187 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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40 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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44 new Proposed and Final Rules were published in the past 7 days

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2554 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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march, 2021

16mar7:00 amWebinar with GalvanizeHow modern risk and compliance operations will determine the winners and losers of the BFSI Industry.

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Event Details

How modern risk and compliance operations will determine the winners and losers of the BFSI Industry.

Banks and financial services firms (BFSIs) are contending with the pressure to deliver greater levels of assurance over a complex set of emerging risks and business challenges; from COVID-19, remote working models, Brexit, FCA fines, and increased competition from challenger banks and FinTech firms.  What’s more, the teams responsible for managing risk and compliance often are being asked to respond to these demands without additional resources.

Time

(Tuesday) 7:00 am

Location

Virtual - Zoom App

Organizer

Galvanize

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