213 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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42 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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71 new Proposed and Final Rules were published in the past 7 days

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5314 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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april, 2021

27apr9:00 amCanadian RegTech Vendor Showcase

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Event Details

Last year we brought together senior compliance leaders to discuss their experiences and challenges in building a regulatory change management framework in our session Managing Regulatory Change Management in an Evolving World. 
In this follow up session, three solution providers will demonstrate how their tools help organizations identify, respond and manage regulatory changes to stay on top of regulatory developments and continually enhance their risk mitigation strategies.
One of the goals of the CRTA is to educate compliance and risk professionals about the Canadian RegTech offerings available to them, so they can find the best solutions to meet their needs.

See us there!

Time

(Tuesday) 9:00 am PST

Location

Virtual

Organizer

Canadian Regulatory Technology Association

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