179 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements increased 21% over the past 30 days


FTC issued enforcements: $8,726,254.27 over the past 30 days


165 Final Rules go into effect in the next 30 days


55 Mortgage Lending docs published in the last 7 days


5330 docs with 12540 extracted obligations from the last 7 days


108 new Proposed and Final Rules were published in the past 7 days


11692 new docs in pro.compliance.ai within the last 7 days


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News | Published 05/31/2018
FDIC: FDIC CRA Regional Office Contacts. Skip Header Federal Deposit Insurance Corporation Each depositor insured to at least $250,000 per insured bank… Read More
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Agency Update | Published 05/30/2018
The Cotton On-Call Report shows the quantity of call cotton bought or sold on which the price has not been fixed, together with the respective futures on which the purchase or sale is based. Call cotton refers to physical cotton bought or sold, or co… Read More
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Enforcement | Published 05/29/2018
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017052852801 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: John Krohn, Respondent CRD No. 2722975 Pursuant to FINRA Rule 9216… Read More
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Presidential Document | Published 05/30/2018
[Federal Register Volume 83, Number 104 (Wednesday, May 30, 2018)][Presidential Documents][Pages 24901-24903]From the Federal Register Online via the Government Publishing Office [www.gpo.gov][FR Doc No: 2018-11769][[… Read More
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Notice | Published 06/01/2018
Federal Register Volume 83, Number 106 (Friday, June 1, 2018)][Notices][Pages 25494-25495]From the Federal Register Online via the Government Publishing Office… Read More
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Notice | Published 06/01/2018
Federal Register Volume 83, Number 106 (Friday, June 1, 2018)][Notices][Page 25499]From the Federal Register Online via the Government Publishing Office… Read More
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Notice | Published 05/29/2018
[Federal Register Volume 83, Number 103 (Tuesday, May 29, 2018)][Notices][Pages 24505-24510]From the Federal Register Online via the Government Publishing Office… Read More
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News | Published 05/31/2018
In our latest Complaint Snapshot, the Bureau of Consumer Financial Protection examines complaint trends, with a focused look at complaints about debt collection. Since July 2011, the Bureau has received approximately 400,500 debt collection complaint… Read More
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Agency Update | Published 05/31/2018
The fourth meeting of the Argentina-United States Dialogue on Illicit Finance (AUDIF) was held on May 30-31, 2018 in Washington, D.C. The main objective of this initiative is to identify and share information on money laundering, terrorist financing… Read More
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Notice | Published 05/30/2018
This document contains a notice of exemption issued by the Department of Labor (the Department) from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (ERISA or the Act) and/or the Internal Reve… Read More
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Notice | Published 06/04/2018 | Comments Close 08/03/2018
In accordance with the Paperwork Reduction Act of 1995, this notice announces the Rural Housing Service’s (RHS) intention to request a revision for a currently approved information collection in support of the program for Self-Help Technical… Read More
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Notice | Published 05/31/2018
The Department of the Treasury’s Office of Foreign Assets Control (OFAC) is publishing the names of one or more persons that have been placed on OFAC’s Specially Designated Nationals and Blocked Persons List based on OFAC’s determination that one or… Read More
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Agency Update | Published 05/30/2018 
The SEC’s Office of Investor Education and Advocacy (OIEA) and Retail Strategy Task Force are warning investors about red flags that a broker may be running a side business offering investments that are not approved for sale through the broker’s firm… Read More


News | Published 06/01/2018
Joint Release WASHINGTON — The Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) today issued a final rule to shorten the standard settlement cycle for securities purchased or sold by OCC-supervised… Read More
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Proposed Rule | Published 05/31/2018
[Federal Register Volume 83, Number 105 (Thursday, May 31, 2018)][Notices][Pages 25076-25079]From the Federal Register Online via the Government Publishing Office… Read More
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News | Published 05/30/2018
5/30/2018 Loan Product Advisor Feedback Messages Added for HomeOne Mortgage Loan Product Advisor Feedback Messages Added for HomeOne Mortgage May 30, 2018, Back to News Center We’re updating Loan Product Advisor® on July 29, 2018… Read More
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News | Published 05/29/2018
More than ten years ago, the FTC and the Department of Justice published a joint report outlining some concerns about impediments to competition in the residential real estate industry. At an upcoming June 5 workshop co-hosted by both agencies, a wid… Read More
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Agency Update | Published 06/01/2018
FHA INFO #18-23 June 1, 2018, TO: All FHA-Approved Mortgagees and All Other Interested Stakeholders TRAINING AND EVENTS Course Title: New FHA Underwriting Training (On-site only) Date/Time: Tuesday, June 26, 2018, 9:00… Read More
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News | Published 05/30/2018
Section 13 of the Bank Holding Company Act requires the Board to issue this rule jointly with four other agencies – the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the U.S. Securities and Exchange Commission… Read More
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News | Published 06/01/2018
Let’s celebrate the moments of joy that take place at home, and thank our partners who strive to make the dream of owning a home a reality… Read More
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