Financial Enforcement Action Summary | August 2018

August 2018 Enforcement Summary

Aug 01 – Aug 03

Aug 05 – Aug 10

$0.00

1

Enforcement Document

Aug 12 – Aug 17

$50,000.00

12

Enforcement Document

Aug 19 – Aug 24

$0.00

1

Enforcement Document

Aug 26 – Aug 31

$0.00

1

Enforcement Document

1

Enforcement Document

1

Enforcement Document

Aug 12 – Aug 17

1

Enforcement Document

Aug 26 – Aug 31

10

Enforcement Documents

11

Enforcement Documents

4

Enforcement Documents

16

Enforcement Documents

6

Enforcement Documents

Aug 01 – Aug 03

 

1

Enforcement Document

1

Enforcement Document

Aug 19 – Aug 24

Aug 26 – Aug 31

1

Enforcement Document

2

Enforcement Documents

1

Enforcement Document

Aug 12 – Aug 17

Aug 19 – Aug 24

1

Enforcement Document

22

Enforcement Documents

29

Enforcement Documents

19

Enforcement Documents

50

Enforcement Documents

53

Enforcement Documents

X