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1558 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements decreased 55% over the past 30 days

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SEC issued enforcements: $37,812,859 over the past 30 days

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50 Final Rules go into effect in the next 7 days

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49 Mortgage Lending docs published in the last 7 days

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1670 docs with extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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11906 new docs in pro.compliance.ai within the last 7 days

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may, 2022

01mayallday05FIRMA 2022 National Training Conference

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Event Details

FIRMA™ is especially proud to sponsor its thirty-fifth Annual National Risk Management Training Conference and we are pleased to bring outstanding topics and speakers back to exciting Nashville. Our demanding and challenging responsibilities for fiduciary risk are more critical than ever and FIRMA stands strong in our belief that there is no more vital time than now for training, sharing, and networking. In recognition of this, FIRMA is proud to provide training resources to risk management professionals who are responsible for asset/wealth management, broker/dealer/advisor activities, and insurance products. Our national speakers will discuss the current trends in the industry, new products and specialized lines of business, and will provide insights to the management and control of associated risks.

Time

may 1 (Sunday) - 5 (Thursday) CT

Location

Grand Hyatt Nashville

Organizer

Fiduciary and Investment Risk Management Association

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