197 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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37 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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57 new Proposed and Final Rules were published in the past 7 days

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2509 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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GDPR Compliance Yet to Gain Traction

Source: PYMNTS.com

Featured Article:
The initial verdicts of General Data Protection Regulation (GDPR) are in, at least in terms of compliance – or lack thereof. In news this past week, studies have shown that compliance rates are indeed low, three months in. Data from Dimensional Research shows that many companies – in fact, a majority of them –are not yet…
Phishing scams remain one of the most popular ways a cyberattacker can target a small business. The strategy typically involves sending a fake invoice or masquerading as a business manager to obtain sensitive business information or credentials, and the tactic has security experts warning of the importance of proper employee cybersecurity training. But a new…
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Iran will maintain its military presence in Syria despite U.S. pressure for its withdrawal, a senior Iranian official said on Tuesday, revealing more details about a military cooperation deal that Tehran and Damascus signed this week…
Read More
SEC | Securities | Enforcement | 08/23/2018
FINRA | Securities | Enforcement | 08/23/2018
FINRA | Securities | Enforcement | 08/22/2018
SEC | Securities | Enforcement | 08/22/2018
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