230 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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SEC issued enforcements: $289,563,885 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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41 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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10059 new docs in pro.compliance.ai within the last 7 days

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Donna Bales

Donna Bales

Donna Bales is seasoned practitioner with 20+ years financial-markets experience in market structure, regulation and product management, gained from time working in Canada, the US, Europe and Asia. Currently, she is a Principal Research Director in the CIO Practice at InfoTech Research group where she conducts research and provides advisory services in IT Risk, Governance and Compliance. Donna led her own advisory firm for 11 years where she worked with financial institutions and regulatory bodies on a range of strategic-, regulatory-, business-impact- and transformation initiatives and has led senior product development roles at TD Securities and IHS Markit. Not one to stay still, she founded the Canadian Regulatory Technology Association in 2019 fueled by her belief in the transformation potential of emerging technology and the opportunities it brings to the Canadian financial services ecosystem.

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