181 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements Increased 59% over the past 30 days


SEC issued enforcements: $65,449,488.80 over the past 30 days


128 Final Rules go into effect in the next 30 days


21 Mortgage Lending docs published in the last 7 days


7596 docs with 9937 extracted obligations from the last 7 days


90 new Proposed and Final Rules were published in the past 7 days


6040 new docs in pro.compliance.ai within the last 7 days


Considering RCM Solutions?  Here’s an RFP to get started.


april, 2021

27apr9:00 amCanadian RegTech Vendor Showcase


Event Details

Last year we brought together senior compliance leaders to discuss their experiences and challenges in building a regulatory change management framework in our session Managing Regulatory Change Management in an Evolving World. 
In this follow up session, three solution providers will demonstrate how their tools help organizations identify, respond and manage regulatory changes to stay on top of regulatory developments and continually enhance their risk mitigation strategies.
One of the goals of the CRTA is to educate compliance and risk professionals about the Canadian RegTech offerings available to them, so they can find the best solutions to meet their needs.

See us there!


(Tuesday) 9:00 am PST




Canadian Regulatory Technology Association