181 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements Increased 59% over the past 30 days

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SEC issued enforcements: $65,449,488.80 over the past 30 days

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128 Final Rules go into effect in the next 30 days

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21 Mortgage Lending docs published in the last 7 days

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7596 docs with 9937 extracted obligations from the last 7 days

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90 new Proposed and Final Rules were published in the past 7 days

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6040 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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april, 2021

19apr(apr 19)6:00 am30(apr 30)2:30 pmRIMS Live Annual Conference

Event Details

RIMS live 2021 is the most comprehensive risk management event the world has yet to experience – digitally. You’ll find insight, opportunity and connections to build a bigger, stronger and more versatile risk management community.

Time

19 (Monday) 6:00 am - 30 (Friday) 2:30 pm

Location

Virtual

Organizer

The Risk Management Society

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