Don’t miss our NSCP Regulatory Interchange with the SEC & FINRA:
The NSCP Regulatory Interchange will provide an informal setting for Investment Adviser, Private Funds and Broker-Dealer industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC & FINRA regulators. Don’t miss this opportunity to network with both your peers and regulators!