131 Enforcement Actions in the U.S. over past 30 days


OFAC enforcements increased 50% over the past 30 days


SEC issued enforcements: $88,633,075.00 over the past 30 days


123 Final Rules go into effect in the next 30 days


42 Mortgage Lending docs published in the last 7 days


149 docs with 7429 extracted obligations from the last 7 days


58 new Proposed and Final Rules were published in the past 7 days


6910 new docs in pro.compliance.ai within the last 7 days


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News | Published 07/10/2018
NASHVILLE, TN – After a U.S. Department of Labor Employee Benefits Security Administration (EBSA) investigation, the U.S. District Court for the Middle District of Tennessee in Nashville has sentenced Timothy Wayne Thomas of Brentwood, Tennessee, to… Read More
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Final Rule | Published 07/10/2018 | Effective 09/10/2018
The Securities and Exchange Commission (“Commission”) is adopting amendments to its forms designed to improve the reporting and disclosure of liquidity information by registered open-end investment companies. The Commission is adopting a new requir… Read More
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News | Published 07/09/2018
Today, Bureau of Consumer Financial Protection (Bureau) Acting Director Mulvaney today announced he has selected Brian Johnson, who currently serves as Principal Policy Director at the Bureau, to assume the responsibilities of Acting Deputy Director… Read More
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Presidential Document | Published 07/16/2018
By the authority vested in me as President by the Constitution and the laws of the United States of America, and in order to strengthen the efforts of the Department of Justice and Federal, State, local, and tribal agencies to investigate and prosecu… Read More
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Final Rule | Published 07/13/2018 | Effective 08/13/2018
The Department of Veterans Affairs (VA) amends its fiduciary program regulations, which govern the oversight of beneficiaries, who because of injury, disease, or age, are unable to manage their VA benefits, and the appointment and oversight of fiduci…. Read More
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News | Published 07/10/2018
7/10/2018 ULDD Phase 3 Update ULDD Phase 3 Update July 10, 2018, Back to News Center Freddie Mac and Fannie Mae (the GSEs) are providing an update to Phase 3 of the Uniform Loan Delivery Dataset (ULDD), as a follow up to our January 30, 2… Read More
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Notice | Published 07/09/2018 | Comments Close 08/08/2018
The Department of Labor (DOL) is submitting the Employment and Training Administration (ETA) sponsored information collection request (ICR) titled, “Contribution Operations,” to the Office of Management and Budget (OMB) for review and approval for… Read More
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Final Rule | Published 07/13/2018 | Effective 07/13/2018
The Attorney General has delegated to the Assistant Attorney General for the Criminal Division certain authorities of the Attorney General concerning the transfer of offenders to or from foreign countries, including the authority to find appropriate or… Read More
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Agency Update | Published 07/16/2018
To: Subject: Regulatory Bulletin NYSE Arca RB-18-109 NYSE RB-18-52 NYSE American RB-18-94 NYSE National RB-18-43 July 16, 2018, NYSE ARCA, INC. ETP HOLDERS NEW YORK STOCK EXCHANGE LLC MEMBERS AND MEMBER ORGANIZATIONS NYSE AMERICAN L… Read More
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Notice | Published 07/13/2018 | Comments Close 09/11/2018
The Commodity Futures Trading Commission (“Commission”) is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act (“PRA”), Federal agencies are required to… Read More
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News | Published 07/14/2018
“This week, Argentina’s Unidad de Informaciὀn Financiera de la República Argentina (UIF-AR) took decisive action to freeze assets belonging to a transnational criminal organization linked to Hezbollah and its global terror network. I congratulate the… Read More
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Final Rule | Published 07/16/2018 | Effective 08/15/2018
The Commission is amending the Hart-Scott-Rodino (“HSR”) Premerger Notification Rules (the “Rules”) that require the parties to certain mergers and acquisitions to file reports with the Federal Trade Commission (“the Commission” or “FTC”) and… Read More
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News | Published 07/12/2018
WASHINGTON — FINRA processed an unprecedented amount of market activity through the first six months of 2018, averaging a record 57.9 billion electronic records per day during the period — a 62-percent increase over the average daily volume in 2017… Read More
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News | Published 07/09/2018
Press Releases Joint Release Board of Governors of the Federal Reserve System Federal Deposit Insurance Corporation For Immediate Release July 9, 2018 Agencies Post Public Sections of July 2018 Plans WASHINGTON- The Federal Reserve B… Read More
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Agency Update | Published 07/13/2018
FHA INFO #18-30 July 13, 2018, TO: All FHA-Approved Mortgagees and All Other Interested Stakeholders Course Title: NEW FHA Appraiser and Underwriting the Appraisal Training TRAINING AND EVENTS Date/Time: Event Location… Read More
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Final Rule | Published 07/09/2018 | Effective 07/09/2018
This document amends the U.S. Customs and Border Protection (CBP) regulations to continue the import restrictions on archaeological and ethnological material from Libya previously imposed on an emergency basis in a final rule published on December 5… Read More
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News | Published 07/12/2018
July 12, 2018, Federal Reserve Board issues enforcement action with United Bank Limited and former employee of Hinsdale Bank & Trust and announces the termination of enforcement action with United Bank Limited… Read More
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News | Published 07/12/2018
To: Chief Executive Officers of All National Banks and Federal Savings Associations; All State Banking Authorities; Chair, Board of Governors of the Federal Reserve System; Chairman, Federal Deposit Insurance Corporation; Conference of State Bank Sup… Read More
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Notice | Published 07/13/2018 | Comments Close 09/11/2018
The Housing Opportunity Through Modernization Act of 2016 was signed into law on July 29, 2016. It created Section 502(i) in the Housing Act of 1949, later amended by Section 758 of the Consolidated Appropriations Act, 2018, which permits the Secreta… Read More
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