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213 Enforcement Actions in the U.S. over past 30 days
FINRA enforcements decreased 70% over the past 30 days
CME issued enforcements: $1,241,754.92 over the past 30 days
161 Final Rules go into effect in the next 30 days
41 Mortgage Lending docs published in the last 7 days
1460 docs with 2637 extracted obligations from the last 7 days
74 new Proposed and Final Rules were published in the past 7 days
5524 new docs in pro.compliance.ai within the last 7 days
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Global Legal and Compliance executive with 15+ years of success in the SaaS technology and financial services industries. Partner to the CEO and executive team in corporate transactions, business development, product expansion, and regulatory navigation during periods of intense growth and organizational change. An advocate of effective risk management that starts with sound business practices and putting the customer first.