In the realm of financial regulations, federal-level regulations tend to attract the most coverage from the media since federal agency activity can have impact across the entire country. From the beginning of the recession fallout in 2009, approximately 17,500 pages have been added to the Federal Code Register, which houses the government’s federal regulations. Most financial regulations stem from the federal level, and it’s easy to forget that each state often has its own unique variation. Each state has different needs or concerns, and while they cannot make the law less stringent than federal mandates, they can make the regulation stricter.
179 Enforcement Actions in the U.S. over past 30 days
FINRA enforcements increased 21% over the past 30 days
FTC issued enforcements: $8,726,254.27 over the past 30 days
165 Final Rules go into effect in the next 30 days
55 Mortgage Lending docs published in the last 7 days
5330 docs with 12540 extracted obligations from the last 7 days
108 new Proposed and Final Rules were published in the past 7 days
11692 new docs in pro.compliance.ai within the last 7 days
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