117 Enforcement Actions in the U.S. over past 30 days


OFAC enforcements increased 50% over the past 30 days


SEC issued enforcements: $88,633,075.00 over the past 30 days


123 Final Rules go into effect in the next 30 days


42 Mortgage Lending docs published in the last 7 days


149 docs with 7429 extracted obligations from the last 7 days


27 new Proposed and Final Rules were published in the past 7 days


6910 new docs in pro.compliance.ai within the last 7 days


Download the Q3 Enforcement eBook now!


Join us Feb 4th at Comply 2021


october, 2019

21octallday23*2019 NSCP National Conference


Event Details

The National Society of Compliance Professionals’ hosts approximately 850 compliance professionals from the financial services industry.

Compliance.ai CEO, Kayvan Alikhani, will be featured on the session: “Exploration of Artificial Intelligence with Marketing Compliance (Advanced)”, where attendees will learn how data automation and automation and artificial intelligence can help advance compliance and risk agendas with a case study on technology opportunities within Marketing Compliance.

Learning Objectives:

  • Learn about artificial intelligence (AI) and emerging tech in Compliance
  • Understand opportunities on leveraging technology within the Marketing Compliance space through the use of an AI-enabled review assistant, designed to read through marketing material to help the regulatory review process.
  • Implementation considerations and additional uses of AI and emerging tech in Compliance
  • Cost/Benefit analysis of using AI



october 21 (Monday) - 23 (Wednesday)


Hilton Baltimore


National Society of Compliance Professionals