179 Enforcement Actions in the U.S. over past 30 days

-

FINRA enforcements increased 21% over the past 30 days

-

FTC issued enforcements: $8,726,254.27 over the past 30 days

-

165 Final Rules go into effect in the next 30 days

-

55 Mortgage Lending docs published in the last 7 days

-

5330 docs with 12540 extracted obligations from the last 7 days

-

108 new Proposed and Final Rules were published in the past 7 days

-

11692 new docs in pro.compliance.ai within the last 7 days

-

Download the Q3 Enforcement eBook now!

-

Join us Feb 4th at Comply 2021

-

Michael Delune

Michael is a seasoned legal and risk advisor to financial services companies, and a law professor in the field of financial institutions law. A champion of innovative legal, compliance and risk strategies, Michael’s expertise ranges from regulatory compliance to data privacy, contract management, commercial and consumer finance, governance, and enterprise risk management. Prior to his current role as bank General Counsel, he was outside counsel for over 130 banks, credit unions, finance lenders and FinTech companies, and a regular instructor for Bankers’ Compliance Group. He also served in the equipment finance division of Boeing, specializing in the financing of commercial, aerospace and military equipment.

X