310 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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SEC issued enforcements: $289,563,885 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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123 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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964 new Proposed and Final Rules were published in the past 7 days

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16728 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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april, 2022

27aprallday30FIA and Law & Compliance

Event Details

Mark your calendar for L&C 2022 taking place 27-29 April in Washington, DC. The annual Law & Compliance Division Conference provides a forum to learn and discuss the legal and regulatory issues impacting the derivatives industry. L&C meets the needs of multiple levels of practitioners in the industry, from the new law firm associate to the Chief Compliance Officer. The program will cover recent legal and regulatory precedents affecting the futures, options and centrally cleared derivatives markets.

Time

april 27 (Wednesday) - 30 (Saturday) ET

Location

Washington, DC

Organizer

Futures Industry Association

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