action processing while Archer Evolv retrieves enhanced meta data (to prevent double publication) .

7

String

max_records

Maximum number of tasks being processed per SC run

200

String

LogLevel

Log level for debugging purposes or providing information.

DEBUG or INFO

String

frequency

Frequency of SC execution (Every 15 minutes to 1 once a day)

multi

String

publish_mode

Enable and use only when SC is setup to retrieve tasks and docs

docs_and_tasks

String

max_execution_time

Maximum execution time in minutes.

15

String

refresh_jurisdictions_cache_days

Frequency (days) to refresh jurisdictions cache

400

String

enforcement_category_doc_types

Document types associated with enforcement actions and penalties.

["Enforcement Document", "Enforcement Action", "Cease and Desist", "Civil Money Penalty", "Complaint", "Consent Order", "Decision", "Enforcement", "Final Decision", "Final Notice", "Final Order", "Financial Sanction", "Monetary Penalty", "Notice of Intent", "Prohibition from Banking", "Prosecutions", "AWCs (Letters of Acceptance, Waiver, and Consent)"]

List

resource_category_doc_types

Document types associated with resource categories.

["CFR", "CFR Navigation", "US Code", "US Code Navigation", "US Public Law", "US Public Law Navigation", "State Code", "State Code Navigation", "Statute", "Statute Navigation", "Guide Navigation", "Guide", "Rule Navigation"]

List

CAI_doctypes_cached

File name for the cached Archer Evolv document types for performance purposes
(Refreshed periodically every 24 hours by Archer Evolv SC)

CAI_doctypes_cached.csv

String

CAI_jurisdictions_cached

File name for the cached Archer Evolv jurisdictions for performance purposes (refreshed periodically every 24 hours by Archer Evolv SC)

Managed by Archer Evolv

String

PUBLISH_NEW_LABELS

See section PUBLISH_NEW_LABELS

{.. }

Dictionary

UPDATE_LABEL_VERSION

See section UPDATE_LABEL_VERSION

{.. }

Dictionary

DOC_LABEL

See section DOC_LABEL

{.. }

Dictionary

AB

Connection and mapping Instructions for AuditBoard See section AB

{.. }

Dictionary

SFTP_CSV

Connection and mapping Instructions for any system using SFTP published content that is CSV formatted. See section SFTP_CSV

{.. }

Dictionary

SFTP

Connection and mapping Instructions for any system using SFTP published content that is JSON formatted. See section SFTP

{.. }

Dictionary

cached_regulations_file

File name for the cached Archer Evolv regulations for performance purposes
(Refreshed periodically every 24 hours by Archer Evolv SC)

Managed by Archer Evolv

String

CAI_Org_Users_cached

File for caching user email & team subscribers/licenses for performance purposes (Refreshed periodically every 24 hours by Archer Evolv SC)

Managed by Archer Evolv

String

gdrive_access_info

Access information for publishing content to a Google Drive folder

Managed by Archer Evolv

List

upload_rules

When publishing content, what type of content to upload and where (SFTP, S3, GDRIVE, etc.)

"upload_rules": {"output_doc_name": ["SFTP","S3"], "outputFile_obl": ["SFTP","S3"], "outputFile_ann": ["SFTP","S3"], "outputFile_task": ["SFTP","S3"],

"outputFile_recent":["SFTP","S3"], "outputFile_obl_recent":["SFTP","S3"], "outputFile_ann_recent": ["SFTP","S3"],"outputFile_task_recent": ["SFTP","S3"], "outputFile_auth_recent":["SFTP","S3"], "outputFile_auth_l":["SFTP","S3"] }

Dictionary

section

Conditions for the "section" parameter

[{"group": "r1","condition": "not equal to","value": ""},{"group": "r2","condition": "not equal to","value": ""},{"group": "r3","condition": "equals","value": "ANY"}]

Array

framework_item_custom_select5_option_id

Conditions for the "framework_item_custom_select5_option_id" parameter

[{"group": "r1","condition": "not equal to","value": ""},{"group": "r2","condition": "equals","value": "ANY"}]

Array

subsection

Conditions for the "subsection" parameter and for different rules

[{"group": "r1","condition": "not equal to","value": ""},{"group": "r2","condition": "not equal to","value": ""},{"group": "r3","condition": "equals","value": "ANY"}]

Array

uid

Conditions for the "uid" parameter and for different rules

[{"group": "r1","condition": "not equal to","value": ""},{"group": "r2","condition": "not equal to","value": ""},{"group": "r3","condition": "not equal to","value": ""},{"group": "r4","condition": "equals","value": "ANY"}]

Array

name

Conditions for the "name" parameter and for different rules

[{"group": "r1","condition": "not equal to","value": ""},{"group": "r2","condition": "not equal to","value": ""},{"group": "r3","condition": "equals","value": "ANY"}]

Array

custom_text4

Conditions for the "custom_text4" parameter and for different rules

[{"group": "r1","condition": "not equal to","value": ""},{"group": "r2","condition": "equals","value": "ANY"}]

Array

framework_item_custom_select4_option_id

Conditions for the "framework_item_custom_select4_option_id" parameter and for different rules

[{"group": "r1","condition": "not equal to","value": ""},{"group": "r2","condition": "equals","value": "ANY"}]

Array

unique_identifier_prefix

"label name" prefix that triggers the unique publication consideration.

"unique_identifier_prefix": "BU:"

Key-Value paid

unique_identifier_attribute

Name of any attribute mentioned in the Obligation_Mapping or Annotation_Mapping sections of this service connector config document that uniquely identifies each published row for mapping purposes. Default value (If not specified): "guid"

"unique_identifier_attribute":"Archer Evolv Review ID"

Key-Value paid

unique_row_per_label

Publishing multiple records for each annotation/obligation entry in Archer Evolv that has one or more associated labels.

"unique_row_per_label":"true",

Key-Value paid

include_in_output

Ignore this attribute in the mapped output

"include_in_output":"false"

Key-Value paid

subsection

Maps the "United States of America" to "US Federal"

{"United States of America": "US Federal"}

Object

framework_item_custom_select5_option_id

Maps options for the "REGULATION APPLICABLE?" field

{"friendly_name": "REGULATION APPLICABLE?", "Yes": "1", "No": "2", "Y": "1", "N": "2"}

Object

framework_item_custom_select3_option_id

Maps options for the "Requirement_Level" field

{"friendly_name": "Requirement_Level", "Federal": "1", "State": "2", "Provincial": "3"}

Object

framework_item_custom_select2_option_id

Maps options for the "Country" field

{"friendly_name": "Country", "Australia": "1", "Canada": "2", "UK": "3", "US": "4"}

Object

framework_item_custom_select4_option_id

Maps options for the "Cons/FinCrime" field

{"friendly_name": "Cons/FinCrime", "Consumer": "1", "Financial Crime": "2"}

Object

Framework Category

Maps options for the "Framework Category" field

{"friendly_name": "Framework Category", "Compliance": "1", "ESG": "2"}

Object

Self-Assessment Result

Maps options for the "Self-Assessment Result" field

{"friendly_name": "Self-Assessment Result", "Pass": "1", "Fail": "2", "Other": "3"}

Object

uid

label suffix maps to the unique identifier attribute value in destination system

"uid"

String

section

label suffix maps to the the section attribute in destination system

"section"

String

subsection

label suffix maps to the subsection attribute in destination system

"subsection"

String

name

label suffix maps to the name attribute in destination system

"name"

String

framework_item_custom_select5_option_id

label prefix maps to regulatory applicability attribute in destination system

"reg applicability"

String

framework_item_custom_select2_option_id

The label prefix for country attribute

"country"

String

custom_text4

The label prefix for lifecycle attribute

"lifecycle"

String

framework_item_custom_select4_option_id

The label prefix for Cons/FinCrime attribute

"Cons/FinCrime"

String

wf_sc_auto_q_labelled_docs

Name of the workflow that initiates the PUBLISH_NEW_LABELS

Activities. To disable the PUBLISH_NEW_LABELS actions, mark the task as Done.

wf_sc_auto_q_labelled_docs

string

wf_sc_publish_label

Name of the workflow to use for monitored labels. Newly labeled content is added to this workflow automatically

wf_sc_publish_label

string

alert_sc_version_link

Name of the dynamically Archer Evolv SC managed Alert that aggregates newly published labels. If new versions of labeled content are published, they are tracked in this alert -> they will also be published to the 3rd party system.

alert_sc_version_link

string

last_label_review_date_file

Last review date file for labels. Last time that newly labeled content was checked by the Archer Evolv SC.

Archer Evolv managed

string

Cache_Workflow_Info

Flag indicating whether to cache workflow information for performance purposes (refreshed periodically every 24 hours by Archer Evolv SC)

True

Bool

CAI_Org_Workflow_file

File containing cached Archer Evolv organization workflow information

Archer Evolv managed

string

Apply_Label_To_New_Versions_Task_name_prefix

Prefix for the task name to apply labels to new versions

__SC_Label_Other_Versions

string

wf_sc_auto_q_labelled_docs

Name of the workflow that initiates the PUBLISH_NEW_LABELS

Activities. To disable the PUBLISH_NEW_LABELS actions, mark the task as Done.

wf_sc_auto_q_labelled_docs

string

wf_sc_publish_label

Name of the workflow to use for monitored labels. Newly labeled content is added to this workflow automatically

wf_sc_publish_label

string

alert_sc_version_link

Name of the dynamically Archer Evolv SC managed Alert that aggregates newly published labels. If new versions of labeled content are published, they are tracked in this alert -> they will also be published to the 3rd party system.

alert_sc_version_link

string

last_label_review_date_file

Last review date file for labels. Last time that newly labeled content was checked by the Archer Evolv SC.

Archer Evolv managed

string

Cache_Workflow_Info

Flag indicating whether to cache workflow information for performance purposes (refreshed periodically every 24 hours by Archer Evolv SC)

True

Bool

CAI_Org_Workflow_file

File containing cached Archer Evolv organization workflow information

Archer Evolv managed

string

relating_advanced_matching_critera

Advanced matching criteria for relating labels. Versioned documents are linked directly by Archer Evolv based on the source’s docket for example, and/or based on this criteria.

(this_doc.title == matched_doc.title and this_doc.agencies == matched_doc.agencies and this_doc.cai_category == matched_doc.cai_category and this_doc.location_id == matched_doc.location_id) or (this_doc.docket_id == matched_doc.docket_id or this_doc.official_id == matched_doc.official_id)

string

Step 1:
Prepare an external list and associate them to Archer Evolv content/labels with the following attributes:

• Provide (Doc_id or Citation) or both, and (Label_id or Label_name) or both for each row:

• Doc_id: ID of document in Archer Evolv

• Citation: Citation notation reference for rule/citation being labeled

• Label_id: the label to be used for this citation/document

• Label_name: Name of the label in Archer Evolv

Step 2:

Save/download the new spreadsheet as a Comma Separated Value file, for example: "Label_to_Doc.csv"

Step 3:
Attach the Label_to_Doc.csv document to a Archer Evolv task that is associated with the document.

Step 4:

Mark your task as Complete

Step 5:

Wait for the next Service Connector run (1-12 hours)
Archer Evolv SC processes the document (Label_to_Doc.csv) and attaches the results as a report to the document task automatically.

Step 6:

Once complete, review the report attached to the Service Connector task, which provides the results of the processing on a per-row basis (date/time, success, failure, and error code)

Attribute to be included

Sample Attribute description

Attribute Type

Required Attribute

Friendly name in
GRC system

annotation_group

Unique group of sentences that form an annotation. As exported from CAI "annotation_groups" attribute: "first_sentence_id" + "_" + last_sentence_id"

String

Mandatory

N/A (lookup)

DocumentID

Unique identifier of the Document in Archer Evolv. Associated with each Annotation Group (1 DocumentID would be associated with many Annotation Groups

String

Mandatory

N/A (lookup)

name

Value mapped to GRC system Item "name" field

String

Optional

name

framework_item_custom_select5_option_id

Value mapped to destination "framework_item_custom_select5_option_id" field

Integer

Optional

Regulation Applicable to you

custom_text4

Value mapped to destination system Item "custom_text4" field

String

Optional

Lifecycle

subsection

Value mapped to destination system "subsection" field

String

Optional

subsection

any other field(s)

Value mapped to destination system to any other field(s)

String

Optional

name of field(s) in GRC system

Process for using external attribute files

Step 1:

Open the new spreadsheet & populate rows 2 onwards with actual data, following the schema outlined above

Step 2:

Save/download the new spreadsheet as a Comma Separated Value file, for example: "abc.csv"

Step 3:

Attached "abc.csv' to a Archer Evolv task that is associated with the document & annotations referenced in "abc.csv", using "Provide External Assessments for Annotations" workflow as your template

Step 4:

Mark your task as Complete

Step 5:

Wait for the next Service Connector run (1-12 hours)

Step 6:

Once complete, review the report attached to the Service Connector task, which provides the results of the processing on a per-row basis (date/time, success, failure, and error code)

annotation_group

Unique group of sentences that form an annotation. As exported from Archer Evolv "annotation_groups" attribute: "first_sentence_id" + "_" + last_sentence_id"

String

Mandatory

DocumentID

Unique identifier of the Document in Archer Evolv . Associated with each Annotation Group (1 DocumentID would be associated with many Annotation Groups

String

Mandatory

LabelName

Name of Label to be associated with the annotation group

String

Mandatory

LabelID

Archer Evolv Label ID associated with the Label Name

Integer

Optional

Process for using external label files

Step 1:

Open a new spreadsheet & populate rows with header & actual data, following the schema in CSV File format above

Step 2:

Save/download the new spreadsheet as a Comma Separated Value file, for example: "abc.csv"

Step 3:

Attached "abc.csv' to a Archer Evolv task that is associated with the document & annotations referenced in "abc.csv", using the Archer Evolv "Associate User provided Labels to Annotation Groups" workflow as your template

Step 4:

Mark your task as Complete

Step 5:

Wait for the next Service Connector run (1-12 hours depending on the frequency)

Step 6:

Once complete, review the report attached to the Service Connector task, which provides the results of the processing on a per-row basis (date/time, success, failure, and error code)

Document_Task_name_prefix

Prefix for document task names

__SFTP_CSV_DOC__

String

Annotation_Task_name_prefix

Prefix for annotation task names

__SFTP_CSV_ANN__

String

Obligation_Relevant_Task_name_prefix

Prefix for relevant obligation task names

__SFTP_CSV_OBLR__

String

Obligation_All_Task_name_prefix

Prefix for all obligation task names

__SFTP_CSV_OBL__

String

Auth_Source_Task_name_prefix

Prefix for authorization source task names

__SFTP_CSV_RES__

String

Associate_Label_to_Doc_Task_name_prefix

Prefix for task names to associate labels with documents

Associate_Label_to_Doc

String

Associate_Label_to_Annotation_Task_name_prefix

Prefix for task names to associate labels with annotations

Associate_Label_to_Annotation_Task_name_prefix

String

auth_source_levels

Number of authorization source levels

4

Integer

Regulations

Regulations information

String

ftp_server

FTP server address

complianceai.files.com

String

ftp_uid

FTP server username

complianceai_uid

String

ftp_pwd

FTP server password

pwd

String

ftp_key_file

Path to the key file for FTP authentication

Managed by Archer Evolv

String

sftp_folder

SFTP folder name

String

exportfiles_folder_incremental

Folder name for incremental export files

_Internal/incremental

String

exportfiles_folder

Folder name for export files

_Internal

String

destination_type

Type of destination (e.g., sftp, ftp)

sftp

String

doc_name_prefix

Prefix for document names

ab_Files_

String

recent_document_name

File name for the recent document CSV file

DOCS_RECENT.csv

String

recent_obligation_name

File name for the recent obligation CSV file

OBLS_RECENT.csv

String

recent_annotation_name

File name for the recent annotation CSV file

ANNS_RECENT.csv

String

recent_auth_name_l0

File name for the recent authorization (level 0) CSV file

AUTH_RECENT_L0.csv

String

recent_auth_name_l1

File name for the recent authorization (level 1) CSV file

AUTH_RECENT_L1.csv

String

recent_auth_name_l2

File name for the recent authorization (level 2) CSV file

AUTH_RECENT_L2.csv

String

recent_auth_name_l3

File name for the recent authorization (level 3) CSV file

AUTH_RECENT_L3.csv

String

max_recent_days_records

Maximum number of days to maintain 'recent' information in 'recent" files.

SC purges records in the 'recent' file which have been published by the SC more than max_recent_days_records ago, each time it runs.

2

String

Document_Mapping

See section Document_Mapping

{..}

complex

Annotation_Mapping

See section Annotation_Mapping

{..}

complex

Obligation_Mapping

See section Obligation_Mpping

{..}

complex

Auth_Mapping_0

See section Auth_Mapping_0

{..}

complex

Auth_Mapping_1

See section Auth_Mapping_1

{..}

complex

Auth_Mapping_2

See section Auth_Mapping_2

{..}

complex

Auth_Mapping_3

See section Auth_Mapping_3

{..}

complex

bpm_directly_relevant_label_prefix

Label prefix to use to specify documents relevant to business. Append name of business as specified in Evolv for this business profile to the label.

string

Optional

Directly Relevant to

Use to customize how directly relevant documents are labeled for each business.

bpm_indirectly_relevant_label_prefix

Label prefix to use to specify documents indirectly relevant to business. Append name of business as specified in Evolv for this business profile to the label.

string

Optional

Indirectly Relevant to

Use to customize how indirectly relevant documents are labeled for each business.

bpm_not_relevant_label_prefix

Label prefix to use to specify documents not-relevant to business. Append name of business as specified in Evolv for this business profile to the label.

string

Optional

Not Relevant to

Use to customize how non-relevant documents are labeled for each business.

bpm_directly_relevant_label

Label to use to specify documents relevant to business.

string

Optional

-

Use for explicit labeling of directly relevant documents.

bpm_indirectly_relevant_label

Label to use to specify documents indirectly relevant to business.

string

Optional

-

Use for explicit labeling of indirectly relevant documents.

bpm_not_relevant_label

Label to use to specify documents not-relevant to business.

string

Optional

-

Use for explicit labeling of non-relevant documents.

bpm_relevant_to_theme_label_prefix

Label prefix to use to specify documents relevant to theme (alert and associated label). Append theme name as specified in Evolv for this alert name to the label.

string

Optional

Relevant to theme:

Use to customize how documents relevant to a theme are labeled.

bpm_not_relevant_to_theme_label_prefix

Label prefix to use to specify documents not relevant to theme (alert and associated label). Append theme name as specified in Evolv for this alert name to the label.

string

Optional

Not Relevant to theme:

Use to customize how documents not relevant to a theme are labeled.

bpm_processing_type

Determines the operating mode of BPM run.
• bpm_process_all_alerts: process all alerts associated with WF
• bpm_process_active_themes: process all active themes passed to the BPM process (advanced, Archer Evolv system setup)
• bpm_process_doc_list: process documents associated with the WF

bpm_process_doc_list
bpm_process_all_alerts
bpm_process_active_themes

Optional

bpm_process_doc_list

Choose based on whether you want to process all alerts, all active themes, or just a specific document list.

bpm_enforce_doc_list

Ignored if bpm_process_all_alerts is used for bpm_processing_type. Determines if BPM process should evaluate the list of matching docs or matching docs + revisiting all alerts associated with the workflow.

If set to True → only workflow→alert→matching docs are evaluated.
If set to False → BPM will re-evaluate all alerts associated with the workflow (as of the last run) regardless of any unprocessed documents currently in the workflow.

true
false

Optional

false

Set true for strict doc list evaluation; false to include all alerts.

bpm_enforce_last_run_date

Ignored if bpm_process_doc_list is used for bpm_processing_type. Determines if BPM process should evaluate alerts associated with the BPM workflow regardless of the last time it was run.

If set to False → Full Run: BPM will process all matching documents which don't have matching pre-defined labels.
If set to True → Incremental Run: BPM will only process newly matching documents since the process was last run regardless of any unprocessed documents currently in the workflow.

true
false

Optional

true

Set true for incremental runs (process only new/updated items); false for a full run.

bpm_enforce_label_list

Assess relevance of document against the listed labels.

list of strings

Optional

-

Use for custom relevance checks by specifying label names.

cqa_assess_risk

Assess the risk(s) associated with not executing a control.

true
false

Optional

true

Enable for risk-based prioritization.

cqa_assess_cadence

Assess the frequency specified for executing a control.

true
false

Optional

true

Enable for operational consistency.

cqa_assess_test_procedure

Assess test procedure associated to a control.

true
false

Optional

true

Enable for audit readiness.

cqa_assess_owner

Assess the owner(s) associated with a control.

true
false

Optional

true

Enable for accountability.

cqa_assess_alignment

Assess control procedure existence as it relates to control standards or regulatory obligations.

true
false

Optional

false

Enable for regulatory compliance.

title

Extraction rule for the document title

["title.{'length':300}”]

array

description

Extraction rule for the document description

["summary_text"]

array

link

Extraction rule for the document link

["web_url"]

array

guid

Extraction rule for the document GUID or identifier

["id"]

array

Doc ID

Extraction rule for the document ID

["id"]

array

category

Extraction rule for the document category

["cai_category_id.{'lookup':'DocTypes'}"]

array

pubDate

Extraction rule for the document publication date

["publication_date.{'date_convert':'UTC'}"]

array

jurisdiction

Extraction rule for the document jurisdiction

["jurisdiction.{'lookup':'Jurisdiction'}"]

array

summary_text

Extraction rule for the document summary text

["“summary_text”"]

array

pdf_url

Extraction rule for the document PDF URL

["{'pre_val':'https://pro__compliance__ai/content?overlay=pdf-overlay&renderfromtask=tasks&summary_id='}"], ["id"]

array

effective_on

Extraction rule for the document effective date

["rule.effective_on.{'date_convert':'UTC'}"]

array

comments_close_on

Extraction rule for the document comments close date

["rule.comments_close_on.{'date_convert':'UTC'}"]

array

cfr

Extraction rule for the document CFR

["official_id"]

array

topic

Extraction rule for the document topic

["topics.{'attrib':'name', 'scope':'*', 'delim':','}"]

array

agency

Extraction rule for the document agency

["agencies.{'attrib':'short_name' , 'scope':'*' , 'delim':','}"

"],

[""mainstream_news.news_source.name"

"]

array

docket_id

Extraction rule for the document docket ID

["docket_ids.[0]"]

array

DateProcessed

Extraction rule for the document processed date

["{'proc_date':'UTC'}"]

array

Auto Summary

Extraction rule for the document auto summary

["summaries."0].summary_sentences.{'attrib':'', 'scope':'', 'delim':' ', 'length':20000}"]

array

CreatedDate

Extraction rule for the document creation date

[“created_at.{'date_convert':'UTC'}"]

array

doc_labels

Extraction rule for the document labels

["{'doc_label':'True'}.{'attrib':'label', 'scope':'*', 'delim':',','length':20000}""]

array

workflow_name

Extraction rule for the document workflow name

[“{'WORKFLOW_NAME':'true'}"]

array

location

Extraction rule for the document location

[“document_location.{'attrib':'title', 'scope':'*', 'delim':','}"]

array

Date Review Started

Date when the review started

[“{'proc_date':'UTC'}"]

Array

Review Description

Description of the review

["sentences_text"]

Array

Review Status

Status of the review

["{'pre_val':'In Progress'}"]

Array

Analysis

Type of analysis

["{'pre_val':'Annotation Review'}"]

Array

Policy Change Overview

Overview of policy changes

["labels.{'attrib':'label', 'scope':'*', 'delim':',','length':20000}"]

Array

Comments

Comments related to the review

["comment_threads.[*].comments.{'attrib':'richtext', 'scope':'', 'delim':',' , 'l':20000, 'attrib_type':'richtext'}”]

Array

Type of Impact

Type of impact

["{'pre_val':'Policy Change'}"]

Array

Archer Evolv Regulatory Intelligence Items (GUID)

GUIDs of Archer Evolv regulatory intelligence items associated with the review

["{'service_var':'document_id'}”]

Array

Archer Evolv Review ID

Unique ID of the Archer Evolv review

["first_sentence_id"], ["{'pre_val':'_'}"], ["last_sentence_id"]

Array

DateProcessed

Date when the item was processed

["{'proc_date':'UTC'}"]

Array

guid

GUID of the review

["first_sentence_id"], ["{'pre_val':'_'}"], ["last_sentence_id"]

Array

Date Review Started

Start date of the obligation review

[“{'proc_date':'UTC'}”]

Extraction Rule

Review Description

Description of the obligation review

["”sentences_text'”]

Extraction Rule

Review Status

Status of the obligation review

[{'pre_val':'In Progress'}"]

Extraction Rule

Analysis

Indication that it is an obligation review

[{'pre_val':'Obligation Review'}"]

Extraction Rule

Policy Change Overview

Overview of policy changes

["labels.{'attrib':'label', 'scope':'*', 'delim':','length':20000}'"]

Extraction Rule

Comments

Comments related to the obligation review

["comment_threads.[*].comments.{'attrib':'richtext', 'scope':'', 'delim':'n' , 'l':20000, 'attrib_type':'richtext'}'"]

Extraction Rule

Type of Impact

Type of impact (e.g., policy change)

[{'pre_val':'Policy Change'}"]

Extraction Rule

Archer Evolv Regulatory Intelligence Items (GUID)

GUID of Archer Evolv Regulatory Intelligence items

[{'service_var':'document_id'}"]

Extraction Rule

Archer Evolv Review ID

ID of the Archer Evolv review, including first and last sentence IDs

["first_sentence_id', {'pre_val':'_'}, 'last_sentence_id'"]

Extraction Rule

is_system_obligation

Flag indicating if it is a system obligation

["is_system_obligation'"]

Extraction Rule

DateProcessed

Processed date of the obligation

[{'proc_date':'UTC'}"]

Extraction Rule

title

Title of the main document

["main_doc_attrib.title.{'length':300}'"]

Extraction Rule

agency

Agency responsible for the obligation, including short name and news source name

["main_doc_attrib.agencies.{'attrib':'short_name' , 'scope':'*' , 'delim':','}"],

["main_doc_attrib.mainstream_news.news_source.name"]

Extraction Rule

effective_on

Effective date of the main document

[“main_doc_attrib.rule.effective_on.{'date_convert':'UTC'}”]

Extraction Rule

guid

GUID or identifier of the obligation, including first and last sentence IDs

["first_sentence_id', {'pre_val':'_'}, 'last_sentence_id"]

Extraction Rule

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Determines if the solution should extract obligations, sugge..., ec. If turned Off => the "depends on" attributes are ignored

true
false

Optional

true

collection_name

Always set to true to use this feature

AUTO_LABEL_IRRELEVANT_OBLIGATION_TYPE

Classify "obligaiton type" even if obligation is deemed as irrelevant

true
false

Optional

false

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Enable when downstream systems still require obligation type metadata even for irrelevant obligations.

SUB_OBLIGATION_PREFIX

Text appearing before the extracted sub-obligaitons; can be used to identify sub-obligations

string of characters

Optional

Req.: '

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Use when documents contain enumerated obligation lists (e.g., (a), (b), (c)) that need consistent parsing.

SUB_OBLIGATION_TYPE_LABEL

Text appearing as the label for sub-obligaitons, can be used to filter/identify sub-obligations

Alpha-numeric string of characters

Optional

Sub Obligation

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Use when sub-obligations need a unique label for grouping, reporting, or GRC ingestion filters.

SUB_OBLIGATION_CONFIDENCE_IN_SUMMARY

Display AI Operator's confidence in the sub-obligaiton, appearing in the justification "summary" section, in this format: [Confidence level:75%]

true
false

Optional

true

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Enable when users require visibility into AI certainty for auditability or oversight workflows.

RECONCILE_SUB_AND_COARSE_OBLIGATION_RELEVANCE

Sync relevance assessment: if any sub-obligation is mapped to one or many Risks, BUs or Legal Entities, and the sub-obligation type is consequential (Obligatory, Procedural, Conditional or Prohibitive) => the coarse-grained obligation is also labelled as relevant.

true
false

Optional

true

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Enable when relevance evaluation must remain consistent between granular findings and overall obligation.

AUTO_ANNOTATE_RELEVANCE_JUSTIFICATION

Add justification as an annotation comment to each obligation.

true
false

Optional

true

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Set to true to add explanations

AUTO_LABEL_BU_AND_RISKS

Classify obligations by Business Unit labels or Risk labels (with Risk: prefix).

true
false

Optional

false

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Enable when BU/Risk mapping is needed

AUTO_LABEL_CITATION_NAME

Add a citation-style label to the obligation name.

true
false

Optional

true

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Enable for traceability back to source

AUTO_LABEL_OBLIGATION_TYPE

Classify the type of obligation (e.g., Obligatory, Prohibitive, etc.).

true
false

Optional

true

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Enable to categorize obligations by type

AUTO_LABEL_RELEVANT_THEMES

Classify obligations by matching business or operational themes.

true
false

Optional

true

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Enable if you want theme tagging for obligations

AUTO_LABEL_SIMILAR_OBLIGATIONS

Cluster similar obligations using matching language within the specified collection.

true
false

Optional

false

collection_name

Enable when documents have repeated obligations

DEFAULT_GROUP_OBLIGATION_PREFIX

Default prefix name to use for Grouped/clustered obligation labels

string

Optional

Group:

AUTO_LABEL_SIMILAR_OBLIGATIONS

Customize grouping label names

collection_id

Collection ID in Evolv to create obligations in. Provide this or collection_name.

Collection ID

Optional

-

collection_name

Use if you prefer collection_id over collection_name

collection_name

Collection name in Evolv to create obligations in.

Collection name

Optional

public

-

Use to target which collection obligations will be created in

create_non_relevant_obligations

Create obligations for non-relevant/non-obligatory segments based on scope.

true
false

Optional

true

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Enable if you want to capture non-relevant segments too

create_obligations_in_app

Create obligations in E4C or perform a dry run (report only).

true
false

Optional

true

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Use false for testing before creating records

CREATE_SUGGESTED_CONTROL

Create suggested controls as actual E4C control records and auto-link to obligations.

true
false

Optional

true

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Enable if you want suggested controls created as records

LINE_OF_BUSINESS_SCOPE

Line of Business scope to apply within the document.

org
team

Optional

org

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Use team when scoping to a specific Evolv team

LINE_OF_BUSINESS_TEAM_NAME

If LINE_OF_BUSINESS_SCOPE is team, specify the E4C team name.

E4C team name

Optional

nan

LINE_OF_BUSINESS_SCOPE

Required when LINE_OF_BUSINESS_SCOPE is team

auto_process_children

Also process all children/grand-children of the document.

true
false

Optional

true

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Enable for resource-type docs with nested children

SUGGEST_CONTROL

Add suggested controls as annotation comments to obligations.

true
false

Optional

true

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Enable if you want control suggestions in comments

GRANULARITY_LEVEL

Determines the specificity and focus level of the obligation extraction.

fine
coarse

Optional

coarse

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Use fine when you need detailed obligations

CREATE_SUB_OBLIGATIONS

Break down coarse obligations into enumerated sub-obligation items and link them.

true
false

Optional

false

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Enable when you want enumerated sub-obligations

AUTO_LABEL_BU_AND_RISKS_SUB_OBLIGATION

Classify sub-obligations by Business Unit and Risk labels.

true
false

Optional

false

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Enable to apply BU/Risk labels to sub-obligations too

CP_CONFIDENCE_LEVEL

Provides a 0-100% confidence score for each auto-suggested control procedure.

true
false

Optional

false

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING, SUGGEST_CONTROL

Enable when you want confidence for suggested controls

MAX_CONTROLS_TO_CREATE

Maximum cap on the number of auto-suggested control procedures per obligation.

int

Optional

-

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING, SUGGEST_CONTROL

Use to cap control creation volume

CREATE_SUB_OBLIGATIONS_FROM_CONTROLS

Reuse control description language as obligation text and create obligations.

true
false

Optional

false

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING, CREATE_SUB_OBLIGATIONS, SUGGEST_CONTROL

Use when control language is best source for sub-obligations

CREATE_CONTROLS_FOR_SUB_OBLIGATIONS

Create controls for sub-obligations.

true
false

Optional

false

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING, CREATE_SUB_OBLIGATIONS, SUGGEST_CONTROL

Enable when each sub-obligation should have its own controls

RISK_LABEL_PREFIXES

establish a list of label prefixes to use for identifying Risk type annotations

List of strings: ["Risk:", "RSK"]

Optional

["Risk:"]

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING, AUTO_LABEL_BU_AND_RISKS

Use when risk labels have custom prefixes

ELABORATE_ON_SUB_OBLIGATIONS

expand on the description of sub-obligations: from extractive to narrative

true
false

Optional

false

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING, CREATE_SUB_OBLIGATIONS

Enable when sub-obligations need more descriptive language

MIN_BU_RISK_SELECTIONS

min number of labels to pick from for BU and Risk based mapping

int

Optional

-

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Use when you want minimum BU/Risk labels applied

MAP_SUB_OBLIGATION_OBL_TYPE

Classify sub-obligations by obligation type.

true
false

Optional

-

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING, CREATE_SUB_OBLIGATIONS

Enable when sub-obligations need type classification

MAX_BU_SELECTIONS

max number of labels to pick from for BU based mapping

int

Optional

10

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING, AUTO_LABEL_BU_AND_RISKS

Use to cap number of BU labels assigned

MIN_BU_RISK_CONFIDENCE

minimum confidence level to apply BU/Risk mapping

int [2-100]

Optional

70

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING, AUTO_LABEL_BU_AND_RISKS

Use to ensure BU/Risk labeling quality

MAX_RISK_SELECTIONS

max number of mapped Risk type labels to apply when evaluating Risks

int

Optional

10

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING, AUTO_LABEL_BU_AND_RISKS

Use to cap number of Risk labels assigned

CREATE_SUB_OBLIGATIONS_FROM_IRRELEVANT_OBLIGATIONS

create sub obligations even if the parent coarse-grain obligation is deemed as irrelevant

true
false

Optional

false

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Use when you want sub-obligations even if the parent is irrelevant

EXCLUDE_LABELS_WITH_NO_DESCRIPTION

Exclude labels that do not have a description from BU/Risk mapping.

true
false

Optional

true

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING, AUTO_LABEL_BU_AND_RISKS

Enable to only include labels with descriptions in BU/Risk mapping.

EXTRACT_OBLIGATIONS_AND_CONTROLS

If turned off, the connector will not extract/create new obligations or controls. Instead, it will only enhance existing obligations/controls (e.g., mapping/grouping) based on other enabled flags.

true
false

Optional

true

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Set to false for mapping-only runs (no new obligations/controls created).

USE_LEGAL_ENTITIES_AS_BUSINESS_DESCRIPTION

Defines the action prefix that instructs the Service Connector to execute the Coarse Obligation Extraction action type. When this prefix appears in a workflow task title, SC retrieves coarse‑grained obligations for the document associated with the task, applies the configured Obligation_Mapping mapping, formats the output, and publishes the result.

true
false

Optional

true

RUN_OBLIGATION_CONTROL_EXTRACTION_MAPPING

Enable when legal entity definitions affect relevance

System_Coarse_Obligation_Extraction_Prefix

Apply "Legal Entities" definitions ane descriptions when per...relevance assessment (in addtition to the business definition)

Any non‑empty string (e.g., "COARSE", "COARSE_OBL", "SYS_COARSE")

Optional

None

Use this when you want the Service Connector to automatically extract, transform, and publish system‑generated coarse‑grained obligations. This prefix acts as a “verb,” just like other SC action prefixes (e.g., Document_Task_name_prefix, Obligation_All_Task_name_prefix).

source name

Name of the information source

["title.{'length':300}"]

Extraction Rule

source description

Description of the information source

["summary_text"]

Extraction Rule

link

Link to the source, including a pre-value and the ID

["{'pre_val':'https://pro__compliance__ai/content?overlay=pdf-overlay&renderfromtask=tasks&summary_id='}', 'id"]

Extraction Rule

source tracking Id

Tracking ID of the source

["id"]

Extraction Rule

Archer Evolv name

Name of the Archer Evolv (Compliance AI)

["official_id"]

Extraction Rule

Source Version

Version of the source, including the publication date

["publication_date.{'date_convert':'UTC'}"]

Extraction Rule

docket_id

Docket ID associated with the source

["docket_ids.[0]"]

Extraction Rule

guid

GUID or identifier of the source

["id"]

Extraction Rule

Doc ID

ID of the document

["id"]

Extraction Rule

DateProcessed

Processed date of the source

["{'proc_date':'UTC'}"]

Extraction Rule

Topic Name

The name of the topic

["title"]

Array

Topic Description

The description of the topic

["summary_text"]

Array

link

The link to the topic

["{'pre_val':'https://pro__compliance__ai/content?overlay=pdf-overlay&renderfromtask=tasks&summary_id='}"],["id"]

Array

Topic Tracking Id

The tracking ID of the topic

["id"]

Array

Archer Evolv name

The name of the Archer Evolv (Archer Evolv)

["official_id"]

Array

Source Version

The version or publication date of the source

"publication_date.{'date_convert':'UTC'}"

Array

Source Description

The description of the parent source

["parent", "summary_text"]

Array

Source ID

The source ID of the parent source

["{'uplevel':'1', 'attrib':'id'}"]

Array

Source Name

The Source Name of the parent source

["{'uplevel':'1', 'attrib':'title'}"]

guid

The GUID (Global Unique Identifier) of the source

["id"]

Array

DateProcessed

The UTC date when the source was processed

["{'proc_date':'UTC'}"]

Array

Section Name

Name of the section

["title"]

Extraction Rule

Section Description

Description of the section

["summary_text”]

Extraction Rule

Link

Link to the source, including a pre-value and the ID

["{'pre_val':'https://pro__compliance__ai/content?overlay=pdf-overlay&renderfromtask=tasks&summary_id='}', 'id"]

Extraction Rule

Section Tracking ID

Tracking ID of the section

["id"]

Extraction Rule

CAI_ID

ID of the Archer Evolv (Compliance AI)

["official_id"]

Extraction Rule

Source Version

Version of the source, including the publication date

["publication_date.{'date_convert':'UTC'}"]

Extraction Rule

Topic ID

ID of the parent topic

["parent.id"]

Extraction Rule

Topic Name

Name of the parent topic

["parent.title"]

Extraction Rule

Source Description

Description of the source

["{'grand_parent':'True', 'attrib':'summary_text'}"]

Extraction Rule

Source Name

Name of the source

["{'grand_parent':'True', 'attrib':'title', 'length':300}"]

Extraction Rule

docket_id

Docket ID associated with the source

["docket_ids.[0]"]

Extraction Rule

guid

GUID or identifier of the source

["id"]

Sub Section Name

Name of the sub-section

["title"]

Array

Sub Section Description

Description of the sub-section

["summary_text"]

Array

Link

Link to the sub-section

["{'pre_val':'https://pro__compliance__ai/content?overlay=pdf-overlay&renderfromtask=tasks&summary_id='}"],["id"]

Array

Sub Section Tracking ID

Tracking ID of the sub-section

["id"]

Array

CAI_ID

Archer Evolv ID associated with the sub-section

["official_id"]

Array

Source Version

Version of the source

"publication_date.{'date_convert':'UTC'}"

Array

Section ID

ID of the parent section

"{'uplevel':'1', 'attrib':'id'}"

Array

Section Name

Name of the parent section

"{'uplevel':'1', 'attrib':'title'}"

Array

Topic ID

ID of the parent topic

"{'uplevel':'2', 'attrib':'id'}"

Array

Topic Name

Name of the parent topic

"{'uplevel':'2', 'attrib':'title', 'length':300}"

Array

Source ID

The source ID of the parent source

["{'uplevel':'3', 'attrib':'id'}"]

Source Name

The Source Name of the parent source

["{'uplevel':'3', 'attrib':'title', 'length':300}"]

guid

Unique identifier of the sub-section

["id"]

Array

DateProcessed

Date of processing the sub-section

["{'proc_date':'UTC'}"]

Array

task_id

Specifies the task ID associated with the document task.

["document_task.task_id"]

Array

created_at

Converts and retrieves the creation date of the document task.

["document_task.created_at.{'date_convert':'TASK_DATES'}"]

Array

updated_at

Converts and retrieves the update date of the document task.

["document_task.updated_at.{'date_convert':'TASK_DATES'}"]

Array

doc_id

Specifies the document ID associated with the document task.

["document_task.doc_id"]

Array

workflow_name

Retrieves the workflow name associated with the document task.

["document_task.workflow_name"]

Array

workflow_id

Retrieves the workflow ID associated with the document task.

["document_task.workflow_id"]

Array

original_assignee_email

Retrieves the original assignee's email associated with the document task.

["assignee.email"]

Array

original_assignee

Retrieves the original assignee's ID associated with the document task.

["assignee.id"]

Array

first_comment

Retrieves the first comment related to the document task in Richtext format.

["document_task.comment_threads.[0].comments.{'attrib':'richtext', 'scope':'*', 'delim':',' , 'l':20000, 'attrib_type':'richtext'}"]

Array

DateProcessed

Converts and retrieves the processed date of the document task in UTC.

["{'proc_date':'UTC'}"]

Array

CloneTask

Creates copies of the current document task and creates cloned tasks.

Each cloned task can have unique attribute updates using task types ("per_clone_operations") and common attribute updates ("shared_for_all_clones").
Each "shared_for_all_clones" "task_type" is evaluated and applied to all clone instances (clones share the same attributes)

Each "per_clone_operations" "task_type" is evaluated and applied for each unique cloned task (specific to each cloned task)

For example, while all cloned tasks can share the same "drop_down" values for all drop down items, they can have different watchers.

Instructions["operations"]["mapping"]["data"]
Each operation includes a "mapping" key that includes a "data" element

The "data" element supports the Archer Evolv dot notation formatted syntax for determining what Archer Evolv content values/combination of attributes should be used.

Instructions["operations"]["method"]]
Each operation includes a "method" key that instructs the SC on where to retrieve the information necessary for this specific task_type.
Supported methods are:

• "SFTP://path-to-data"

• If SFTP is used, the content

• "API://path" to api invocation for access to data

• If API is used: Instructions["operations"]["api_params"] is used to determine the name of the parameters to include when invoking the API to retrieve the content to be used for this task_type Each API parameter is comprised of a "name", "value" pair:
  Instructions["operations"]["api_params"][0]["name"]

Instructions["operations"]["api_params"][0]["value"]

• "Preset":

• The attribute value is specified within the Instruction content, under "data" (using Archer Evolv dot notation formatting)

Response content format: Regardless of the method used to retrieve the information, the default result data format is a JSON formatted list of dictionaries. Here's a sample response payload:

{

"list_item_name":

[

{

"list_1_attrib_1": "value 1",

"list_1_attrib_2": "value 2,

"list_1_attrib_n": "value n"

},

{

"list_2_attrib_1": "value 21",

"list_2_attrib_2": "value 22,

"list_2_attrib_n": "value 2n"

},

{

"list_3_attrib_1": "value 31",

"list_3_attrib_2": "value 32,

"list_3_attrib_n": "value 3n"

}

]

}

setDropDownValue

Set the drop-down values of an existing dropdown referenced in the current document task

list_group

Get a list of user ids to be used in the next processes within the instruction of operations

Subsequent instructions can include references to list_groups to access the data retrieved as part of this process

setAssignee

Set the assignee of the current document task

setNotify

Set the watcher(s) (Notifiers) of the current document task

setDescription

Set the description of the current document task

setTitle

Set the title of the current document task

update_taskdata_task_name_prefix

Prefix of tasks in Archer Evolv workflow that instruct the SC instance to perform user defined changes to the workflow task. The instructions include various capabilities such as duplicating (cloning) tasks, changing assignee, dynamically changing drop-down values, etc. The actual instructions on what changes should be made are provided as an SFTP link in the description of the task. This enables authorized users to upload instructions for task updates to the specific SFTP path. The path needs to be accessible by the Archer Evolv SC instance

Document_Mapping

See section Document_Mapping section

{..}

Annotation_Mapping

See section Annotation_Mapping section

{..}

Obligation_Mapping

See section Obligation_Mapping v

{..}

Task_Mapping

See section Task_Mapping section

{..}

Auth_Mapping_0

See section Auth_Mapping_0 section

{..}

Auth_Mapping_1

See section Auth_Mapping_1 section

{..}

Auth_Mapping_2

See section Auth_Mapping_2 section

{..}

Auth_Mapping_3

See section Auth_Mapping_3 section

{..}

Document_Task_name_prefix

Prefix for document-related task names

"CSV_SFTP_DOC"

String

Document_Type_Task_name_prefix

Prefix for document type-related task names

"AB_DOC"

String

Annotation_Task_name_prefix

Prefix for annotation-related task names

"AB_ANN"

String

Obligation_Relevant_Task_name_prefix

Prefix for relevant obligation-related task names

"AB_OBLR"

String

Obligation_All_Task_name_prefix

Prefix for all obligation-related task names

"AB_OBL"

String

Auth_Source_Task_name_prefix

Prefix for authentication source-related task names

"AB_RES"

String

auth_source_levels

Level of authentication source hierarchy

"4"

String

Regulations

Information about regulations

""

String

ftp_server

FTP server address

"complianceai.files.com"

String

ftp_uid

FTP server user ID

"serviceconnector"

String

ftp_pwd

FTP server password

"TBD”

String

sftp_folder_incremental

SFTP path for incremental file exports

"exportfilesCAITEST/incremental"

String

sftp_folder

SFTP Folder path for recent file exports (consolidated)

"exportfilesCAITEST"

String

exportfiles_folder_incremental

S3 Folder path for incremental file exports

"exportfilesCAITEST/incremental"

String

exportfiles_folder

S3 Folder path for recent file exports (consolidated)

"exportfilesCAITEST"

String

destination_type

Type of destination for file transfers

"sftp"

String

doc_name_prefix

Prefix for document names in the system

"TEST_Files_"

String

recent_document_name

Filename for the recent document records

"DOCS_RECENT.csv"

String

recent_obligation_name

Filename for the recent obligation records

"OBLS_RECENT.csv"

String

recent_annotation_name

Filename for the recent annotation records

"ANNS_RECENT.csv"

String

recent_auth_name_l0

Filename for the recent authentication source records (level 0)

"AUTH_RECENT_L0.csv"

String

recent_auth_name_l1

Filename for the recent authentication source records (level 1)

"AUTH_RECENT_L1.csv"

String

recent_auth_name_l2

Filename for the recent authentication source records (level 2)

"AUTH_RECENT_L2.csv"

String

recent_auth_name_l3

Filename for the recent authentication source records (level 3)

"AUTH_RECENT_L3.csv"

String

max_recent_days_records

Maximum number of recent days' records to retrieve

"2"

String

Document_Mapping_Strip

Defines the sections of the document to be included in the mapping.

["sentence_main", "full_text"]

Array

Document_Task_name_prefix

Prefix for the task name of documents.

"SFTP_JSON_DOC"

String

Annotation_Task_name_prefix

Prefix for the task name of annotations.

"SFTP_JSON_ANN"

String

Obligation_Relevant_Task_name_prefix

Prefix for the task name of relevant obligations.

"SFTP_JSON_OBLR"

String

Obligation_All_Task_name_prefix

Prefix for the task name of all obligations.

"SFTP_JSON_OBL"

String

Auth_Source_Task_name_prefix

Prefix for the task name of authorization sources.

"SFTP_JSON_RES"

String

auth_source_levels

Specifies the level of authorization sources to include.

"0"

String

Regulations

Specifies any relevant regulations.

""

String

ftp_server

SFTP server address for file transfer

"complianceai.files.com"

String

ftp_uid

SFTP username.

"serviceconnector"

String

ftp_pwd

SFTP password.

"TODO_FTP_PWD"

String

exportfiles_folder_incremental

Folder path for incremental export files.

"TODO_TENANT_NAME/incremental"

String

LogicGate_wf_regulation_schema

Mapped to LogicGate Regulations API

Managed by Archer Evolv

String

LogicGate_wf_requirement_schema

Mapped to LogicGate Requirements API

Managed by Archer Evolv

String

LogicGate_Mapping_File_Template

Mapped to LogicGate Mapping -> Archer Evolv template (to be used for new installations)

Managed by Archer Evolv

String

LogicGate_Mapping_File

Mapped to LogicGate Regulations API

Managed by Archer Evolv

String

LogicGate_Requirement_Mapping_File_Template

Mapped to LogicGate Requirement Mapping Template (to be used for new installations)

Managed by Archer Evolv

String

LogicGate_Requirement_Mapping_File

Mapped to LogicGate Requirement Mapping file

Managed by Archer Evolv

String

LogicGate_Host

Host address

https://TODO_TENANT.logicgate.com

String

LogicGate_Authorization_URL

LogicGate Auth URL

/api/v1/account/token

String

LogicGate_Authorization_Code

LogicGate Auth URL

Provided by client

String

LogicGate_Steps_WF_Regulations_URL

LogicGate API steps for adding a Regulation

/api/v1/fields/workflow/TODO_KEY/values

String

LogicGate_Steps_WF_Requirement_URL

LogicGate API steps for adding a Requirement

/api/v1/fields/workflow/TODO_KEY/values

String

LogicGate_Create_Record_URL

LogicGate API steps for creating a new record

/api/v1/records/public

String

LogicGate_Search_for_Regulation

LogicGate access to cache & map to Regulations

/api/v1/records/search?query=CAI_ID&page=0&size=10&operationType=READ&workflow=TODO_KEY

String

LogicGate_Search_for_Requirement

LogicGate access to cache & map to Requirements

/api/v1/records/search?query=CAI_ID&page=0&size=10&operationType=READ&workflow=TODO_KEY

String

LogicGate_link_regulation_with_requirement_URL

LogicGate access to cache & map Regulatory Requirements

/api/v1/records/CAI_DOC_ID_TO_LG_REGID/child?layout=1

String

LogicGate_Requirement_Task_name_prefix

Task prefix to be used in Archer Evolv workflow to trigger LogicGate related SC processes

__LG__

String

"LogicManager_Authorization

Logic Manager API Authorization code

Provided by client

String

LogicManager_API_Version

LogicManager API version

v1_2

String

LogicManager_API_Key

LogicManager API Key

Provided by client

String

LogicManager_Incidents_URL

LogicManager API URL for incident management

https://logicmanager.server.address

String

LogicManager_Base

LogicManager API URL

ermmarketplace.logicmanager.com

String

LogicManager_Host

LogicManager API Host address

ermmarketplace.logicmanager.com

String

LogicManager_Mapping_File

Mapping file template

Managed by Archer Evolv

String

LogicManager_Reported_by

Default name of 'Reporter' user in LogicManager

Provided by client

String

LogicManager_Users

cached copy of LogicManager users

Provided by client

String

LogicManager_Groups

cached copy of LogicManager groups

Provided by client

String

LogicManager_Preset_Fields

List of attributes that need to be present in all mapped records

[

{

"key": "Subject",

"data": "$cai_category_name$ + Notification: + $doc_title$"

},

{

"key": "Description",

"data": "$cai_category_name$ + Publication: + $doc_title$"

},

{

"key": "Due Date",

"data": "$task_deadline$"

}

],

List

AuditBoard_Mapping_File

JSON file for AuditBoard mapping configuration

Managed by Archer Evolv

String

AuditBoard_Requirements_File_cached

Cached CSV file for AuditBoard requirements

Managed by Archer Evolv

String

AuditBoard_To_CAI_Mapped_Reqs_cached

Cached CSV file for AuditBoard to Archer Evolv mapped requirements

Managed by Archer Evolv

String

AuditBoard_Authorization

Authorization token for AuditBoard API

Managed by Archer Evolv

String

AuditBoard_API_Version

Version of the AuditBoard API

v1_2

String

AuditBoard_API_Key

API key for AuditBoard

Managed by client (from AuditBoard instance)

String

AuditBoard_URL

URL for accessing AuditBoard framework items API

https://TODO_TENANT_NAME_.auditboardsupport.com/api/v1/framework_items

String

AuditBoard_Base

Base URL for AuditBoard API

https://TODO_TENANT_NAME_.auditboardsupport.com/api/v1/

String

AuditBoard_Host

Host URL for AuditBoard API

https://TODO_TENANT_NAME_.auditboardsupport.com/api/v1/framework_items

String

Docs_To_Publish

Documents to publish (empty in this case)

String

bucket_name

Name of the bucket

Managed by Archer Evolv

String

AB_assessment_file

File for AB assessment

String

doc_by_section_file

Document by section file

String

match_record_attribute

Attribute for matching records

field_data.custom_field_pdf_link

String

AuditBoard_Preset_Fields

Preset fields for AuditBoard

[]

List

Document_Mapping

See section Document_Mapping below

{..}

Annotation_Mapping

See section Annotation_Mapping below

{..}

Attribute_Translate

See section Attribute_Translate below

{..}

Attribute_Label_Prefix_Mapping

See section Attribute_Label_Prefix_Mapping below

{..}

Document_Task_name_prefix

Prefix for document task names in the system

"__AB_DOC__"

String

Document_Type_Task_name_prefix

Prefix for document type task names in the system

"__AB_DOC__"

String

Annotation_Task_name_prefix

Prefix for annotation task names in the system

"__AB_ANN__"

String

Obligation_Relevant_Task_name_prefix

Prefix for obligation relevant task names in the system

"__AB_OBLR__"

String

Obligation_All_Task_name_prefix

Prefix for all obligation task names in the system

“__AB_OBL__”

String

Auth_Source_Task_name_prefix

Prefix for authentication source task names in the system

“__AB_RES__”

String

Ext_Annot_Assess_File_prefix

Prefix for external annotation assessment file names

"__AB_ASSESS_ANNOT_EXT__"

String

auth_source_levels

The number of authentication source levels

"4"

String

Requirements

""

ftp_server

The FTP server address

"complianceai.files.com"

String

ftp_uid

The FTP server username

Managed by Archer Evolv

String

ftp_pwd

The FTP server password (TODO: To be replaced with an actual password)

Managed by Archer Evolv

String

exportfiles_folder_incremental

The folder path for incremental file exports

Managed by Archer Evolv

String

exportfiles_folder

The folder path for file exports

Managed by Archer Evolv

String

doc_name_prefix

Prefix for document names

"TODO_TENANT_NAME__Files"

String

recent_document_name

The file name for the recent document records

"DOCS_RECENT.csv"

String

recent_obligation_name

The file name for the recent obligation records

"OBLS_RECENT.csv"

String

recent_annotation_name

The file name for the recent annotation records

"ANNS_RECENT.csv"

String

recent_auth_name_l0

The file name for the recent authentication records at level 0

"AUTH_RECENT_L0.csv"

String

recent_auth_name_l1

The file name for the recent authentication records at level 1

"AUTH_RECENT_L1.csv"

String

recent_auth_name_l2

The file name for the recent authentication records at level 2

"AUTH_RECENT_L2.csv"

String

recent_auth_name_l3

The file name for the recent authentication records at level 3

"AUTH_RECENT_L3.csv"

String

max_recent_days_records

The maximum number of days for which recent records are considered

"2"

String

Cache_Org_User_Info

Flag indicating whether to cache organization user information

"False"

Bool

Cache_Workflow_Info

"False"

Bool

service_email

Email address/mailbox associated with this Archer Evolv SC instance.

Managed by Archer Evolv

String

service_pwd

Hashed password stored location for the identity this service uses.

Managed by Archer Evolv

String

search_api_key

API key for the search functionality. This is search API key in Mashery

Managed by Archer Evolv

String

auth_method

Supports using external (AWS Cognito based) login for the Service Connector (SC) bot user

OAUTH accepted values are: "CAI", "OAUTH". if "CAI" is specified, the legacy credential checking method is used.

string

CAI_url_base

Base URL for the Compliance AI API.

https://api-production.compliance.ai

String

CAI_url_auth_base

Service Auth configuration

https://cognito-idp.us-east-1.amazonaws.com/

String

CAI_url_auth_jwt

Service Auth configuration

Managed by Archer Evolv

String

CAI_auth_app_client_id

Service Auth configuration

Managed by Archer Evolv

String

CAI_auth_user_pool_id

Service Auth configuration

Managed by Archer Evolv

String

CAI_non_loggedin_auth_code

Service Auth configuration

Managed by Archer Evolv

String

scope

Establishes the treatment for multi valued attributes.
Use the prefix of the values: prefix_all
Use them all: *
Use the first value: 1

'prefix_all'

'*'
"1"

String

attrib_type

Treat the attribute content and plain text or as rich text

Default: plaintext

'richtext'

'plaintext'

String

main_doc_attrib

When processing related content types, reference the main document. For example, when mapping to Archer Evolv Obligations, cross reference an attribute from associated Archer Evolv Document's attribute

Prefix indicator

String

service_var

Referencing variables from the 'current' document

Prefix indicator

String

lookup

Referenced lookup for the attribute. Lookup tables need to be pre-defined (pre-referenced) as part of the SC setup.

External files can be referenced using the "EXT_assessment" keywords. The name of the external file is expected as the suffix of the EXT_ value. For example to reference lookup from the contents of an file named abc, the value would be EXT_abc

Archer Evolv Document types; DocTypes
Archer Evolv Regulations: Regulations
Archer Evolv Acts: Acts
Archer Evolv Jurisdictions: Jurisdictions
External file: EXT_assessment

String

document_task

Instructs SC to use document task related attributes

String

'doc_label':'True'

When processing related content types, reference the main document's labels. For example, when mapping to Archer Evolv Annotations, cross references the labels associated with the Archer Evolv Document's labels

Prefix indicator

String

date_convert

Converts the Archer Evolv content's date format to another format

Convert to UTC format: UTC
Cut the date at 10 characters: ABBR_10

UTC, ABBR_10

String

attrib

References the name of an attribute within the Archer Evolv content meta data

title

String

delim

Specifies the delimiter to be used for concatenating the multiple values within a Archer Evolv attribute. The delimiter can contain more than one character.

,

String

length

Truncate the content at the specific characters

100

Integer

proc_date

The date Archer Evolv SC processed the specific attribute row

String

wf_name

The name of the Archer Evolv workflow that the SC task is associated with

Workflow name

String

pre_val

Predetermined value to be used for mapping. If the predetermined value contains dots ("."), each needs to be replaced with 2 underscores ("__") character (to avoid conflict with the dot notation syntax)

'https://pro__compliance__ai'

String

.[n] and .[*]

Specifies the specific enumerated attribute to use for multi valued attributes.
[*] indicates to use all values

[1]

List

truncate

Dynamic strategy for truncating content (instead of using specific characters)

Archer Evolv Managed

String

doc_info

uplevel

Instructs the SC to traverse the content upstream "n" levels, looking for the parent of the current document.

1, 2,..

Integer

alert_name

The name of the Archer Evolv alert that the current document is associated with (caused the workflow to process it)

alert_1

String

post_proc

Instructs the SC to perform additional processes after processing all the other steps specified.
For example, process 2 multi-value attributes, and then zip the resulting collection (join 2 sets of attributes)

join_attribs

String

split_attribs

What character to use when splitting a concatenated string.

','

String

Archer

Archer Integration

RSS, SFTP

LogicManager

LogicManager Integration

API

Galvanize (Diligent)

Galvanize Integration

RSS

360 Factor

360 Factor Integration

JSON, SFTP

AuditBoard

AuditBoard Integration

API

LogicGate

LogicGate Integration

API

ServiceNow

ServiceNow Integration

API

MetricStream

MetricStream Integration

API/RSS

Navex

Navex Integration

SFTP-CSV

SAI360

SAI36 Integration

API

Riskonnect

Riskonnect Integration

API

custom_field_cai_unique_id1

Unique ID of the AuditBoard Cross Comply field

id

String

name

Name of the regulatory framework item in AuditBoard

title.{'length':300}

String

uid

Unique identifier of the item in AuditBoard

official_id

String

description

Description of the item

document_location.{'attrib':'title', 'scope':'*', 'delim':'| '}"

String

field_data.custom_field_pdf_link

Link to the PDF document associated with the item

{'pre_val':'https://pro__compliance__ai/content?overlay=pdf-overlay&renderfromtask=tasks&summary_id='}, id

String

framework_item_custom_multiselect1_option_ids

AuditBoard Cross Comply Option IDs selected in a custom multi select field

{'doc_label':'True'}.{'attrib':'label', 'scope':'*', 'delim':',','length':20000}.{'lookup':'RequirementsAB'}

String

custom_text3

AuditBoard Cross Comply Custom text field

web_url

String

section

AuditBoard Cross Comply Section of the item

jurisdiction.{'lookup':'Jurisdiction_parent_jurisdiction_name'}

String

subsection

AuditBoard Cross Comply Subsection of the item

jurisdiction.{'lookup':'Jurisdiction_name'}

String

custom_text5

AuditBoard Cross Comply Custom text field

jurisdiction.{'lookup':'Jurisdiction'}

String

custom_text4

AuditBoard Cross Comply Custom text field

cai_category_id.{'lookup':'DocTypes'}

String

custom_text6

AuditBoard Cross Comply Custom text field

agencies.{'attrib':'name', 'scope':'*', 'delim':','}, mainstream_news.news_source.name

String

field_data.custom_field_text_from_statute_regulation

AuditBoard Cross Comply Text extracted from the statute or regulation

full_text.{'length':15000}

String

field_data.custom_field_publication_date

AuditBoard Cross Comply Publication date of the item

publication_date.{'date_convert':'ABBR_10'}

String

field_data.custom_field_effective_date

AuditBoard Cross Comply Effective date of the item

rule.effective_on.{'date_convert':'ABBR_10'}

String

DateProcessed

AuditBoard Cross Comply Date when the item was processed

_PROC_DATE_UTC

String

CreatedDate

AuditBoard Cross Comply Date when the item was created

DUTC_created_at

String

CAI_matching_conditions

See section CAI_matching_conditions below

{..}

complex

custom_field_cai_unique_id1

Represents a custom field for the unique ID with the value as the ID of the first sentence

["first_sentence_id"]

Array

Represents a custom field for the unique ID with a prefix value "_"

["{'pre_val':'_'}"]

Array

Represents a custom field for the unique ID with the value as the ID of the last sentence

["last_sentence_id"]

Array

name

Represents the name parameter with the value as the name extracted from the first sentence

{"r1": [["first_sentence_id.{'lookup':'EXT_assessment-name'}"]]}

Object

Represents the name parameter with the value as the label extracted from the labels with a prefix scope

{"r2": [["labels.{'attrib':'label', 'scope':'prefix', 'length':300}"]]}

Object

Represents the name parameter with the value as the truncated name extracted from the sentences_text

{"r3": [["sentences_text.{'truncate':'AB_name','length':300}"]]}

Object

subsection

Represents the subsection parameter with the value as the subsection extracted from the first sentence

{"r1": [["first_sentence_id.{'lookup':'EXT_assessment-subsection'}"]]}

Object

Represents the subsection parameter with the value as the label extracted from the labels with a prefix scope

{"r2": [["labels.{'attrib':'label', 'scope':'prefix', 'length':300}"]]}

Object

Represents the subsection parameter with the value as the truncated label extracted from the labels

{"r3": [["labels.{'attrib':'label', 'scope':'0', 'lookup':'doc_by_section-Grouped_Sentence', 'length':300, 'truncate':'AB_subsection'}"]]}

Object

custom_text4

Represents a custom text parameter with the value as the custom_text4 extracted from the first sentence

{"r1": [["first_sentence_id.{'lookup':'EXT_assessment-custom_text4'}"]]}

Object

Represents a custom text parameter with the value as the label extracted from the labels with a prefix scope

{"r2": [["labels.{'attrib':'label', 'scope':'prefix', 'length':300}"]]}

Object

framework_item_custom_select5_option_id

Represents the framework_item_custom_select5_option_id parameter with the value as the option ID extracted from the first sentence

{"r1": [["first_sentence_id.{'lookup':'EXT_assessment-framework_item_custom_select5_option_id'}"]]}

Object

Represents the framework_item_custom_select5_option_id parameter with the value as the label extracted from the labels with a prefix scope

{"r2": [["labels.{'attrib':'label', 'scope':'prefix', 'length':300}"]]}

Object

uid

Represents the UID parameter with the value as the UID extracted from the first sentence

{"r1": [["first_sentence_id.{'lookup':'EXT_assessment-uid'}"]]}

Object

Represents the UID parameter with the value as the label extracted from the labels with a prefix scope

{"r2": [["labels.{'attrib':'label', 'scope':'prefix','length':2000}"]]}

Object

Represents the UID parameter with the value as the label extracted from the labels without a prefix scope

{"r3": [["labels.{'attrib':'label', 'scope':'no_prefix','length':2000}"]]}

Object

Represents the UID parameter with the value as a combination of doc_info.id, first_sentence_id, and last_sentence_id with prefix values "_"

{"r4": [["doc_info.id"]], ["{'pre_val':''}"], ["first_sentence_id"], ["{'pre_val':''}"], ["last_sentence_id"]]}

Object

custom_text5

Represents a custom text parameter with the value as the jurisdiction extracted from doc_info

[["doc_info.jurisdiction.{'lookup':'Jurisdiction'}"]]

Array

custom_text6

Represents a custom text parameter with the value as the agencies' names extracted from doc_info and the mainstream news source's name

[["doc_info.agencies.{'attrib':'name', 'scope':'*', 'delim':','}"], ["doc_info.mainstream_news.news_source.name"]]

Array

description

Represents the description parameter with the value as the sentences_text

[["sentences_text"]]

Array

custom_text3

Represents a custom text parameter with the value as the web_url extracted from doc_info

[["doc_info.web_url"]]

Array

section

Represents the section parameter with the value as the section extracted from the first sentence

{"r1": [["first_sentence_id.{'lookup':'EXT_assessment-section'}"]]}

Object

Represents the section parameter with the value as the label extracted from doc_info with a prefix scope

{"r2": [["doc_info.{'doc_label':'True'}.{'attrib':'label','scope':'prefix','length':300}"]]}

Object

Represents the section parameter with the value as the title extracted from doc_info

{"r3": [["doc_info.title.{'length':300}"]]}

Object

framework_item_custom_select2_option_id

Represents the framework_item_custom_select2_option_id parameter with the value as a prefix value "4"

[["{'pre_val':'4'}"]]

Array

field_data.custom_field_pdf_link

Represents the custom field for a PDF link with the value as a combination of prefix values, doc_info.id, first_sentence_id, and last_sentence_id

[["{'pre_val':'https://pro__compliance__ai/content?overlay=pdf-overlay&renderfromtask=tasks&summary_id='}"], ["doc_info.id"], ["{'pre_val':'&ag='}"], ["first_sentence_id"], ["{'pre_val':'_'}"], ["last_sentence_id"]]

Array

framework_item_custom_select4_option_id

Represents the framework_item_custom_select4_option_id parameter with the value as the option ID extracted from the first sentence

{"r1": [["first_sentence_id.{'lookup':'EXT_assessment-framework_item_custom_select4_option_id'}"]]}

Object

Represents the framework_item_custom_select4_option_id parameter with the value as the label extracted from the labels with a prefix scope

{"r2": [["labels.{'attrib':'label', 'scope':'prefix','length':2000}"]]}

Object

Comments

Represents the Comments parameter with the value as the comments extracted from the comment_threads

[["comment_threads.[].comments.{'attrib':'richtext', 'scope':'', 'delim':',', 'l':20000, 'attrib_type':'richtext'}"]]

Array

uid

The unique identifier attribute in AuditBoard

"uid"

String

section

The section attribute in AuditBoard

"section"

String

subsection

The subsection attribute in AuditBoard

"subsection"

String

name

The name attribute in AuditBoard

"name"

String

framework_item_custom_select5_option_id

The label prefix for regulatory applicability

"reg applicability"

String

framework_item_custom_select2_option_id

The label prefix for country

"country"

String

custom_text4

The label prefix for lifecycle

"lifecycle"

String

framework_item_custom_select4_option_id

The label prefix for consolidated/financial crime

"Cons/FinCrime"

String