232 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements decreased 70% over the past 30 days


SEC issued enforcements: $289,563,885 over the past 30 days


161 Final Rules go into effect in the next 30 days


42 Mortgage Lending docs published in the last 7 days


1460 docs with 2637 extracted obligations from the last 7 days


new Proposed and Final Rules were published in the past 7 days


10662 new docs in pro.compliance.ai within the last 7 days


Considering RCM Solutions?  Here’s an RFP to get started.


april, 2021

27apr9:00 amCanadian RegTech Vendor Showcase


Event Details

Last year we brought together senior compliance leaders to discuss their experiences and challenges in building a regulatory change management framework in our session Managing Regulatory Change Management in an Evolving World. 
In this follow up session, three solution providers will demonstrate how their tools help organizations identify, respond and manage regulatory changes to stay on top of regulatory developments and continually enhance their risk mitigation strategies.
One of the goals of the CRTA is to educate compliance and risk professionals about the Canadian RegTech offerings available to them, so they can find the best solutions to meet their needs.

See us there!


(Tuesday) 9:00 am PST




Canadian Regulatory Technology Association