159 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements increased 21% over the past 30 days

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FTC issued enforcements: $8,726,254.27 over the past 30 days

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165 Final Rules go into effect in the next 30 days

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48 Mortgage Lending docs published in the last 7 days

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5330 docs with 12540 extracted obligations from the last 7 days

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83 new Proposed and Final Rules were published in the past 7 days

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9346 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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may, 2019

14mayallday15*Comply 2019The RegTech And Compliance Conference

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Event Details

The Preeminent Conference on RegTech and Compliance

COMPLY is the world’s largest RegTech and Compliance event — bringing together the most comprehensive gathering of innovators, investors, legal and compliance professionals and regulators from across the globe.

Compliance.ai CEO, Kayvan Alikhani, will be featured on the panel: “Fighting Financial Crime Amidst Growing Complexity”. The increasing financial and reputational costs of financial crime are affecting not only banks but businesses in every sector of the economy. The pressure to detect and prevent money laundering, fraud and compliance violations across a growing network of channels is making the process even more complex. Learn how these experts in financial crimes are handling and getting out in front of the wide range of potential threats.

Time

may 14 (Tuesday) - 15 (Wednesday)

Location

Tribeca 360 & Rooftop

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