238 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements decreased 70% over the past 30 days


SEC issued enforcements: $289,563,885 over the past 30 days


161 Final Rules go into effect in the next 30 days


37 Mortgage Lending docs published in the last 7 days


1460 docs with 2637 extracted obligations from the last 7 days


1415 new Proposed and Final Rules were published in the past 7 days


8611 new docs in pro.compliance.ai within the last 7 days


Considering RCM Solutions?  Here’s an RFP to get started.


april, 2019

07aprallday09*ABA Risk Management Conference


Event Details

In today’s ever-changing risk landscape, good business strategy dictates a constant review of your risks and mitigation strategies. Not to mention that your bank’s success relies on staying ahead of emerging risks.

The ABA Risk Management Conference – with more than 30 strategic and tactical sessions — is designed specifically for bank risk management professionals. We provide bankers with an annual opportunity to assess the current risk climate, what’s on the horizon and benchmark your program against leading practices. The nation’s top experts will provide a full range of new solutions to identify, control and mitigate today’s and tomorrow’s risks.

Mark your calendar to attend in 2019 to get the tools to fine-tune your risk management program to meet the challenges ahead.


april 7 (Sunday) - 9 (Tuesday)


Fairmont Austin