181 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements Increased 59% over the past 30 days

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SEC issued enforcements: $65,449,488.80 over the past 30 days

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128 Final Rules go into effect in the next 30 days

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21 Mortgage Lending docs published in the last 7 days

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7596 docs with 9937 extracted obligations from the last 7 days

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90 new Proposed and Final Rules were published in the past 7 days

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6040 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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july, 2021

20jul11:00 am1:00 pmVirtual Regulatory Interchange Webinar with NASAA

Event Details

The NSCP Regulatory Interchange will provide an informal virtual setting for industry professionals to ask questions and share concerns with the regulators and fellow attendees. Industry moderators will prompt questions and topics for discussion with the regulators based on input from the attendees.

Time

(Tuesday) 11:00 am - 1:00 pm PST

Location

Virtual

Organizer

NSCP

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