213 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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42 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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71 new Proposed and Final Rules were published in the past 7 days

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5314 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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july, 2021

20jul11:00 am1:00 pmVirtual Regulatory Interchange Webinar with NASAA

Event Details

The NSCP Regulatory Interchange will provide an informal virtual setting for industry professionals to ask questions and share concerns with the regulators and fellow attendees. Industry moderators will prompt questions and topics for discussion with the regulators based on input from the attendees.

Time

(Tuesday) 11:00 am - 1:00 pm PST

Location

Virtual

Organizer

NSCP

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