181 Enforcement Actions in the U.S. over past 30 days

-

FINRA enforcements Increased 59% over the past 30 days

-

SEC issued enforcements: $65,449,488.80 over the past 30 days

-

128 Final Rules go into effect in the next 30 days

-

21 Mortgage Lending docs published in the last 7 days

-

7596 docs with 9937 extracted obligations from the last 7 days

-

90 new Proposed and Final Rules were published in the past 7 days

-

6126 new docs in pro.compliance.ai within the last 7 days

-

Considering RCM Solutions?  Here’s an RFP to get started.

-

Ileana Falticeni

Global Legal and Compliance executive with 15+ years of success in the SaaS technology and financial services industries. Partner to the CEO and executive team in corporate transactions, business development, product expansion, and regulatory navigation during periods of intense growth and organizational change. An advocate of effective risk management that starts with sound business practices and putting the customer first.

X