Regulatory Agency Updates | Week of November 11 to November 18

Regulatory-Agency-Updates-Week-of-Nov-11-Nov-18

Regulatory-Agency-Updates-Week-of-Nov-11-Nov-18

 
 
CA-CANLII
 
 
 
 

Agency Update: Exemption Order for Certain Licences, Authorizations and Documents (Ra… | 11/11/2019

Agency Update: Physical Activities Regulations, SOR/2019-285 [Modified]… | 11/11/2019

Agency Update: CIFTA Rules of Origin Regulations, SOR/2019-276 [Modified on Sep 1, 20… | 11/11/2019

Agency Update: CPTPP Remission Order, SOR/2019-293 [Modified on Aug 8, 2019]… | 11/11/2019

Agency Update: Canada Student Loans Regulations, SOR/93-392 [Modified on Aug 1, 2019]… | 11/11/2019

Agency Update: Fabricated Industrial Steel Components Anti-dumping and Countervailing… | 11/11/2019

Agency Update: Order Designating the Tuvaijuittuq Marine Protected Area, SOR/2019-282… | 11/11/2019

Agency Update: Transitional Regulations for the Purpose of the National Energy Board … | 11/11/2019

Agency Update: Exemption Order for Certain Licences, Authorizations and Documents (Bu… | 11/11/2019

Agency Update: Non-residents’ Temporary Importation of Baggage and Conveyances Regula… | 11/11/2019

 
 
 
CFPB
 
 
 
 

News: CFPB Issues Interpretitive Rule on Screening and Training Requirements… | 11/15/2019

News: CFPB Releases Financial Well-Being Report with State-by-State Comparis… | 11/13/2019

 
 
 
CFTC
 
 
 
 

Notice: Sunshine Act Meetings… | 11/14/2019

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter… | 11/14/2019

Proposed Rule: Privacy of Consumer Financial Information… | 11/12/2019

 
 
 
DOJ
 
 
 
 

Notice: Agency Information Collection Activities; Proposed eCollection eCommen… | 11/18/2019

Notice: Notice of Lodging of Proposed Consent Decree Under the Comprehensive E… | 11/14/2019

Notice: Notice of Lodging of Proposed Amended Consent Decree Under the Compreh… | 11/12/2019

Notice: Agency Information Collection Activities; Proposed eCollection; eComme… | 11/12/2019

 
 
 
DOL
 
 
 
 

Notice: Office of the Assistant Secretary for Administration and Management Ag… | 11/13/2019

 
 
 
EBSA
 
 
 
 

Notice: Notice of Exemption Involving Credit Suisse Group AG (CSG) and Its Cur… | 11/14/2019

 
 
 
EOP
 
 
 
 

Presidential Document: Delegation of Removal Authority Over the Federal Service Impasses Pane… | 11/18/2019

Presidential Document: National Apprenticeship Week, 2019… | 11/14/2019

Presidential Document: World Freedom Day, 2019… | 11/14/2019

Presidential Document: Veterans Day, 2019… | 11/13/2019

Presidential Document: Continuation of the National Emergency With Respect to Iran… | 11/13/2019

Presidential Document: Continuation of the National Emergency With Respect to the Proliferati… | 11/13/2019

 
 
 
FDIC
 
 
 
 

Notice: Sunshine Act Meeting… | 11/14/2019

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter… | 11/14/2019

News: Updated FFIEC IT Examination Handbook – Business Continuity Management… | 11/14/2019

News: Keynote Remarks by FDIC Chairman Jelena McWilliams at the 30th Special… | 11/13/2019

Final Rule: Regulatory Capital Rule: Simplifications to the Capital Rule Pursuant … | 11/13/2019

Final Rule: Regulatory Capital Rule: Capital Simplification for Qualifying Communi… | 11/13/2019

News: Banker Teleconference Series… | 11/12/2019

 
 
 
FFIEC
 
 
 
 

News: Press Release… | 11/14/2019

 
 
 
FINRA
 
 
 
 

Notice: Self-Regulatory Organizations; Financial Industry Regulatory Authority… | 11/12/2019

 
 
 
FRS
 
 
 
 
 
 

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 11/18/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 11/18/2019

SR Letter: SR 19-13: FFIEC Information Technology Examination Handbook… | 11/15/2019

News: The Federal Reserve’s Review of Its Monetary Policy Strategy, Tools, a… | 11/14/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 11/14/2019

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter… | 11/14/2019

News: Brief Remarks (via pre-recorded video) – Vice Chair for Supervision Ra… | 11/14/2019

Notice: Change in Bank Control Notices; Acquisitions of Shares of a Bank or Ba… | 11/13/2019

Final Rule: Regulatory Capital Rule: Simplifications to the Capital Rule Pursuant … | 11/13/2019

Notice: Formations of, Acquisitions by, and Mergers of Bank Holding Companies… | 11/13/2019

 
 
 
FTC
 
 
 
 

Agency Update: International Monthly: November 2019… | 11/16/2019

News: Avoidance devices won=E2=80=99t avoid HSR penalties… | 11/14/2019

News: Chmn. Simons testifies before House Committee on the Judiciary, Subcom… | 11/13/2019

News: Chmn. Simons testifies before House Committee on the Judiciary, Subcom… | 11/13/2019

Agency Update: Prepared Statement of the Federal Trade Commission Before the House Ju… | 11/13/2019

Enforcement: Arete Financial Group… | 11/12/2019

News: Weekly Calendar for November 11, 2019… | 11/11/2019

News: Weekly Calendar for November 11, 2019… | 11/11/2019

 
 
 
Fannie
 
 
 
 

News: Updates on the LIBOR-SOFR Transition… | 11/15/2019

News: Servicing Guide Updates… | 11/13/2019

News: Malloy Evans: Key Updates in Latest Servicing Announcement (Nov. 13, 2… | 11/13/2019

News: Updated DU Specification published supporting updated redesigned URLA… | 11/12/2019

 
 
 
INT-BIS
 
 
 
 

News: Basel Committee consults on Pillar 3 disclosure templates related to b… | 11/14/2019

News: New BIS Innovation Hub Centre in Singapore… | 11/13/2019

News: Appointments made to lead BIS central bank groups… | 11/11/2019

News: Beno=C3=AEt C=C5=93ur=C3=A9 appointed to head BIS Innovation Hub… | 11/11/2019

 
 
 
INT-FSB
 
 
 
 

Agency Update: PDF… | 11/14/2019

Agency Update: PDF… | 11/14/2019

 
 
 
NCUA
 
 
 
 

Notice: Sunshine Act; Notice of Agency Meeting… | 11/18/2019

Notice: Agency Information Collection Activities: Proposed Collection; Comment… | 11/14/2019

 
 
 
NYSE
 
 
 
 

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 11/18/2019

Notice: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of … | 11/14/2019

 
 
 
OCC
 
 
 
 

Bulletin: OCC Bulletin 2019-56… | 11/14/2019

Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Inter… | 11/14/2019

Bulletin: OCC Bulletin 2019-57… | 11/14/2019

Bulletin: OCC Bulletin 2019-54… | 11/13/2019

Bulletin: OCC Bulletin 2019-55… | 11/13/2019

Final Rule: Regulatory Capital Rule: Simplifications to the Capital Rule Pursuant … | 11/13/2019

Final Rule: Regulatory Capital Rule: Capital Simplification for Qualifying Communi… | 11/13/2019

 
 
 
OFAC
 
 
 
 

Notice: Notice of OFAC Sanctions Actions… | 11/12/2019

 
 
 
SEC
 
 
 
 
 
 

Notice: Self-Regulatory Organizations; NYSE Arca, Inc.; Order Scheduling Filin… | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a… | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Des… | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing a… | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdraw… | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Des… | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Wit… | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Desi… | 11/18/2019

Notice: Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Withd… | 11/18/2019

Notice: Self-Regulatory Organizations; CboeBZX Exchange, Inc.; Notice of Desig… | 11/18/2019

 
 
 
TREAS
 
 
 
 

Notice: Periodic Meeting of the U.S. Department of the Treasury Tribal Advisor… | 11/18/2019

News: U.S. Department of the Treasury… | 11/14/2019

 
 
 
UK-BOE
 
 
 
 

Agency Update: Bank of England Weekly Report 13 November 2019… | 11/14/2019

News: Minutes of the Wholesale Distribution Steering Group – October 2019… | 11/13/2019

 
 
 
UK-FCA
 
 
 
 

News: FCA and PRA publish Decision Notices given to former CEO who paid exce… | 11/18/2019

News: Open Finance: an opportunity for financial services… | 11/18/2019

News: One Plus Finance (clone of FCA authorised firm)… | 11/15/2019

News: Inser Investments (clone of EEA authorised firm)… | 11/15/2019

News: Tamweel Capital Limited (clone of FCA authorised firm)… | 11/15/2019

News: Schroders (clone of authorised firm)… | 11/14/2019

News: JP Morgan Asset Management (clone of FCA authorised firms)… | 11/14/2019

News: Switch Finance… | 11/13/2019

News: Clubb Capital Ltd (clone of FCA authorised firm)… | 11/12/2019

News: Tradeburke International Group / Trade Burke International Group… | 11/12/2019

 
 
 
UK-HMT
 
 
 
 

Guidance: Financial Sanctions, Turkey… | 11/12/2019

 
 
 
UK-ICO
 
 
 
 

News: Blog: Data ethics and the digital economy… | 11/18/2019

News: Why special category personal data needs to be handled even more caref… | 11/14/2019

 
 
 
UK-PRA
 
 
 
 

Prudential Regulation: Solvency II: Supervisory disclosures, PRA’s supervisory approach and i… | 11/14/2019

Policy statement: Solvency II: Maintenance of the transitional measure on technical prov… | 11/14/2019

Policy statement: Solvency II: Maintenance of the transitional measure on technical prov… | 11/14/2019

Prudential Regulation: Solvency II: Supervisory disclosures, PRA’s supervisory approach and i… | 11/14/2019

Statement: Statement on ACPR response to EIOPA Recommendations for the Insurance … | 11/12/2019

 
 
 
VA
 
 
 
 

Final Rule: Veterans Healing Veterans Medical Access and Scholarship Program… | 11/13/2019

 

X