309 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements decreased 70% over the past 30 days


SEC issued enforcements: $289,563,885 over the past 30 days


161 Final Rules go into effect in the next 30 days


120 Mortgage Lending docs published in the last 7 days


1460 docs with 2637 extracted obligations from the last 7 days


964 new Proposed and Final Rules were published in the past 7 days


16097 new docs in pro.compliance.ai within the last 7 days


Considering RCM Solutions?  Here’s an RFP to get started.


january, 2022

25janalldayComply Roadshow - San Francisco

Event Details

The COMPLY Roadshow will be in the Bay Area on Tuesday, January 25th and we’d love to see you! Join other compliance professionals from the area to discuss the latest regulatory happenings and build relationships while enjoying good food and drinks in person.

If you’d like to attend, please request to be added to our guest list in the form below.
We’ll email you to confirm your registration.


All Day (Tuesday)


Kincaid's in Burlingame