181 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements Increased 59% over the past 30 days

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SEC issued enforcements: $65,449,488.80 over the past 30 days

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128 Final Rules go into effect in the next 30 days

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21 Mortgage Lending docs published in the last 7 days

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7596 docs with 9937 extracted obligations from the last 7 days

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90 new Proposed and Final Rules were published in the past 7 days

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6126 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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april, 2021

14apr9:00 amGovernance, Risk & Compliance Confex

Event Details

The Governance, Risk & Compliance ConfEx, USA  online event aims to bring together 200+ In-house Counsel, Head of Risk & Compliance, Compliance Managers, Law Firm Partners and Law Tech Professionals. They will come together to educate, learn, network and inspire.

Time

(Wednesday) 9:00 am

Location

Virtual

Organizer

Global Legal Confex

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