Automatically monitor regulatory updates to map to your internal policies, procesures and controls. Learn More

1558 Enforcement Actions in the U.S. over past 30 days


FTC enforcements decreased 55% over the past 30 days


SEC issued enforcements: $37,812,859 over the past 30 days


50 Final Rules go into effect in the next 7 days


49 Mortgage Lending docs published in the last 7 days


1670 docs with extracted obligations from the last 7 days


new Proposed and Final Rules were published in the past 7 days


11906 new docs in within the last 7 days


Considering RCM Solutions?  Here’s an RFP to get started.


To welcome in the New Year, we’ve improved the look and feel of workflows and added significant new capabilities to our regulatory change management solution. We’ve made it easier to manage workflows and to speed up your regulatory research. As an example, you can now link multiple alerts to a single workflow, giving you the opportunity to fold multiple “carbon copies” into a single, easy to maintain workflow.

We continued enriching our regulatory coverage, most notably adding new content and regulatory updates for legislations, regulations, cybersecurity, banking, and finance related matters across the globe  including Australia, Belgium, Brazil, Canada, China, the European Union, Mexico, United Kingdom and the United States.

Reduce time spent on repetitive compliance tasks using new workflow capabilities

Many of you create multiple, highly focused alerts to ensure that your regulatory change management team is notified about exactly the right changes. Until now, a single workflow could only be driven by one alert, requiring you to create and maintain multiple copies of the same workflow to orchestrate your compliance activities.

Now, we’ve opened the doors so you can link an unlimited number of alerts to one single workflow. If you have one team involved in multiple focus areas, you can add all the alerts relevant to that team to a single workflow, reducing workflow maintenance, minimizing potential errors, and simplifying reporting.

In addition, because the same workflow can only be added to a document once, adding multiple alerts to a single workflow ensures that even if the same regulatory change document appears in multiple alerts, your team will only have to complete tasks once.

To take advantage of this new capability, access Manage Workflows and delete any workflows you will no longer need. Then, edit your “primary” workflow, add all required alerts to the “Select associated alerts” field within Workflow Settings and save to create a single, unified workflow.

Multiple “carbon copy” workflows associated with the same team


Add all relevant alerts to a single workflow for a unified experience


Speed up regulatory review workflow management by using the updated Manage Workflows features

When you select your workflows to take advantage of the new one to many alerts to workflow functionality, you’ll notice we’ve revamped our workflow creation and editing process for an improved experience.

With the new design in our regulatory change management solution, you can:

  1. Review Workflow and Task Settings in a sticky “right panel” section of the page
  2. Expand or Collapse a single task or all tasks in a workflow with a single click.
  3. Reorganize tasks within your workflow using the “Reorder tasks” tool found above the tasks.

Speed up Regulatory Intelligence research: One Source for Regulatory Intelligence: Expanding Regulatory Coverage

We continued expansion of our regulatory coverage. You can now follow recent regulatory updates across specific lines of business and jurisdictions:

Topic-based expansion

  • Banking: related updates from Australia, Brazil,the European Union, and the US.
  • Cybersecurity: related updates from China.
  • Regulations: related updates from the North American Securities Administrators Association.
  • Legislations: related updates from Taiwan (CHN-TLY), and the EU Parliament.
  • Finance: related updates from US Federal Financial Institutions Examination Council, Minnesota, Australia, Canada, Mexico, and the United Kingdom.
  • Healthcare: related updates from the US Centers for Disease Control and Prevention, and Massachusetts (MA-DPH).
  • Securities: related updates from Ohio (OH-DOS).

Jurisdictional expansion: 

  • Australia: updates from the Reserve Bank of Australia (AUS-RBA).
  • Belgium: updates from the Belgian Government (BEL-GOV)
  • Brazil: updates from the Banco Central do Brasil (BRA-BCB).
  • Canada: updates from the Financial Transactions and Reports Analysis Centre (CAN-FINTRAC), and the Office of the Superintendent of Financial Institutions (CAN-OSFI).
  • China: updates from the Cyberspace Administration of China (CHN-CAC), and the Taiwan Legislative Yuan (CHN-TLY)
  • European Union: updates from the European Banking Authority (EU-EBA), and the European Parliament (EU-PARL).
  • Mexico: updates from the Comisión Nacional Bancaria y de Valores (MEX-CNBV).
  • United Kingdom: updates from the HM Treasury(UK-HMT)
  • United States: updates from the Federal Financial Institutions Examination Council (FFIEC), the Federal Reserve (FRS), Centers for Disease Control and Prevention, Department of Veteran Affairs (VA), Massachusetts Department of Public Health (MA-DPH), the Maryland State Attorney General (MD-OAG), Minnesota Commerce Department (MN-CD), New Hampshire Banking Department, and the Ohio Division of Securities (OH-DOS).

Tip of the Month: Update your notification email preferences to receive the information you want when you want it

Receiving both high-level information such as agency, topic and enforcement emails as well as tactical alerts related to workflow tasks, and even shared alerts and folders is a critical element of compliance orchestration. 

To ensure you receive the alerts you want when you want them, update your Email Preferences anytime. We know that most people like to receive weekly topic, enforcement and agency emails, task notifications focused on new, near-due, and overdue tasks daily, and emails when a teammate shares an alert or folder, so we default all new users to these settings, but if you are a longer-term client or prefer to work on a different cadence, access Profile > Account > Alert Settings to  change your preferences at any time. You can even change your preferred day and time for alerts and task emails.


Please visit Agency Sources within the documentation section of our Developer Platform website and bookmark the pages as we update them frequently!

Update your Default Filters at any time to take advantage of our new regulatory sources.

We hope you enjoyed this product update!

Client feedback is always welcome. Please contact our support team with any questions or feedback or schedule a time to review our new features. Remember that you can always access the Training Center under the Help (?) section of the platform for more information.