159 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements increased 21% over the past 30 days

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FTC issued enforcements: $8,726,254.27 over the past 30 days

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165 Final Rules go into effect in the next 30 days

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48 Mortgage Lending docs published in the last 7 days

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5330 docs with 12540 extracted obligations from the last 7 days

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83 new Proposed and Final Rules were published in the past 7 days

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9323 new docs in pro.compliance.ai within the last 7 days

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Download the Q3 Enforcement eBook now!

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Join us Feb 4th at Comply 2021

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march, 2019

10marallday137th Annual European Compliance & Ethics Institute

Event Details

SCCE’s European Compliance & Ethics Institute provides an invaluable opportunity to learn the latest practices for effectively addressing the wide range of challenges facing the European compliance & ethics community. Learn directly from experienced compliance and ethics professionals through both formal presentations and informal networking events. Help improve your compliance & ethics programme and develop your expertise in this growing and evolving profession.

Time

march 10 (Sunday) - 13 (Wednesday)

Location

Grand Hyatt Berlin

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